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On an integral scheme, Cartier divisors modulo principal divisors compute the Picard group

Statement

Let X be a scheme, let CaDiv⁡(X) be its group of Cartier divisors and let Prin⁡C(X)⊆CaDiv⁡(X) be the subgroup of principal Cartier divisors (Cartier divisor, Principal cartier divisor), and let Pic⁡(X) be the Picard group of isomorphism classes of invertible OX-modules under tensor product (Picard group of a scheme). Then:

  1. (the homomorphism) the rule D↦[OX(D)], which assigns to a Cartier divisor the isomorphism class of its associated invertible sheaf OX(D) (Invertible sheaf of cartier divisor, The sheaf of a Cartier divisor is invertible), is a well-defined map φX:CaDiv⁡(X)→Pic⁡(X) and a homomorphism of abelian groups;
  2. (the kernel) ker⁡φX is exactly the subgroup Prin⁡C(X): a Cartier divisor has associated invertible sheaf isomorphic to OX if and only if it is principal;
  3. (integral case) if X is integral (Integral schemes), then φX is surjective, so it induces an isomorphism of abelian groups CaDiv⁡(X)/Prin⁡C(X)→ ∼ Pic⁡(X).

The statement holds for every scheme, including the empty scheme, and no choice principle is used.

Facts & Assumptions

Given: a scheme X.

[F1]

Cartier divisors on X form an abelian group CaDiv⁡(X): a Cartier divisor is represented on an open cover {Ui}i∈I by meromorphic units fi∈KX(Ui)× with fi/fj∈OX(Ui∩Uj)× for all i,j, the sum is represented by the products figi of local equations on a common cover, the zero element is the class of the constant equation 1, and passing to a refinement or replacing the equations by unit multiples gives the same divisor. The principal Cartier divisors are the images of the global meromorphic units Γ(X,KX×)→CaDiv⁡(X) and form a subgroup, and a Cartier divisor is principal exactly when it admits a representation by a single global equation on X (Cartier divisor).

[F2]

For a global meromorphic unit f∈Γ(X,KX×) the principal Cartier divisor is div⁡C(f)=qX(f), the image of f under the global-section map induced by the quotient sheaf KX×→KX×/OX×; equivalently div⁡C(f) is represented by the single local equation f on the open set X. One has div⁡C(fg)=div⁡C(f)+div⁡C(g) and div⁡C(1)=0, and the principal Cartier divisors form a subgroup of CaDiv⁡(X) (Principal cartier divisor).

[F3]

For a Cartier divisor D with local-equation datum {(Ui,fi)} the subsheaf OX(D)⊆KX consists of the meromorphic functions g∈KX(V) with fig∣V∩Ui∈OX(V∩Ui) for every i, and OX(D)∣Ui=fi−1OUi. The construction is well defined: replacing the equations by unit multiples or passing to a refinement gives the same subsheaf, and any two representations of the same Cartier divisor agree in this sense. For the zero divisor OX(0)=OX (Invertible sheaf of cartier divisor).

[F4]

For every Cartier divisor D with datum {(Ui,fi)} the sheaf OX(D) is invertible, and on each Ui the map OUi→OX(D)∣Ui, a↦afi−1, is an isomorphism; that is, OX(D)∣Ui is freely generated by fi−1. If X is integral then KX is the constant sheaf with value the function field K(X) and OX(D) is a fractional OX-subsheaf of K(X) (The sheaf of a Cartier divisor is invertible).

[F5]

For Cartier divisors D,E on X there are canonical isomorphisms OX(D+E)≅OX(D)⊗OXOX(E) and OX(−D)≅OX(D)∨ (Addition of Cartier divisors is tensor product of their sheaves).

[F6]

The Picard group Pic⁡(X) is the set of isomorphism classes [L] of invertible OX-modules with product [L][M]:=[L⊗OXM], identity [OX] and inverse [L]−1=[L∨]; it is an abelian group (Picard group of a scheme).

