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Annulus and punctured disc have hyperbolic universal covers
Example
Assume the Axiom of Choice. Fix and put , and consider the vertical strip, the finite annulus, the left half-plane and the punctured disc
Then the following hold.
- and are covering maps, and , : the exponential maps the vertical strip onto the finite annulus and the left half-plane onto the punctured disc.
- and : both deck groups are infinite cyclic, generated by the translation .
- and are biholomorphic to ; consequently both are simply connected, the two exponential maps are universal covering spaces, and and have hyperbolic universal-covering type (Spherical, parabolic and hyperbolic universal-covering types).
On the modulus contrast. The finite annulus carries the modulus parameter determined by its inner radius, while the punctured disc has a cusp end at the puncture; the two surfaces are homeomorphic, and this example does not attempt to prove that they are non-biholomorphic, which needs a conformal invariant such as extremal length. By the cover classification every connected Riemann surface, in particular each of and , is biholomorphic to a quotient of exactly one of the three models by a group of holomorphic automorphisms acting freely and properly discontinuously (Every Riemann surface is a quotient of a simply connected model).
Facts & Assumptions
Given: The Axiom of Choice; a real number and the sets , , , above (The Axiom of Choice, The natural logarithm as the inverse of the exponential function, Annuli in the complex plane, Riemann surfaces and holomorphic atlases).
The Axiom of Choice (The Axiom of Choice) is used only through the universal-covering-type definition [F11] and the cover classification [F12], both of which assume it, and as Countable Choice (The Axiom of Countable Choice ()) in the lifted structure [F21]; the remaining argument makes only finite or canonical choices.
Kernel and fibres of the exponential (, and exactly when ): , and holds exactly when .
Cartesian form and modulus (, , and ): for real , and .
The real exponential is onto (The exponential is a continuous bijection from onto ): is a bijection.
Strict monotonicity (The exponential function is strictly increasing): is continuous and strictly increasing on .
The real logarithm (The natural logarithm as the inverse of the exponential function): for , is the unique real with , so is the inverse function of the real exponential and both are increasing.
The principal logarithm (The principal logarithm is a biholomorphism from the slit plane to the principal strip): the principal logarithm is a biholomorphism from the slit plane onto the horizontal strip , with inverse the exponential restricted to that strip; in particular is holomorphic on the slit plane, there, and for .
The open mapping theorem (Open mapping theorem for holomorphic functions): every nonconstant holomorphic function on a complex domain is an open map.
Covering maps and evenly covered neighbourhoods (Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings): a covering map is a continuous surjection every point of whose base has an open neighbourhood with a disjoint union of open sheets, each mapped homeomorphically onto by .
Deck transformations (Deck transformations and the deck-transformation group of a covering): a deck transformation of is an isomorphism over , that is, a homeomorphism with , and the deck transformations form a group.
Universal covering spaces (Universal covering spaces): a universal covering space of is a covering map with simply connected.
The universal-covering type (Spherical, parabolic and hyperbolic universal-covering types): the holomorphic universal cover of a connected Riemann surface is biholomorphic to exactly one of the Riemann sphere, the plane and the disc, the label is independent of the chosen cover, and the surface is hyperbolic precisely when its cover is biholomorphic to .
Cover classification (Every Riemann surface is a quotient of a simply connected model): under the Axiom of Choice every connected Riemann surface is biholomorphic to the quotient of exactly one of the Riemann sphere, the complex plane and the unit disc by a group of holomorphic automorphisms acting freely and properly discontinuously.
The three models (The sphere, plane and disc are pairwise biholomorphically distinct): , and are simply connected Riemann surfaces and no two of them are biholomorphic.
The Cayley map (Hyperbolic distances and geodesics in disc and half-plane): the map maps the upper half-plane biholomorphically onto .
Annuli (Annuli in the complex plane): is the annulus about with inner radius and outer radius , and is the punctured disc .
