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Hyperbolic Riemann Surfaces and Uniformization: Examples and Counterexamples
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Analytic Majorants and the Cauchy–Kovalevskaya Theorem
- Analyticity of Holomorphic Functions; Liouville and Morera
- Applications of the Fundamental Group
- Arc Length and Rectifiable Curves
- Areas of Elementary Plane Figures
- Banach Alaoglu Goldstine and Krein Milman
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Cayley Graphs, Word Metrics and Quasi-Isometry
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Classification of Compact Connected Surfaces
- Classification of Covering Spaces
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Power Series and Analytic Functions
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Conformal Mapping, Branches, and the Schwarz Lemma
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Contour Integration
- Convex and Semicontinuous Functions on Rⁿ
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Covering Spaces and Lifting
- Cup Cap Cross Products and Cohomology Rings
- Cw Complexes and Cellular Homology
- Cyclic Groups and Direct Products
- Darboux, L'Hôpital, and Taylor's Theorem
- Density Separability and Convolution in Lᵖ
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Dirichlets Unit Theorem Regulators and S Units
- Distributions Test Functions and Differentiation
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Euclidean Surface Measure, Divergence, and Green Identities
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Finite Probability and the Probabilistic Method
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Fubini and Change of Variables
- Function Space Topologies and the Exponential Law
- Fundamental Solutions Newtonian Potentials and Green Functions
- Fundamental Trigonometric Identities
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Graphs, Walks and Connectivity
- Green Functions, Harmonic Measure, and Conformal Invariance
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Hall–Mal’cev Coordinates and Bass–Guivarc’h Growth
- Harmonic Functions and Mean Values in Rn
- Harmonic Functions and the Poisson Integral
- Hausdorff via the Diagonal
- Hereditary and Productive Behaviour of the Separation Axioms
- Holomorphic Functions of Several Complex Variables
- Homotopy and Homotopy Equivalence
- Hyperbolic Riemann Surfaces and Uniformization
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Improper and Parameter-Dependent Multiple Integrals
- Improper Integrals
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Isolated Singularities and Laurent Series
- Kunneth Exactness and Splittings over Principal Ideal Domains
- Lebesgue Measure on Euclidean Space
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Long Exact Sequences in Homology
- Manifolds with Boundary Collars and Orientations
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Maximum Principles Harnack and Liouville in Rn
- Measurable Functions and Simple Approximation
- Measures and Their Basic Properties
- Metric Spaces
- Mittag-Leffler and Runge's Theorem
- Mixed Partials, Taylor Formulae, and Extrema
- Modules over a Principal Ideal Domain and the Canonical Forms
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Noetherian Rings and Hilbert Basis
- Normal Families and Montel's Theorem
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Orientations Poincare Lefschetz and Alexander Duality
- Outer Measure and the Caratheodory Extension Theorem
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Plane Graphs, Euler's Formula and the Five Colour Theorem
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Preadditive and Additive Categories and Biproducts
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Product Measures and the Fubini Tonelli Theorems
- Projective and Injective Resolutions
- Properties of the Integral and the Working FTC
- Radon Measures and the Riesz Markov Kakutani Theorem
- Rank Theorems and Embedded Submanifolds
- Reflective Subcategories and the Adjoint Functor Theorems
- Regular Surfaces and Surface Integrals
- Relations, Functions, and Quotients
- Relative Homology Excision and Mayer Vietoris
- Riemann Surfaces, Branched Maps, and Differentials
- Riemannian Metrics Length Distance and Volume
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Schwartz Space and the Plancherel Theorem
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Simple Field Extensions and the Construction of the Complex Numbers
- Simplicial Complexes and Simplicial Homology
- Simplicial Subdivision and Simplicial Approximation
- Simply Connected Plane Domains: the Grand Equivalence
- Sine, Cosine, and the Definition of Pi
- Singular Chains and Singular Homology
- Singular Cohomology and Coefficient Theorems
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Splitting Fields
- Subharmonic Functions and the Dirichlet Problem
- Sublevel Deformation and the Handle Attachment Theorem
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- Tensor Products of Modules
- The Argument Principle and Rouché's Theorem
- The Ascoli–Arzelà Theorem
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Divergence Theorem and Classical Stokes
- The Exponential Function
- The Fundamental Group
- The Fundamental Group of the Circle
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The Identity Theorem, the Maximum Principle and the Open Mapping Theorem
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Lebesgue and Riemann Integrals Compared
- The Lebesgue Integral and the Convergence Theorems
- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Maximal Function and Lebesgue Differentiation
- The Real Gamma and Beta Functions
- The Residue Theorem and the Evaluation of Real Integrals
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Riemann Mapping Theorem
- The Riemann Sphere and Möbius Transformations
- The Seifert–van Kampen Theorem
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The Winding Number and the Global Cauchy Theorem
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Trees, Forests and Spanning Trees
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Universal Coefficients and Kunneth Theorems
- Universal Properties, Representables and the Yoneda Lemma
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Volumes of Elementary Solids and Solids of Revolution
- Weak Derivatives and Sobolev Spaces
2 · Summary
These examples compute the hyperbolic metric and its geodesics in the two standard models, exhibit the three universal-covering types, and follow the type through explicit covering constructions. The Cayley map carries the disc metric to , the radial disc segment and the vertical half-plane ray realise the distance values and , and the geodesics are the Euclidean circles and lines meeting the boundary orthogonally.
Compactness and Liouville separate the models: the sphere is compact while the plane and the disc are not, and a biholomorphism of the plane onto the disc would be a bounded nonconstant entire function, which Liouville's theorem excludes. The exponential map makes the annulus and the punctured disc quotients of simply connected half-plane and strip domains with deck group generated by translation by , and a rank-two lattice of translations gives the complex torus with parabolic universal-covering type and genus one.
The final example completes the hyperelliptic curve at infinity with two unramified points, computes its genus two by Riemann-Hurwitz, and transfers its disc uniformization to a cocompact Fuchsian quotient: the deck group is a torsion-free discrete subgroup of the disc automorphisms acting freely and properly discontinuously with compact quotient. Each example states its own choice assumptions and uses only the cited suppliers; no Gauss-Bonnet theorem is appealed to for the genus computation.
3 · Logical flowchart
4 · Definitions, theorems and proofs
None yet.
5 · Examples, counterexamples and false statements
Hyperbolic distances and geodesics in disc and half-plane
Example
Write and , and define the Cayley map and its inverse by
Then the following four statements hold.
- maps biholomorphically onto . Pushing the Poincare metric of forward along turns it into the metric on : writing for the lengths computed with that metric and for the associated infimum distance, one has .
- For the radial segment from to attains , and for the vertical segment from to attains .