[F7]

Let X be an integral scheme and L an invertible OX-module. Every rational section s∈Γ(X,KX(L)) has a well-defined Cartier divisor div⁡C(s) on X, there is a canonical isomorphism φ:OX(div⁡C(s))→L carrying the canonical section 1D to s, and conversely for every Cartier divisor D the canonical section 1D is a rational section with div⁡C(1D)=D (Rational sections of line bundles are Cartier divisors).

[F8]

On an integral scheme X with generic point η the sheaf KX(L)=L⊗OXKX of meromorphic sections of an invertible L is the constant sheaf with value the stalk Lη, which is a one-dimensional K(X)-vector space; a rational section is by definition a nonzero element of this vector space (Rational section line bundle, Sheaf total quotient rings).

[F9]

An integral scheme is a nonempty reduced scheme whose underlying topological space is irreducible; equivalently, it is nonempty and every nonempty affine open subscheme is the spectrum of a domain (Integral schemes).

[F10]

First isomorphism theorem for groups: for every group homomorphism f:G→H the rule gker⁡f↦f(g) is an isomorphism G/ker⁡f→im⁡f (First isomorphism theorem for groups: G/ker⁡f≅im⁡f).

[F11]

The sheaf of meromorphic functions KX is the sheafification of U↦SX(U)−1OX(U), where SX(U) is the multiplicative set of regular sections of OX over U; the canonical maps OX(U)→SX(U)−1OX(U)→KX(U) are ring homomorphisms, so every element of SX(U) maps to a unit of KX(U), and OX→KX is a morphism of sheaves of rings (Sheaf total quotient rings).

[F12]

Sections of a sheaf on the members of an open cover that agree on the overlaps glue to a unique global section: if si∈F(Ui) satisfy si∣Ui∩Uj=sj∣Ui∩Uj for all i,j, there is a unique s∈F(U) with s∣Ui=si for all i (A sheaf on a topological space).

Proof

1.1F3F4F6

Well-definedness of the map. Let D be a Cartier divisor with local-equation datum {(Ui,fi)}; by [F3] the subsheaf OX(D)⊆KX is well defined and independent of the chosen datum, and by [F4] it is invertible, so its isomorphism class [OX(D)] lies in Pic⁡(X) by [F6]. This assigns to every D∈CaDiv⁡(X) a well-defined element φX(D) of Pic⁡(X).

1.2F1F3F5F6

Homomorphism. For Cartier divisors D,E the canonical isomorphism OX(D+E)≅OX(D)⊗OXOX(E) of [F5] gives φX(D+E)=[OX(D+E)]=[OX(D)][OX(E)]=φX(D)φX(E) by the product rule in [F6], and OX(0)=OX by [F3] gives φX(0)=[OX], the identity of Pic⁡(X); hence φX is a homomorphism of abelian groups.

1.3F1F2F3F6

Principal divisors have trivial class. Let f∈Γ(X,KX×) and put D=div⁡C(f)=qX(f); by [F2] the divisor D is represented by the single global equation f on X, so [F3] gives OX(D)=f−1OX⊆KX. Multiplication by f−1 is an isomorphism OX→OX(D), a↦af−1, of OX-modules, with inverse given by multiplication by f, so [OX(D)]=[OX] and φX(D)=0 by [F6]; thus Prin⁡C(X)⊆ker⁡φX by [F1] and [F2].

1.4F1F3F4

An isomorphism of the divisor sheaf with OX. Conversely let D be a Cartier divisor with φX(D)=[OX], choose an isomorphism u:OX(D)→OX of OX-modules, and fix a local-equation datum {(Ui,fi)}i∈I for D, so that fi∈KX(Ui)× and fi/fj∈OX(Ui∩Uj)× for all i,j by [F1]. By [F4] the sheaf OX(D)∣Ui is freely generated by fi−1; the chosen isomorphism u is a single selection from the nonempty set of isomorphisms, so no choice principle is used.

