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A torsion-only extension of the canonical formula fails for Frobenius

Statement refuted

The proposed extension ωC≅f∗ωD⊗OC(Rftor) of the canonical bundle formula to every finite surjective morphism of smooth proper geometrically integral curves is false when Rftor=∑plength⁡OC,p(tors⁡(ΩC/D)p)[p], where the summation is over closed points and tors⁡ means the torsion subsheaf of the relative differentials. The separable theorem Canonical bundle formula with the different defines its different divisor only when k(C)/k(D) is separable; Rftor here is a proposed candidate extension, not that theorem's different divisor. The witness is the p-th-power map in characteristic p>0, φ ⁣:Pk1→Pk1, [s:t]↦[sp:tp]. Its relative differentials are invertible, so their torsion subsheaf is zero and Rftor=0. But ωPk1≅O(−2[∞]) and φ∗ωPk1≅O(−2p[∞]) are not isomorphic. This refutes extending the separable formula by the torsion-submodule recipe; it does not assign the separable different divisor to an inseparable map. The indices at 0 and ∞ are both p.

Facts & Assumptions

Given: A field k of characteristic p>0, the projective line with coordinates x on U0 and y=x−1 on U∞, and the morphism φ given by x↦xp and y↦yp. The Axiom of Choice is assumed wherever required by the cited projective-line, finite-map, and principal-divisor suppliers below.

[F1]

The projective line has the two affine charts U0=Spec⁡k[x] and U∞=Spec⁡k[y], with xy=1 on their overlap; it is a smooth proper geometrically integral curve, and its closed-point local rings are discrete valuation rings. The point ∞ has uniformizer y. (Two-affine projective line and its twists, Relative projective space from standard charts, Curves over a field, Local rings at closed points of smooth curves are discrete valuation rings)

[F2]

A nonconstant rational function on a smooth proper geometrically integral curve defines a finite locally free map to P1 of degree the corresponding function-field extension; for xp, [k(x):k(xp)]=p, with basis 1,x,…,xp−1. The fibre degree formula is ∑r↦qer[κ(r):κ(q)]=deg⁡(φ). (A nonconstant rational function defines a finite map to the projective line, Fibre degree sum with ramification and residue degrees, The Axiom of Choice)

[F3]

At a closed point on a smooth curve the local ring is a discrete valuation ring. The ramification index is the order of the pullback of a target uniformizer; a uniformizer has order one, and orders are additive. (Local rings at closed points of smooth curves are discrete valuation rings, Every nonzero fraction is a unit times a power of a uniformiser, Ramification index of a morphism of curves)

[F4]

For B=A[T]/(g(T)), the relative differentials are generated by dT with relation g′(T) dT=0. (Differentials of a polynomial quotient and the Jacobian cokernel)

[F5]

For smooth curves the canonical sheaf is ω=Ω−/k1 and is invertible. The different divisor in The different divisor of a generically separable morphism of curves is defined from the lengths of the full relative-differential stalks only when the function-field extension is separable. (Canonical bundle and canonical divisors, Sheaf of relative Kähler differentials, The different divisor of a generically separable morphism of curves, Canonical bundle formula with the different)

[F6]

For ring maps A→B→C, the Kähler differential sequence C⊗BΩB/A⟶ΩC/A⟶ΩC/B⟶0 is exact; its first map need not be injective. This applies without separability. (Transitivity sequence for differentials)

[F7]

On Pk1, dx is a rational section of the canonical line bundle and its divisor is −2[∞], as follows from dx=−y−2dy. The rational-section and Cartier-divisor dictionary identifies a line bundle with the sheaf of a divisor of any nonzero rational section; for the finite flat map φ, pullback of a Cartier divisor computes the pullback of its line bundle. An isomorphism of divisor line bundles makes their difference principal. Principal divisors on a proper curve have degree zero, and deg⁡k(∑nq[q])=∑nq[κ(q):k]. (Canonical bundle and canonical divisors, Rational sections of line bundles are Cartier divisors, Invertible sheaf of cartier divisor, Pullback of a Cartier divisor, Pullback of a Cartier divisor computes the pullback of its line bundle, On an integral scheme, Cartier divisors modulo principal divisors compute the Picard group, Degree divisor proper curve, Principal divisors on a normal proper curve have degree zero)

Construction

Let k be a field of characteristic p>0 and let φ ⁣:Pk1→Pk1 be the morphism with φ♯(x)=xp on the standard chart, that is φ([s:t])=[sp:tp] in homogeneous coordinates. Its degree is p, and e0=e∞=p. After base change to an algebraic closure, every geometric closed point is index-ramified with index p; the two displayed points are not the only geometric ramification points.