- The geodesic segment joining distinct is the subarc with endpoints inside of a Euclidean circle or line that meets the unit circle at right angles; concretely it is the image of the radial segment from to under the disc automorphism .
- Likewise the geodesic segment joining distinct is the subarc with endpoints inside of a vertical line or of a Euclidean circle with centre on the real axis.
Facts & Assumptions
Given: The unit disc , the upper half-plane , the Cayley map with its inverse, and the Poincare metric of .
On the Poincare metric is ; the Poincare length of a piecewise curve is , and is the infimum of these lengths over piecewise curves from to (The Poincare metric and distance on the unit disc).
For one has , and every automorphism of preserves (The Poincare distance has the formula and is disc-automorphism invariant).
The disc is , the upper half-plane is , and the Blaschke factor is with denominator nonzero on ; moreover and (The unit disc, the upper half-plane, and Blaschke factors).
For every the Blaschke factor satisfies and for , and is an automorphism of (Blaschke factors are automorphisms of the disc).
A map is an automorphism of if and only if with and (Automorphisms of the upper half-plane are real Mobius maps).
The sum, product and quotient rules hold for complex derivatives, and the reciprocal and quotient formulas are and wherever (Linearity, product, reciprocal, and quotient rules for complex derivatives).
If and are complex differentiable at and respectively, then (The chain rule for complex derivatives).
For the real logarithm is differentiable with , and (The natural logarithm has derivative 1/x and equals the integral from 1 to x of 1/t).
Proof technique: direct computation: differentiate the Cayley map, transport lengths, and identify the minimizers through two one-dimensional monotonicity inequalities with their equality cases.
Verification
For every one has the identity ; hence for , , and for the point satisfies . Direct substitution gives and , so is a bijection of onto .
The radial segment , , from to has, by [F6] and [F7], , since and . On the other hand [F3] gives , so [F2] gives . Hence the radial segment attains the distance.
Let and let be piecewise with and ; put and . At every point where both derivatives exist one has , and is absolutely continuous with , so . By [F2] the last quantity is , so every curve from to has length at least .
The Blaschke factor satisfies and for ; hence , so for every piecewise curve in .
Fix . If , put ; since , this is the extended image of the real line. If , put . Then is a Euclidean circle or line meeting the unit circle at right angles. Indeed, since is an involution [F4], for one has if and only if , and expanding gives , so if and only if . If , this reads , so is the real line, which meets the unit circle at at right angles. If , dividing by and writing turns the equation into , that is . Since , this is a circle with centre and radius ; a point lies on that circle exactly when , and is the limit of points of the circle, so is exactly this circle. Finally , and a circle with centre and radius that meets the unit circle meets it orthogonally precisely when : at an intersection point the tangents are perpendicular exactly when the radius vectors and are perpendicular, that is , which with says , and substituting this into , namely , gives . So meets the unit circle at right angles.
Let have real with . For one computes . If , then is constant and the image of the imaginary line is the vertical line . If and , then is constant and the image is the vertical line . If and , then multiplying out shows that every satisfies with , , centre and radius ; the real points and of this circle are , so it is a Euclidean circle with centre on . In every case the image of the imaginary line meets at right angles: vertical lines do so plainly, and a circle with centre on has vertical tangents at its two real points.
For the quotient rule [F7] gives , and step 1.1 gives ; therefore .
In step 1.3 equality holds if and only if is a monotone reparametrisation of the radial segment from to . Indeed, equality in the second inequality forces , hence , to be nondecreasing; equality in the first forces almost everywhere, which combined with gives with real wherever , so the unit vector is constant on each interval on which . Since is nondecreasing from to , the set is an interval , and continuity of there gives for . Thus traces the segment with nondecreasing modulus, and conversely every such parametrisation realises equality.
Let and let with . For all with one has, multiplying numerator and denominator by , . Hence the image of the line under is , a rotation of the circle or line of step 1.5. Multiplication by preserves Euclidean circles and lines, fixes the unit circle, and carries a circle of centre and radius to the circle of centre and radius , so is again a Euclidean circle or line meeting the unit circle at right angles.
Define for piecewise curves , and over such curves from to . By the chain rule and step 2.1, for every piecewise curve in , and likewise for every piecewise curve in ; since and transport curves in both directions, taking infima gives for all , and is a biholomorphism of onto .
Let with , and put and . By [F4], is an automorphism of , , and . A piecewise curve from to has if and only if has length , because step 1.4 gives and [F2] gives . By steps 1.3 and 2.2 the length-minimising curves from to are exactly the monotone reparametrisations of the radial segment . Consequently the length-minimising curves from to are exactly the images under of those curves, that is, the images of the radial segment from to .
For one has and , a real number of modulus . Steps 3.1 and 1.2 and [F6] therefore give : for the logarithm formula gives , and for replacing by gives the same identity with . The vertical segment , running from to , has by [F9], so it attains the distance.
Now let with , put and . The radial segment is contained in the line , so by step 3.2 the length-minimising curves from to are the images under of that segment, and these lie on , which by step 2.3 is a Euclidean circle or line meeting the unit circle at right angles.
Let and let be piecewise from to ; put and . Then wherever both derivatives exist, so , with absolutely continuous by [F9]. Equality in the second inequality forces to be monotone, and equality in the first (where ) forces to satisfy almost everywhere, hence to be constant; so the curves attaining are exactly the monotone parametrisations of the vertical segment from to . In particular the vertical segment is the unique minimiser, and step 4.1 shows its length is .
Let with , put , , and . Let be the rotation of carrying to , and put and . Then is an automorphism of with and , so is a biholomorphic self-map of with and with . By [F5] one has with real and , and likewise has real coefficients and determinant . For such a map the quotient rule [F7] gives and , hence for ; so preserves and transports minimisers to minimisers.
By steps 5.1 and 6.1 the minimisers from to are the images under of the monotone parametrisations of the vertical segment from to , and these images lie on . Since is again given by real Mobius coefficients with positive determinant, step 1.6 shows that this set is a vertical line or a Euclidean circle with centre on the real axis, meeting at right angles. So the geodesic segment from to is an arc of such a circle or line.
Steps 3.1, 1.2, 4.1, 4.2 and 7.1 establish the four clauses of the Example. All curves and maps in the argument are given by explicit formulae; in particular the disc and half-plane geodesics are obtained by inverting explicit biholomorphisms, and the infima in [F1] and step 3.1 are taken over explicitly parametrised families, so no choice principle is used. When in or in the constant curve has length , and steps 2.2 and 5.1 identify the strict minimisers only in the nondegenerate case.
Annulus and punctured disc have hyperbolic universal covers
Example
Assume the Axiom of Choice. Fix and put , and consider the vertical strip, the finite annulus, the left half-plane and the punctured disc
Then the following hold.