1.5F8F9

A rational section exists. Now assume that X is integral, and let L be an invertible OX-module. By [F9] the scheme X is nonempty, reduced and irreducible, hence has a generic point η; by [F8] the sheaf KX(L) is the constant sheaf with value the stalk Lη, a one-dimensional vector space over the field K(X), which is nonzero, so the set of nonzero elements of Lη is nonempty. Choose such an element s; it is a global section of KX(L), that is, a rational section of L, and this is a single selection from a nonempty set, not a choice principle.

2.1F1F4F11step 1.4

The transported generators are units. Fix i and put ei:=u(fi−1)∈OX(Ui); then the composite of the generator isomorphism a↦afi−1 of [F4] with u is the endomorphism a↦aei of OUi, and it is an isomorphism of OUi-modules. Its surjectivity gives an element b∈OX(Ui) with bei=1, so ei∈OX(Ui)× with inverse b; in particular fiei∈KX(Ui)×, because fi is a unit of KX(Ui) by [F1] and the unit ei maps to a unit of KX(Ui) under the ring homomorphism OX(Ui)→KX(Ui) of [F11].

2.2F6F7step 1.1step 1.5

Surjectivity. By [F7] the rational section s has a well-defined Cartier divisor D:=div⁡C(s) on the integral scheme X, and there is a canonical isomorphism OX(D)→L, so [L]=[OX(D)]=φX(D) in Pic⁡(X) by [F6] and step 1.1. As L was an arbitrary invertible OX-module, the map φX is surjective.

3.1F1F11F12step 1.4step 2.1

Gluing the global equation. For each i put gi:=fiei∈KX(Ui)×, a unit by step 2.1. On Ui∩Uj one has fi−1=(fj/fi)fj−1 with fj/fi∈OX(Ui∩Uj)× by [F1], and the OX-linearity of u gives ei=u(fi−1)=(fj/fi)u(fj−1)=(fj/fi)ej, so gi=fiei=fjej=gj; by [F12] the gi glue to a unique global section f∈Γ(X,KX) with f∣Ui=gi. The local inverses gi−1 agree on the overlaps as well, because they are the inverses of the equal restrictions gi∣Ui∩Uj=gj∣Ui∩Uj, so they glue to an inverse of f and f∈Γ(X,KX×).

4.1F1F2step 3.1

The divisor is principal. On each Ui one has fi=f∣Uiei−1 with ei−1∈OX(Ui)× by step 2.1, so the local equations fi of D differ from the restrictions of the global meromorphic unit f by units of OX, and by the local-equation description of [F1] the divisor D is represented by the single global equation f; thus D=qX(f)=div⁡C(f) is principal by [F2]. Hence ker⁡φX⊆Prin⁡C(X).

5.1F1F2step 1.3step 4.1

The kernel. By step 1.3 every principal Cartier divisor lies in the kernel of φX, and by step 4.1 every divisor in the kernel is principal; since Prin⁡C(X) is a subgroup of CaDiv⁡(X) by [F1] and [F2], the kernel of φX is exactly Prin⁡C(X).

6.1F10step 5.1step 2.2∎

The induced isomorphism. By step 1.2 the map φX is a group homomorphism, by step 5.1 its kernel is Prin⁡C(X), and by step 2.2 its image is all of Pic⁡(X) when X is integral; the first isomorphism theorem [F10] therefore identifies CaDiv⁡(X)/Prin⁡C(X) with Pic⁡(X) through the map induced by φX.

No choice principle is used: the only selections are those of a single isomorphism u in step 1.4 and of a single nonzero rational section in the step numbered 1.5, each from a set that has just been shown nonempty. On the empty scheme CaDiv⁡(∅)=0 by [F1], and the unique O∅-module is invertible vacuously, so Pic⁡(∅) is trivial and both the kernel statement and the induced isomorphism hold; the surjectivity in part 3 is asserted only for integral X, which is nonempty by [F9]. Taking D=0 recovers the identity class, and for D,E the isomorphism of [F5] exhibits the homomorphism property on the level of canonical isomorphisms, not merely on classes.

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