Verification

1.1F1F2F3

The morphism, its degree and its ramification. The coordinate function x has ord⁡∞(x)=−1 by [F1], so xp is nonconstant, and [F2] gives the finite surjective morphism φ of degree [k(Pk1):k(xp)]=p, since 1,x,…,xp−1 is a basis over k(xp). On the two charts the maps are k[x]→k[x], x↦xp, and k[y]→k[y], y↦yp, because y=x−1. The points 0 and ∞ are k-rational with uniformizers x and y by [F1], so [F3] gives e0=ord⁡0(xp)=p and e∞=ord⁡∞(yp)=p. The zero and pole fibres are supported respectively at 0 and ∞; the fibre degree formula [F2] at 0 is consistent with deg⁡(φ)=e0[κ(0):κ(0)]=p.

1.2F3algebra

Ramification after geometric base change. Over kˉ, let a be any finite target point and choose b∈kˉ with bp=a. The pullback of the target parameter x−a is xp−a=(x−b)p, so the index at the geometric point b is p. On the infinity chart the same calculation is y↦yp. Thus every geometric closed point is index-ramified. Over an imperfect original field the indices of its closed points need not all be p: for example, if k=Fp(a) with a not a p-th power, the target point t=a has preimage defined by the irreducible polynomial xp−a. Its local uniformizer is xp−a, exactly the pullback of t−a, so its index is 1, while the residue extension is purely inseparable.

2.1F5F6step 1.1

The pullback of differentials is the zero map. The canonical bundle of the target is generated on U0 by dx, and the pullback map φ∗ωPk1→ωPk1 sends its generator φ∗(dx) to d(xp)=p xp−1dx=0, because p=0 in k. The same computation in coordinate y on U∞ gives φ∗(dy)↦d(yp)=0. By the right-exact transitivity sequence [F6], the map φ∗ωPk1→ωPk1 is followed by the quotient to ΩC/D. Since the first map is zero, this quotient is an isomorphism. Thus the pullback of differentials is not injective; the injectivity assertion in the canonical-bundle theorem [F5] is unavailable because its separability hypothesis fails.

2.2F4step 1.1

The relative differentials are invertible, with no torsion. On the source chart U0 the map is A=k[x]→B=k[z], x↦zp, so B=A[T]/(Tp−x) with T↦z; the derivative of g(T)=Tp−x is g′(T)=pTp−1=0, and [F4] gives ΩB/A≅B/(g′)=B, free of rank one on dT. The same holds on U∞ in coordinate y. Thus the relative differential sheaf for φ, ΩC/D, is invertible, so its torsion subsheaf is zero. Set lptor:=length⁡OC,p(tors⁡(ΩC/D)p); then lptor=0 for every closed point p.

3.1F5F7step 1.1step 2.2

The recipe gives Rftor=0, but the isomorphism fails. By step 2.2 all coefficients lptor vanish. The canonical divisor computation is div⁡(dx)=−2[∞]: dx is a frame on U0, and dx=d(y−1)=−y−2dy on U∞. Thus ωPk1≅OPk1(−2[∞]). The pullback divisor is φ∗[∞]=p[∞], since its fibre is supported at ∞ with index p from step 1.1; [F7] gives φ∗ωPk1≅OPk1(−2p[∞]). If the proposed formula held with Rftor=0, these divisor line bundles would be isomorphic, so (2p−2)[∞] would be principal by [F7]. Its degree is 2p−2>0, contradicting [F7], which gives degree zero for principal divisors.

4.1F1F5F6F7step 1.1step 1.2step 2.1step 2.2step 3.1∎

Conclusion. The p-th-power map is finite surjective of degree p; its indices at 0 and ∞ are p, and after base change every geometric closed point has index p. Its relative differentials are invertible with zero torsion, so the proposed torsion-submodule recipe gives Rftor=0. The formula fails because ωPk1≅O(−2[∞]) and φ∗ωPk1≅O(−2p[∞]) are not isomorphic. Thus separability cannot be dropped when extending the formula by this recipe, and this conclusion does not define the separable different divisor for an inseparable map.

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