- and are covering maps, and , : the exponential maps the vertical strip onto the finite annulus and the left half-plane onto the punctured disc.
- and : both deck groups are infinite cyclic, generated by the translation .
- and are biholomorphic to ; consequently both are simply connected, the two exponential maps are universal covering spaces, and and have hyperbolic universal-covering type (Spherical, parabolic and hyperbolic universal-covering types).
On the modulus contrast. The finite annulus carries the modulus parameter determined by its inner radius, while the punctured disc has a cusp end at the puncture; the two surfaces are homeomorphic, and this example does not attempt to prove that they are non-biholomorphic, which needs a conformal invariant such as extremal length. By the cover classification every connected Riemann surface, in particular each of and , is biholomorphic to a quotient of exactly one of the three models by a group of holomorphic automorphisms acting freely and properly discontinuously (Every Riemann surface is a quotient of a simply connected model).
Facts & Assumptions
Given: The Axiom of Choice; a real number and the sets , , , above (The Axiom of Choice, The natural logarithm as the inverse of the exponential function, Annuli in the complex plane, Riemann surfaces and holomorphic atlases).
The Axiom of Choice (The Axiom of Choice) is used only through the universal-covering-type definition [F11] and the cover classification [F12], both of which assume it, and as Countable Choice (The Axiom of Countable Choice ()) in the lifted structure [F21]; the remaining argument makes only finite or canonical choices.
Kernel and fibres of the exponential (, and exactly when ): , and holds exactly when .
Cartesian form and modulus (, , and ): for real , and .
The real exponential is onto (The exponential is a continuous bijection from onto ): is a bijection.
Strict monotonicity (The exponential function is strictly increasing): is continuous and strictly increasing on .
The real logarithm (The natural logarithm as the inverse of the exponential function): for , is the unique real with , so is the inverse function of the real exponential and both are increasing.
The principal logarithm (The principal logarithm is a biholomorphism from the slit plane to the principal strip): the principal logarithm is a biholomorphism from the slit plane onto the horizontal strip , with inverse the exponential restricted to that strip; in particular is holomorphic on the slit plane, there, and for .
The open mapping theorem (Open mapping theorem for holomorphic functions): every nonconstant holomorphic function on a complex domain is an open map.
Covering maps and evenly covered neighbourhoods (Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings): a covering map is a continuous surjection every point of whose base has an open neighbourhood with a disjoint union of open sheets, each mapped homeomorphically onto by .
Deck transformations (Deck transformations and the deck-transformation group of a covering): a deck transformation of is an isomorphism over , that is, a homeomorphism with , and the deck transformations form a group.
Universal covering spaces (Universal covering spaces): a universal covering space of is a covering map with simply connected.
The universal-covering type (Spherical, parabolic and hyperbolic universal-covering types): the holomorphic universal cover of a connected Riemann surface is biholomorphic to exactly one of the Riemann sphere, the plane and the disc, the label is independent of the chosen cover, and the surface is hyperbolic precisely when its cover is biholomorphic to .
Cover classification (Every Riemann surface is a quotient of a simply connected model): under the Axiom of Choice every connected Riemann surface is biholomorphic to the quotient of exactly one of the Riemann sphere, the complex plane and the unit disc by a group of holomorphic automorphisms acting freely and properly discontinuously.
The three models (The sphere, plane and disc are pairwise biholomorphically distinct): , and are simply connected Riemann surfaces and no two of them are biholomorphic.
The Cayley map (Hyperbolic distances and geodesics in disc and half-plane): the map maps the upper half-plane biholomorphically onto .
Annuli (Annuli in the complex plane): is the annulus about with inner radius and outer radius , and is the punctured disc .
Riemann surfaces (Riemann surfaces and holomorphic atlases): a Riemann surface is a nonempty connected Hausdorff second countable space with a holomorphic atlas, and every nonempty connected open subset of is one with the atlas of inclusions.
The circle parametrization ( is a bijection from onto the real unit circle): every point of the unit circle is for a unique .
Biholomorphisms (Biholomorphic maps between complex domains): a bijective holomorphic map with holomorphic inverse is a biholomorphism, and compositions and inverses of biholomorphisms are again biholomorphic.
Fundamental groups of homeomorphic spaces (The fundamental group is a functor ): a homeomorphism induces an isomorphism of fundamental groups, so simple connectivity is a topological property.
Simply connected spaces (Simply connected topological spaces): a space is simply connected when it is nonempty and path connected and its fundamental group is trivial.
The lifted holomorphic structure (A universal covering of a Riemann surface inherits a unique complex structure): under Countable Choice, a topological universal covering of a Riemann surface carries a unique complex structure making the projection a holomorphic unbranched covering, its total space is second countable, and its deck transformations are biholomorphic.
Deck transformations are isometries (Deck transformations preserve the hyperbolic metric): for a disc uniformization of a hyperbolic surface, every deck transformation preserves the pulled-back Poincaré metric, its lengths and its distance, and the quotient metric is the surface Poincaré metric.
Proof technique: direct.
Verification
Setup. and are open vertical strips and half-planes, hence convex and connected, and , are the annuli of inner radius and ; all four sets are nonempty connected open subsets of , hence connected Riemann surfaces with the atlas of inclusions.
Injectivity on small discs. If and , then [F1], so either or , a contradiction; hence is injective on every subset of diameter , in particular on every disc of radius at most .
The principal logarithm. The principal logarithm is a biholomorphism from the slit plane onto the horizontal strip , with inverse ; thus is holomorphic, for in the slit plane, and whenever [F6].
The preimages of the two bases. For one has [F2], so if and only if , if and only if , and if and only if , that is ; the equivalences use that is strictly increasing with inverse [F3, F4, F5]. Hence and .
Translation invariance. For each the translation preserves real parts, hence maps onto and onto , with inverse ; and on all of because [F1]. In particular is the translation by .
The strip is biholomorphic to the half-plane. Define on . For one has [F2], where the modulus is positive and the argument lies in , so . Conversely, for put ; since is contained in the slit plane, is holomorphic [F6, F18], and writing with one has , so and has real part in , that is . The identity gives [F6], and for the number lies in and exponentiates to , so it equals by the injectivity of in [F6], and therefore . Thus is a bijection, holomorphic with holomorphic inverse: a biholomorphism [F18].
Both restrictions are onto. Let ; by [F17] there is with , and by [F3, F5] there is a unique real with ; then [F2], so , and with step 2.1 the image of is exactly . The same argument with and arbitrary gives .
Biholomorphisms onto the disc. The map is a biholomorphism with inverse , since it is complex linear, bijective, and exactly when [F18]; and by [F14] the Cayley map is a biholomorphism . Hence is a biholomorphism and is a biholomorphism , compositions of biholomorphisms being biholomorphic [F18].