Riemann surfaces (Riemann surfaces and holomorphic atlases): a Riemann surface is a nonempty connected Hausdorff second countable space with a holomorphic atlas, and every nonempty connected open subset of is one with the atlas of inclusions.
The circle parametrization ( is a bijection from onto the real unit circle): every point of the unit circle is for a unique .
Biholomorphisms (Biholomorphic maps between complex domains): a bijective holomorphic map with holomorphic inverse is a biholomorphism, and compositions and inverses of biholomorphisms are again biholomorphic.
Fundamental groups of homeomorphic spaces (The fundamental group is a functor ): a homeomorphism induces an isomorphism of fundamental groups, so simple connectivity is a topological property.
Simply connected spaces (Simply connected topological spaces): a space is simply connected when it is nonempty and path connected and its fundamental group is trivial.
The lifted holomorphic structure (A universal covering of a Riemann surface inherits a unique complex structure): under Countable Choice, a topological universal covering of a Riemann surface carries a unique complex structure making the projection a holomorphic unbranched covering, its total space is second countable, and its deck transformations are biholomorphic.
Deck transformations are isometries (Deck transformations preserve the hyperbolic metric): for a disc uniformization of a hyperbolic surface, every deck transformation preserves the pulled-back Poincaré metric, its lengths and its distance, and the quotient metric is the surface Poincaré metric.
Proof technique: direct.
Verification
Setup. and are open vertical strips and half-planes, hence convex and connected, and , are the annuli of inner radius and ; all four sets are nonempty connected open subsets of , hence connected Riemann surfaces with the atlas of inclusions.
Injectivity on small discs. If and , then [F1], so either or , a contradiction; hence is injective on every subset of diameter , in particular on every disc of radius at most .
The principal logarithm. The principal logarithm is a biholomorphism from the slit plane onto the horizontal strip , with inverse ; thus is holomorphic, for in the slit plane, and whenever [F6].
The preimages of the two bases. For one has [F2], so if and only if , if and only if , and if and only if , that is ; the equivalences use that is strictly increasing with inverse [F3, F4, F5]. Hence and .
Translation invariance. For each the translation preserves real parts, hence maps onto and onto , with inverse ; and on all of because [F1]. In particular is the translation by .
The strip is biholomorphic to the half-plane. Define on . For one has [F2], where the modulus is positive and the argument lies in , so . Conversely, for put ; since is contained in the slit plane, is holomorphic [F6, F18], and writing with one has , so and has real part in , that is . The identity gives [F6], and for the number lies in and exponentiates to , so it equals by the injectivity of in [F6], and therefore . Thus is a bijection, holomorphic with holomorphic inverse: a biholomorphism [F18].
Both restrictions are onto. Let ; by [F17] there is with , and by [F3, F5] there is a unique real with ; then [F2], so , and with step 2.1 the image of is exactly . The same argument with and arbitrary gives .
Biholomorphisms onto the disc. The map is a biholomorphism with inverse , since it is complex linear, bijective, and exactly when [F18]; and by [F14] the Cayley map is a biholomorphism . Hence is a biholomorphism and is a biholomorphism , compositions of biholomorphisms being biholomorphic [F18].
Evenly covered neighbourhoods over the annulus. Let and, by step 3.1, choose with . Since is open and , choose with , and put . Then is open, because is a nonconstant holomorphic function on the domain [F7], and by step 2.1. By [F1], : indeed holds exactly when for some , that is, when for such a . By step 2.2 every sheet is contained in , and two distinct ones are disjoint, since an element of their intersection would exhibit with of modulus , while . Finally, is injective on each sheet by step 1.2 and maps it onto , using [F1]; hence is an evenly covered neighbourhood of with sheets .
Simple connectivity of the covering domains. The disc is simply connected [F13], hence nonempty, path connected and with trivial fundamental group [F20]; a biholomorphism is a homeomorphism, and a homeomorphism induces an isomorphism of fundamental groups [F19], so the biholomorphic images and are nonempty, path connected and have trivial fundamental group: they are simply connected [F19, F20, step 3.2].
