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The weak ballot count: for the orderings in which the first candidate is never behind satisfy
Statement
Let with . Write
the diagonal paths of length from the origin ending at height whose height is never negative (Diagonal lattice paths with steps and , and the height function); these record the orderings of a count with votes for the first candidate and for the second in which the first candidate is never behind. Then is finite and, in ,
Facts & Assumptions
Given: natural numbers , and the set above.
A diagonal path of length from is the same datum as a function with and for ; with the number of up-steps its endpoint height is (Diagonal lattice paths with steps and , and the height function).
For natural numbers , the set of diagonal paths of length from ending at height whose height is at least at every index from to is finite, and its cardinality satisfies (Bertrand's ballot problem: for the orderings in which the first candidate is strictly ahead throughout satisfy ).
For with : in , and ( for ; hence , the quotient is a natural number, and ).
for every , and (The factorial and the falling factorial , defined by recursion in ).
For all with : if then (Cancellation for multiplication by a nonzero factor).
For : is a bijection if and only if there is a function with and ( is a bijection if and only if there is a function with and ; such a is unique, equals the inverse relation , and is itself a bijection).
If is finite and is a bijection then is finite and (The cardinality of a finite set).
Proof
Prepending an up-step is a bijection from onto the set of diagonal paths of length from ending at height whose height is at least from the index onwards. Given in the first set, put and for : then , the later differences are those of , the values from the index on are at least because , and . Conversely, given in the second set, its first step is forced upward since and , so putting for gives , and . The two constructions undo one another, so [L5] and [L6] give a bijection and equal cardinalities.
Two identities in . First, : with and one has and , so [L2] gives , while [L2] applied to gives , and multiplying the latter by and using from [L3] makes the two left sides equal; cancelling the nonzero factor by [L3] and [L4] gives the identity. Second, by the symmetry clause of [L2], since .
Apply [L1] with and , which is legitimate because follows from : the set it counts is exactly the second set of step 1.1, so its cardinality is by step 1.1, and .
Multiplying step 2.1 by and substituting the first identity of step 1.2 gives ; cancelling the nonzero factor by [L4] and rewriting as by the second identity of step 1.2 gives . At this reads , so , the single all-up path; at it reads , which is the relation the Catalan development uses.
Remarks
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Why the extra up-step and not a reflection. The weak condition is not of the form treated by the reflection principle, whose hypothesis is a strict inequality against a level with both endpoints strictly above it. Prepending one up-step turns the weak condition at every index into the strict condition from the index onwards, and the strict count is already proved.
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The case . Here , and the identity says that times the number of never-behind orderings is the central binomial coefficient. That is the shape the Catalan numbers take on this page, and it is why the weak form is stated separately rather than left as an exercise on the strict one.
Depends on
- Bertrand's ballot problem: for $p>q\ge0$ the orderings in which the first candidate is strictly ahead throughout satisfy $(p+q)\,N=(p-q)\binom{p+q}{p}$
- Diagonal lattice paths with steps $U=(1,1)$ and $D=(1,-1)$, and the height function
- $\binom{n}{k}\,k!\,(n-k)! = n!$ for $k \le n$; hence $\binom{n}{k}\,k! = n^{\underline{k}}$, the quotient $n!/(k!(n-k)!)$ is a natural number, and $\binom{n}{k} = \binom{n}{n-k}$
- The factorial $n!$ and the falling factorial $n^{\underline{k}}$, defined by recursion in $\mathbb{N}$
- Cancellation for multiplication by a nonzero factor
- $f : A \to B$ is a bijection if and only if there is a function $g : B \to A$ with $g \circ f = \Delta_A$ and $f \circ g = \Delta_B$; such a $g$ is unique, equals the inverse relation $f^{-1}$, and is itself a bijection
- The cardinality $\lvert A\rvert$ of a finite set
Used by
Dependency tree · two levels
49 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- C. Krattenthaler, "Lattice Path Enumeration", ch. 10 of the Handbook of Enumerative Combinatorics, §10.3 (standard reference, not scraped)