Evenly covered neighbourhoods over the annulus. Let and, by step 3.1, choose with . Since is open and , choose with , and put . Then is open, because is a nonconstant holomorphic function on the domain [F7], and by step 2.1. By [F1], : indeed holds exactly when for some , that is, when for such a . By step 2.2 every sheet is contained in , and two distinct ones are disjoint, since an element of their intersection would exhibit with of modulus , while . Finally, is injective on each sheet by step 1.2 and maps it onto , using [F1]; hence is an evenly covered neighbourhood of with sheets .
Simple connectivity of the covering domains. The disc is simply connected [F13], hence nonempty, path connected and with trivial fundamental group [F20]; a biholomorphism is a homeomorphism, and a homeomorphism induces an isomorphism of fundamental groups [F19], so the biholomorphic images and are nonempty, path connected and have trivial fundamental group: they are simply connected [F19, F20, step 3.2].
Evenly covered neighbourhoods over the punctured disc. Let and choose with (step 3.1), and , so that ; the same computation as in step 4.1 shows that is an open neighbourhood of contained in whose preimage is the disjoint union of the sheets , each mapped homeomorphically onto by .
The exponential over the annulus is a covering. The map is continuous, its image is all of (step 3.1), and every has the evenly covered neighbourhood produced in step 4.1; hence it is a covering map [F8], and is step 2.1.
The exponential over the punctured disc is a covering. The same argument with step 5.1 shows that is a covering map, and is step 2.1.
The deck group over the annulus. Since is a covering map (step 5.2), its deck transformations are the homeomorphisms with [F9]; let be one of them. For the equality gives [F1], and is a continuous map from the connected strip into the discrete set , hence is constant: for a fixed . Conversely every is a homeomorphism of onto itself with (step 2.2). Therefore , an infinite cyclic group generated by , since and .
The deck group over the punctured disc. Since is a covering map (step 6.1), the identical argument on the connected half-plane gives , again infinite cyclic and generated by .
Universal covers and hyperbolic type. By steps 5.2, 6.1 and 4.2 the two exponential maps are covering maps with simply connected total space, hence universal covering spaces [F10]; the complex structures of and as open subsets of make holomorphic, so by the uniqueness of the lifted structure [F21] these are the holomorphic universal covers of and . The type definition [F11] then assigns to each of the two connected Riemann surfaces its unique type; since the exhibited covers are biholomorphic to (steps 2.3, 3.2) and no two of the three models are biholomorphic [F13], both and have hyperbolic universal-covering type. Under the Axiom of Choice [A1], the cover classification [F12] moreover exhibits each of the two surfaces as a quotient of by a group of holomorphic automorphisms acting freely and properly discontinuously, namely the conjugates of the deck groups of steps 6.2 and 7.1 under the uniformizations of steps 2.3 and 3.2.
Conclusion. Steps 6.2 and 7.1 identify the two deck groups as the infinite cyclic groups generated by the translation , and step 7.2 identifies both base surfaces as hyperbolic; moreover, by [F22] the deck translations preserve the pulled-back Poincaré metric, its lengths and its distance of the corresponding uniformization. This proves all three assertions of the Example.
A complex torus has a lattice of parabolic deck translations
Example
Assume the Axiom of Choice. Let be -linearly independent, put , and let be the quotient of the translation action of on with quotient map . Then:
- is a covering map with simply connected total space, hence a universal covering space, and ; this deck group is isomorphic to and to ;
- is a compact Riemann surface, the complex torus of the lattice, for which is holomorphic;
- has genus and parabolic universal-covering type.
Facts & Assumptions
Given: The Axiom of Choice; -linearly independent ; the lattice ; the quotient space of the translation action with quotient map ; the standard torus ; and the square schema , the one-polygon schema with boundary word .
The Axiom of Choice (The Axiom of Choice): every family of nonempty sets has a choice function. In this example it is used only through the genus definition [F13] and the compact-genus corollary [F14], both of which assume it; every selection made below is finite or canonical.
The coordinate and metric dictionary ( is the real coordinate plane, with coordinate arithmetic, The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane): the bijection carries addition and complex multiplication to the coordinatewise formulas of , so in particular it carries addition and real scalar multiplication to the coordinatewise operations, and ; hence the metric, convergence and continuity notions of are exactly their Euclidean counterparts, the metric topology is the usual topology of , and is a -dimensional real vector space.
The field and modulus laws ( is a field, every element is uniquely , and every nonzero element has inverse , Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive): is a field, so addition is associative and commutative with identity and inverse , and ; and , , exactly when .
Euclidean linear maps and continuity (A linear map in Euclidean coordinates, Every Euclidean linear map has a unique matrix and satisfies for some , Lipschitz map, -Hölder map for rational , and contraction, Contraction implies Lipschitz implies uniformly continuous implies continuous; every Hölder map is uniformly continuous, and a Lipschitz map on a bounded space is Hölder for every exponent, Continuity of a map between metric spaces, at a point and globally, in the - form): for every real-linear there is with for all ; such an is Lipschitz with constant , hence uniformly continuous, hence continuous.
Group actions and covering-space actions (Left group actions, transitive actions, and faithful actions, Covering-space actions by disjoint translates of neighbourhoods, Homeomorphism, open map, closed map, embedding, and what it means for a property to be topological): a left action of a group on a space satisfies and ; it is an action by homeomorphisms when each is a homeomorphism of ; and it is a covering-space action when every has an open neighbourhood with for every nonidentity , in which case distinct translates of are disjoint.
The orbit-map theorem (The orbit map of a covering-space action is a covering, with the acting group equal to the deck group when the total space is path-connected): for a covering-space action of on the orbit map is a covering, and if is path-connected then the deck group of this covering consists exactly of the transformations supplied by .
Coverings, deck groups and universal covers (Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings, Deck transformations and the deck-transformation group of a covering, Universal covering spaces): a covering map is a continuous surjection every point of whose base has an evenly covered neighbourhood; deck transformations are the isomorphisms over the base and form a group; a universal covering space is a covering whose total space is simply connected.
Convexity and connected images (Every nonempty convex subset of is simply connected, Simply connected topological spaces, A continuous image of a connected space is connected, and connectedness is a topological property): every nonempty convex subset of is simply connected; a simply connected space is nonempty and path connected with trivial fundamental group; and a continuous image of a connected space is connected, so a continuous surjection from a connected space has connected codomain.