Evenly covered neighbourhoods over the punctured disc. Let and choose with (step 3.1), and , so that ; the same computation as in step 4.1 shows that is an open neighbourhood of contained in whose preimage is the disjoint union of the sheets , each mapped homeomorphically onto by .
The exponential over the annulus is a covering. The map is continuous, its image is all of (step 3.1), and every has the evenly covered neighbourhood produced in step 4.1; hence it is a covering map [F8], and is step 2.1.
The exponential over the punctured disc is a covering. The same argument with step 5.1 shows that is a covering map, and is step 2.1.
The deck group over the annulus. Since is a covering map (step 5.2), its deck transformations are the homeomorphisms with [F9]; let be one of them. For the equality gives [F1], and is a continuous map from the connected strip into the discrete set , hence is constant: for a fixed . Conversely every is a homeomorphism of onto itself with (step 2.2). Therefore , an infinite cyclic group generated by , since and .
The deck group over the punctured disc. Since is a covering map (step 6.1), the identical argument on the connected half-plane gives , again infinite cyclic and generated by .
Universal covers and hyperbolic type. By steps 5.2, 6.1 and 4.2 the two exponential maps are covering maps with simply connected total space, hence universal covering spaces [F10]; the complex structures of and as open subsets of make holomorphic, so by the uniqueness of the lifted structure [F21] these are the holomorphic universal covers of and . The type definition [F11] then assigns to each of the two connected Riemann surfaces its unique type; since the exhibited covers are biholomorphic to (steps 2.3, 3.2) and no two of the three models are biholomorphic [F13], both and have hyperbolic universal-covering type. Under the Axiom of Choice [A1], the cover classification [F12] moreover exhibits each of the two surfaces as a quotient of by a group of holomorphic automorphisms acting freely and properly discontinuously, namely the conjugates of the deck groups of steps 6.2 and 7.1 under the uniformizations of steps 2.3 and 3.2.
Conclusion. Steps 6.2 and 7.1 identify the two deck groups as the infinite cyclic groups generated by the translation , and step 7.2 identifies both base surfaces as hyperbolic; moreover, by [F22] the deck translations preserve the pulled-back Poincaré metric, its lengths and its distance of the corresponding uniformization. This proves all three assertions of the Example.
Depends on
- The Axiom of Choice
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Every Riemann surface is a quotient of a simply connected model
- Spherical, parabolic and hyperbolic universal-covering types
- Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings
- The sphere, plane and disc are pairwise biholomorphically distinct
- The natural logarithm as the inverse of the exponential function
- Annuli in the complex plane
- Riemann surfaces and holomorphic atlases
- $\ker(\exp)=2\pi i\mathbb Z$, and $\exp z=\exp w$ exactly when $z-w\in2\pi i\mathbb Z$
- $\exp(x+iy)=e^x(\cos y+i\sin y)$, $|\exp(x+iy)|=e^x$, and $e^{i\pi}+1=0$
- The exponential is a continuous bijection from $\mathbb{R}$ onto $(0,\infty)$
- The exponential function is strictly increasing
- The principal logarithm is a biholomorphism from the slit plane to the principal strip
- Open mapping theorem for holomorphic functions
- Deck transformations and the deck-transformation group of a covering
- Universal covering spaces
- Hyperbolic distances and geodesics in disc and half-plane
- $t\mapsto(\cos t,\sin t)$ is a bijection from $[0,2\pi)$ onto the real unit circle
- Biholomorphic maps between complex domains
- The fundamental group is a functor $\pi_1:\mathbf{Top}_*\to\mathbf{Grp}$
- Simply connected topological spaces
- A universal covering of a Riemann surface inherits a unique complex structure
- Deck transformations preserve the hyperbolic metric
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Sources
- Mikhail Lyubich, Dynamics of Quadratic Polynomials, Vol. I (standard reference, not scraped)
- Curtis T. McMullen, Riemann Surfaces, Math 213b course notes (standard reference, not scraped)