The quotient topology (The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection, Characteristic properties: a map into a space with the initial topology is continuous iff every composite with the defining family is, a map out of a space with the final topology is continuous iff every composite with the defining family is, and the two topologies are respectively the coarsest and the finest making that family continuous): for a surjection , a subset is open exactly when is open in ; equivalently carries the final topology of , so by the characteristic property a map is continuous exactly when is continuous.
Compactness (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism): every closed box in is compact; continuous images of compact sets are compact; and a continuous bijection from a compact space onto a Hausdorff space is a homeomorphism.
Riemann surfaces and holomorphic translations (Riemann surfaces and holomorphic atlases, Complex polynomials are entire with the power-rule derivative, and rational functions are holomorphic wherever their denominator is nonzero): a Riemann surface is a nonempty connected Hausdorff second-countable space with a holomorphic atlas, whose charts are homeomorphisms onto open subsets of and whose pairwise transitions are holomorphic in both directions; complex polynomials are entire, so each translation and each inverse is holomorphic on .
The square schema and the torus (Polygonal schemas and paired boundary edges, Torus commutator polygon, The two-dimensional torus ): the one-polygon schema with boundary word is a connected one-polygon schema whose realization is a nonempty compact connected Hausdorff second-countable topological -manifold with one vertex class, two edge classes and one face, carrying the quotient topology of the square by the side pairings; and that schema realizes the torus .
Genus by classification (Genus and Euler characteristic of a compact Riemann surface, Topological classification of compact Riemann surfaces): under the Axiom of Choice every compact Riemann surface is homeomorphic to for exactly one , where is the connected sum of copies of the torus and ; that number is the genus, and the one-fold connected sum is the torus itself.
Uniformization type (Spherical, parabolic and hyperbolic universal-covering types, The genus of a compact Riemann surface determines its uniformization type): a connected Riemann surface whose holomorphic universal cover is biholomorphic to is parabolic; and under the Axiom of Choice a compact Riemann surface of genus has parabolic type.
Group isomorphisms (Group isomorphisms, automorphisms and the set ): a bijective group homomorphism is a group isomorphism.
Proof technique: direct.
Verification
The two periods are a real basis. The map , , is real-linear and injective: forces by -linear independence. Hence the composite is an injective real-linear map of a -dimensional space into itself, so it is bijective and is a bijection [F2, F4]. Applying the boundedness bound of [F4] to the inverse linear map gives with for all ; here , since would make the inverse map zero, impossible for a bijection. Put . For one has , hence , that is ; in particular for every nonzero .
The plane is simply connected. Under the dictionary of [F2] the space is the nonempty convex set , which is simply connected [F8]; in particular is nonempty and path connected with trivial fundamental group.
Continuity and translations. The map is continuous: is real-linear, hence bounded and Lipschitz, hence continuous by [F4], and is an isometry by [F2]. For each the translation satisfies for all by [F3], so is an isometry of ; it is therefore a bijection with continuous inverse , that is, a homeomorphism of [F4, F5].
The translation action is a covering-space action. The set is a subgroup of [F3], and defines a left action of on by homeomorphisms: and by the field laws [F3], while each map is the homeomorphism of step 2.1 [F5]. It is a covering-space action: fix and put ; if for some nonzero , then for some , so and , contradicting from step 1.1; hence for every nonzero , as required by [F5].
The quotient map is open. For open one has , because the classes of are the orbits ; each is open by step 2.1, so is open in and is open in by the quotient topology [F9]. Thus is an open map.
The orbit map is a covering with deck group the translations. The space is the orbit space of the action of step 3.1 and is its orbit map [F9]. By steps 3.1 and 1.2 the orbit-map theorem [F6] applies: is a covering map, and since is path connected its deck group consists exactly of the transformations supplied by , that is, . Since is simply connected (step 1.2), is a universal covering space [F7].
Small discs give charts. Fix and put and ; the set is open in by step 3.2. If with , then for some , because the classes of the orbit map are the orbits [F5, F9]; then and , so by step 1.1. Hence is a bijection , and it is an open continuous map: for open the set is open in by step 3.2, hence open in . Therefore its inverse is a homeomorphism onto the open set , that is, a chart [F5, F11]. The sets cover , because is onto and for every .
The quotient is Hausdorff. Let in and put . With , the set is finite: by step 1.1 every has , and only finitely many integer pairs satisfy this. Since , the number is positive and ; and for one has by [F3]. Hence . The open sets and are then disjoint: a common class would give and with , whence , contradicting ; both sets are open by step 3.2. Therefore is Hausdorff.
The deck group is . By step 4.1 the map is a bijection and , , so it is a group isomorphism [F15]. The map , , is surjective by the definition of and injective because forces , and it is additive; hence it too is an isomorphism [F15]. Therefore .
Transitions are translations. Let with . For the point lies in and satisfies , since and inverts on (step 4.2); hence by the orbit description of the classes. The map is continuous on the open set (compositions of continuous maps and subtraction, steps 2.1 and 4.2) and its values are separated: for distinct (step 1.1). Given in the domain, continuity gives with whenever ; two distinct values of would differ by at least , so is constant on . Thus the transition , which on is the map , agrees near each of its points with a single translation , an entire function [F11]; the same argument with and interchanged shows that the inverse transition is holomorphic too. Hence the charts are pairwise compatible.
The square schema realizes the quotient. Let be , continuous as the composite of the continuous map (step 2.1) with [F9]. It respects the side pairings: and , since and the classes of are the orbits [F5]. By the characteristic property of the quotient of the square by these pairings [F9, F12], induces a continuous map with , where is the quotient map of the schema. The map is surjective: given write (step 1.1), decompose , with and , and use to get . It is injective: if then , so by the injectivity of (step 1.1); since all four coordinates lie in , the differences and lie in and each is nonzero exactly when the two points lie on a paired pair of sides, so and have the same image under . Hence is a continuous bijection; since is compact [F12] and is Hausdorff (step 4.3), is a homeomorphism [F10].
The quotient is a compact Riemann surface. The charts cover and have holomorphic transitions in both directions (steps 4.2 and 5.2), so they form a holomorphic atlas; the space is nonempty, connected as the image of the connected space under the continuous surjection [F8, step 1.2], Hausdorff by step 4.3, and second countable because it is homeomorphic to (step 5.3) and is second countable [F12]. Therefore is a Riemann surface by [F11], and it is compact because is compact [F12] and homeomorphic to (step 5.3). The map is holomorphic for this atlas: on the chart expression is the identity, because inverts (step 4.2).
The genus is one. By [F12] the same square schema realizes the torus , so , and with step 5.3 this gives [F13]. The topological classification of compact Riemann surfaces [F13] supplies exactly one with ; since has this property, the genus of the compact Riemann surface is .
The type is parabolic. By steps 6.1 and 7.1 the space is a compact Riemann surface of genus , so the compact-genus corollary [F14] gives parabolic universal-covering type under the Axiom of Choice [F1]. Moreover the exhibited covering is holomorphic (step 6.1) with simply connected total space (step 1.2), hence is a holomorphic universal cover of whose model is , in agreement with the definition of parabolic type [F14]. This proves all three assertions of the Example.
A genus-two compact surface gives a cocompact Fuchsian group
Example
Assume the Axiom of Choice. Let be distinct, put and let be the affine hyperelliptic curve, completed at infinity by the two charts constructed in step 1.2. Then the completed space is a compact connected Riemann surface, and the projection is a proper holomorphic map of degree whose branch values are exactly the six numbers , each carrying a single point of ramification index , while the value is unramified. Consequently:
- is a compact Riemann surface of genus ;
- has hyperbolic universal-covering type: its holomorphic universal cover is biholomorphic to ;
- writing for a biholomorphism and , the transported map is a covering whose deck group is exactly ; the group is torsion-free, and it is discrete for the compact-open topology on ; it acts on freely and properly discontinuously, and is homeomorphic to ;
- is a cocompact Fuchsian quotient.
Here a subgroup of is called Fuchsian when it acts on freely and properly discontinuously; its quotient is cocompact when that quotient is compact. No examples-page item and no Gauss-Bonnet theorem is consumed.
Facts & Assumptions
Given: The Axiom of Choice; distinct ; and ; the affine curve with the projection ; the Riemann sphere with its two standard charts; ; the completed space with the two charts at infinity of step 2.1 and the projection equal to on and sending to ; and a choice of with on together with a holomorphic square root of on that disc.
The Axiom of Choice (The Axiom of Choice): every family of nonempty sets has a choice function. It is used only through the genus interface [F13] and the existence and type assertions of the holomorphic universal cover [F14], both of which assume it; every selection made in the construction below is finite or explicit.
Riemann surfaces, holomorphic maps and biholomorphisms (Riemann surfaces and holomorphic atlases, Holomorphic maps and meromorphic functions on Riemann surfaces, Biholomorphic maps between complex domains): a Riemann surface is a nonempty connected Hausdorff second-countable space with a holomorphic atlas whose charts are homeomorphisms onto plane domains and whose transitions are holomorphic in both directions; a map of Riemann surfaces is holomorphic when its chart expressions are holomorphic; a biholomorphism is a bijective holomorphic map with holomorphic inverse, and it is in particular a homeomorphism.
The holomorphic implicit function theorem (The holomorphic implicit function theorem): if is holomorphic near , , and the partial derivative of in the second variable does not vanish at , then near the zero set of is the graph of a unique holomorphic , and exactly when ; the same statement holds with the roles of the variables exchanged.
Local logarithm and square root (A nonvanishing holomorphic function on a disc has a holomorphic logarithm): a nowhere-vanishing holomorphic function on a disc has a holomorphic logarithm with ; then is holomorphic with .
The Riemann sphere and its charts (The standard holomorphic charts on the Riemann sphere, with holomorphy and poles at infinity): the standard charts are on and with for and ; on the overlap the transition is , holomorphic on .
The sphere as a topological sphere (Stereographic projection identifies the Riemann sphere with the unit two-sphere): stereographic projection , with , is a homeomorphism.
The sphere is connected ( is simply connected for every , Simply connected topological spaces): is simply connected, hence nonempty and path connected, hence connected.
Compactness (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line, A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it, A closed subspace of a compact space is compact, and a finite union of compact subspaces is compact, In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones): a subset of is compact exactly when it is closed and bounded; continuous images of compact sets are compact; a closed subset of a compact space is compact; compact subsets of a Hausdorff space are closed and compact subsets admit finite ambient open subcovers.
Connectedness tools (If is connected and then is connected; in particular the closure of a connected set is connected, A continuous image of a connected space is connected, and connectedness is a topological property, A subset of is connected if and only if it is order-convex, that is, an interval, Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets): a set squeezed between a connected set and its closure is connected, so closures of connected sets are connected; continuous images of connected sets are connected; a subset of is connected exactly when it is order-convex, so is connected; and a two-point space such as is disconnected, being the union of its two nonempty open singletons.
Path connectivity (The exterior of a closed disc in the plane is path-connected, Every path-connected space is connected, and every path component lies inside a component): for every real and centre the exterior is path connected, hence connected; and a path-connected space is connected.
Ramification (Local power-map normal form on Riemann surfaces, Ramification index, ramification order and branch value): for a nonconstant holomorphic map of Riemann surfaces there are centred charts with expression , the exponent is the ramification index, the index equals the order of the centred expression in any charts, and exactly when is a local biholomorphism at .
Degree of a proper map (Degree of a proper holomorphic map of Riemann surfaces): for a proper nonconstant holomorphic map between connected Riemann surfaces the weighted fibre count is a positive finite integer independent of .
Riemann-Hurwitz (Riemann–Hurwitz formula for compact Riemann surfaces): for a nonconstant holomorphic map of compact connected Riemann surfaces,
Genus and classification (Genus and Euler characteristic of a compact Riemann surface, Topological classification of compact Riemann surfaces): under the Axiom of Choice every compact Riemann surface is homeomorphic to for exactly one , where ; that number is the genus, and holds exactly for the sphere.
Universal cover, type and the compact-genus corollary (Spherical, parabolic and hyperbolic universal-covering types, The genus of a compact Riemann surface determines its uniformization type): under the Axiom of Choice a connected Riemann surface has a holomorphic universal cover , every deck transformation is biholomorphic, and is biholomorphic to exactly one of , , , the occurring model being the universal-covering type (spherical, parabolic, hyperbolic); and a compact Riemann surface of genus at least has hyperbolic type, so its holomorphic universal cover is biholomorphic to .
Free and properly discontinuous actions (Free and properly discontinuous group actions): an action of a group on a space by homeomorphisms is free when no nonidentity element fixes a point, and properly discontinuous when for every compact only finitely many satisfy .
Coverings, sheets and deck transformations (Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings, Universal covering spaces, On a connected covering space, a deck transformation is determined by one point and the deck action is free): a covering map is a continuous surjection every point of whose base has an evenly covered neighbourhood whose preimage is a disjoint union of open sheets each mapped homeomorphically onto ; a universal covering is a covering with simply connected total space; deck transformations are the homeomorphisms over the base and form a group acting by evaluation; and for a covering with connected total space two deck transformations agreeing at one point are equal, so the deck group acts freely.
The uniformization interface (Deck transformations preserve the hyperbolic metric): for a connected Riemann surface of hyperbolic universal-covering type with a uniformization , where is its holomorphic universal covering and is a biholomorphism, every is a biholomorphism of and the conjugate is an automorphism of .
Deck transitivity on fibres (For a path-connected locally path-connected semilocally simply connected base, the deck group of a universal cover is isomorphic to the fundamental group): for a path-connected, locally path-connected, semilocally simply connected base the deck group of a universal cover is isomorphic to the fundamental group, the isomorphism carrying a loop class to the deck transformation that moves the chosen point of the fibre to the corresponding lifted endpoint; consequently the deck group acts transitively on every fibre.
Disc automorphisms (Every automorphism of the disc is a rotated Blaschke factor, The unit disc, the upper half-plane, and Blaschke factors): a holomorphic map is an automorphism of if and only if there are and with
Mobius transformations (Möbius transformations of the Riemann sphere, Nonidentity Möbius transformations are parabolic or conjugate to a dilation, with the projective trace invariant): a Mobius transformation is a map with , extended to ; a nonidentity Mobius transformation is either parabolic, with one fixed point, and then conjugate to , or has two fixed points and is conjugate to for some ; and for any representing matrix the quantity is independent of the representative, equals in the dilation normal form and equals in the translation normal form.
The compact-open topology (The compact-open topology on for a metric domain , with subbasis , For a metric domain and a metric target the compact-open topology on is the topology of compact convergence, The topology of compact convergence on for metric and : uniform convergence on each compact subset of ): on the set of continuous maps the compact-open topology, generated by the sets over compact and open , is the same topology as the topology of compact convergence, for which the sets for every over compact and form a neighbourhood base at .
Quotient topology and homeomorphisms (The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection, Characteristic properties: a map into a space with the initial topology is continuous iff every composite with the defining family is, a map out of a space with the final topology is continuous iff every composite with the defining family is, and the two topologies are respectively the coarsest and the finest making that family continuous, Homeomorphism, open map, closed map, embedding, and what it means for a property to be topological): for a surjection the quotient topology on is the final topology of , so a subset of is open exactly when its preimage under is open in and a map is continuous exactly when is continuous; a continuous bijection whose inverse is continuous, equivalently a continuous bijection which is an open map, is a homeomorphism.
Proof technique: direct.
Verification
The affine curve and its local parameters. Let and let . The gradient does not vanish at : if this is read off the second component, while if then , so for a unique and because the six roots are distinct. By [F2] the curve is therefore locally a graph over a coordinate: where there are discs , and a holomorphic with , and at there are discs , and a holomorphic with . The maps and are homeomorphisms onto their images, with inverses given by the holomorphic coordinate functions and , so the two families of charts are compatible in both directions [F1]. Moreover is holomorphic near with , so from one obtains with holomorphic near and . Hence the projection has, in the chart with parameter at and the centred target chart , the expression , of order at , while at a point with its expression in the chart with parameter is .
The complement of the six roots is path connected. Let and fix . For with , choose a direction different from the at most six directions toward the roots. The segment of length from in that direction avoids the roots and ends in , since its endpoint has modulus at least . If , then already. The set is path connected by [F9] and is contained in , so any two points of can be joined in by paths through . Hence is path connected and connected.
Completion at infinity. Put and , so that on with the equation reads , and . Choose with for ; by [F3] there is a holomorphic on that disc with , and satisfies and . Add two points and to and declare to be charts at them. For the corresponding point of the first chart is , and , so it lies in ; the two charts are glued to the affine charts of step 1.1 by the transition maps , and their inverses , , holomorphic on . Thus carries the atlas of steps 1.1 and 2.1, and towards the chart of [F4] the projection has at the expression . Moreover for every the points of with , equivalently with satisfying , are exactly the points of the two chart images with , and their second coordinates are .
The punctured affine curve is a connected two-sheeted cover of . Put . For one has , so by [F3] there are a disc and a holomorphic square root of on it; the two maps are local inverses of , and they exhibit as the disjoint union of two open sets each mapped homeomorphically onto . Hence is a covering of degree [F16], so it is continuous and open, and is Hausdorff and second countable as a subspace of . Suppose were disconnected, say with the nonempty, open and closed. Over each small evenly covered disc, each of the two connected sheets lies wholly in one of the clopen , so the number of sheet points in is locally constant on . Thus the images are nonempty, open and closed in the connected space (step 1.2), hence equal to ; and since each fibre of consists of exactly two points, one over each , the restriction is a bijection onto with local continuous inverse, hence a homeomorphism. Its inverse provides a continuous with for all . Fix and, by [F3], a holomorphic on with ; there is holomorphic and nowhere zero. Define , , so , and for . Then so maps the connected interval continuously into [F8]; a continuous image of a connected set is connected while is disconnected, so is constant [F8]. But , and , so , a contradiction. Hence is connected.
The completed space is Hausdorff and second countable, and is holomorphic for the atlas. Distinct points of are separated by the Hausdorff topology of , the affine charts being restrictions of the coordinate projections; the two points and are separated because their chart values at are and , which are distinct and give disjoint chart images. A point with and an infinity point are separated by the open sets and the image under the relevant chart of the disc , which is disjoint from the first by step 2.1. Hence is Hausdorff. A countable base of the topology of is obtained from a countable base of the open subspace , which is second countable as a subspace of , together with the images under the two chart maps of a countable base of the disc ; these sets are open and every open subset of is the union of its intersections with the three open pieces and the two chart images, so is second countable. The chart expressions of are holomorphic: and on the affine charts of step 1.1 and on the two charts at infinity of step 2.1. Consequently, once is known to be connected, it is a Riemann surface with this atlas and is a nonconstant holomorphic map of Riemann surfaces [F1].
The completed space is compact. Fix . The set is the intersection of the closed set with the closed cylinder in , hence closed; on it , so it is bounded in , hence compact [F7]. The image of the closed disc under each of the two charts at infinity is compact, being a continuous image of a compact set [F7], and it contains the corresponding point ; by step 2.1 every point of with lies in one of these two images. Therefore is a finite union of compact subsets, hence compact.
The completed space is connected. By step 2.2 the set is connected and contained in . Every point of , namely each , is a limit point of : in the chart of step 1.1 the points with have , so they lie in , and they tend to as . Hence lies between the connected set and its closure, so is connected [F8]. Likewise each is a limit point of : the points of its chart with belong to by step 2.1 and tend to as ; hence lies between the connected set and its closure, so is connected [F8]. By step 3.1, is a Riemann surface.
The ramification points of are the six branch points. At a point with the chart of step 1.1 has local parameter and the chart expression of towards is , so the ramification index is there, by the description of the index as an order [F10]. Over each the only point of is , because forces ; in the chart with local parameter and the centred target chart at the expression of is with (step 1.1), whose order at is , so [F10]. At the chart expression towards is (step 2.1), so the index is and is not a branch value. Hence the branch values of are exactly the six distinct numbers , each with exactly one preimage, of index , and every other value has all its preimages of index .
is proper of degree two. By steps 3.1 and 4.1 the space is a Riemann surface and is nonconstant holomorphic. For compact the preimage is closed in , because is continuous and is closed in the Hausdorff space ; being a closed subset of the compact space (step 3.2), it is compact [F7]. So is proper, and the degree theorem [F11] applies. For the fibre is , two distinct points, each of index by step 5.1, so .
The genus is two. By steps 3.2, 4.1 and 6.1 the map is a nonconstant holomorphic map of degree between compact connected Riemann surfaces, so Riemann-Hurwitz [F12] gives By step 5.1 the ramification points are exactly the six points , each with index , while all other points, namely the affine points with and the two points , have index ; hence the sum equals . The sphere is compact, being homeomorphic to the closed bounded subset of [F5, F7], and connected [F6]; and , because and the genus is the unique handle number [F13]. Therefore , that is .
Hyperbolic type and the uniformization. By step 7.1 the surface is a compact Riemann surface of genus , so the compact-genus corollary [F14], whose choice hypothesis is covered by [A1], gives that has hyperbolic universal-covering type: its holomorphic universal cover satisfies [F14], and fixing a biholomorphism gives a uniformization [F14]. By [F17] the conjugate is an automorphism of for every , and is a subgroup of , isomorphic to .
The transported covering, its deck group, and freeness. Define . A homeomorphism of the total space carries evenly covered neighbourhoods to evenly covered neighbourhoods, so is a covering map, with the same evenly covered sets as [F16]. A homeomorphism of satisfies exactly when , that is exactly when , that is exactly when ; hence . Since is connected, deck transformations of agreeing at one point are equal, so acts freely on [F16].
The action of is properly discontinuous. Let be compact. Use the family of all evenly covered coordinate-disc neighbourhoods and smaller open neighbourhoods whose compact closures lie in . Finitely many cover . For each , the set is closed in , hence compact; the sheets over cover it, so only finitely many sheets meet it. Denote these by . If , write with and choose with . The sheets containing are over the same , and maps onto because it is a deck transformation. Two deck transformations mapping onto agree at the unique point of above any fixed base point, hence agree everywhere by [F16]. Therefore at most elements of move to meet itself, so the action is properly discontinuous [F15].
is discrete. Fix . For each choose an evenly covered neighbourhood of and its sheet containing . The compact-open set is a neighbourhood of . If also lies in it, then and lie in the same sheet and fibre, so injectivity on the sheet makes these values equal. Deck rigidity [F16] gives . Every element of is therefore isolated in the compact-open topology.
is torsion-free. Let with for some ; we show . By [F19] there are and with , where ; written as a quotient of linear polynomials this exhibits as a Mobius transformation [F20]. Assume ; the classification [F20] gives two alternatives. In the parabolic alternative is conjugate to , so is conjugate to , contradicting . In the other alternative has two fixed points and is conjugate to with ; then forces , so , , and the invariant of any representing matrix equals , which lies in [F20]. The matrix represents , and , with , so Hence , that is ; writing we have . If then fixes , contradicting the freeness of the action of (step 9.1); so and . The fixed points of solve , that is ; substituting and dividing by turns this into , and multiplying by gives , whose roots are with real. Hence are the two fixed points of , and . Since , one has and the two numbers have the same sign. Thus . Moreover , so . Hence one of the fixed points lies in , contradicting freeness (step 9.1).
is homeomorphic to and compact. Let be the quotient map of the action of and give the quotient topology [F22]. For one has , so is -invariant and induces a map with ; by the characteristic property of the quotient topology is continuous [F22]. It is surjective because is. It is injective: if , then and lie in one fibre of , and the deck group of the universal cover acts transitively on each fibre [F18], so for some and hence , that is . The map is open: if is open and , choose an evenly covered with sheet ; then is open and is open in , hence in , and contains . Consequently for every open the set is open in [F22], since is surjective; so the continuous bijection is a homeomorphism [F22]. Therefore is compact by step 3.2, that is, is cocompact.
Conclusion. Steps 3.1 to 4.1 exhibit as a compact connected Riemann surface (steps 3.2 and 4.1). Step 6.1 shows that the projection is a proper holomorphic map of degree ; step 5.1 identifies its branch values as the six numbers , each with a single point of index and with unramified; and step 7.1 computes . By step 8.1 the surface has hyperbolic universal-covering type, with uniformization whose deck group is (step 9.1). The group acts freely (step 9.1) and properly discontinuously (step 10.1), so it is Fuchsian in the sense of the Example; it is torsion-free (step 10.3) and discrete for the compact-open topology (step 10.2); and is compact (step 10.4), so the quotient is cocompact. This proves all the assertions of the Example.
Compactness and Liouville distinguish the three models
Example
Let be the Riemann sphere, the complex plane and the unit disc, each with its usual topology and complex structure. The three models are pairwise non-biholomorphic, and the two available reasons are independent of one another:
- is compact while and are not, so no homeomorphism, and hence no biholomorphism, can join the sphere to either of the other two.
- A biholomorphism would be a bounded entire function that is not constant, which Liouville's theorem forbids.
The second obstruction is genuinely complex-analytic: and are homeomorphic (both are homeomorphic to ), so topological type alone does not determine complex structure.
Facts & Assumptions
Given: The Riemann sphere, the complex plane and the unit disc with their usual topologies and complex structures. Here a biholomorphism between Riemann surfaces means a bijective holomorphic map with holomorphic inverse, with holomorphicity understood chartwise as in [F7].
The sphere, the plane and the disc are simply connected Riemann surfaces, and no two of them are biholomorphic (The sphere, plane and disc are pairwise biholomorphically distinct).
Every bounded entire function is constant: if is holomorphic and for all and some real , then is constant (Liouville's theorem: every bounded entire function is constant).
A space is compact when every open cover of it has a finite subcover (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right).
For the Euclidean closed balls and spheres in are compact (For , every Euclidean closed ball and every Euclidean sphere of positive radius is compact).
Continuous images of compact sets are compact: for a continuous and compact the image is a compact subset of (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism).
Stereographic projection is a homeomorphism onto the unit sphere (Stereographic projection identifies the Riemann sphere with the unit two-sphere).
A holomorphic map of Riemann surfaces is continuous (Holomorphic maps and meromorphic functions on Riemann surfaces).
For complex domains, a map is biholomorphic when it is bijective, holomorphic, and has holomorphic inverse (Biholomorphic maps between complex domains).
Proof technique: direct: exhibit the explicit open covers that fail to have finite subcovers, and the explicit bounded nonconstant entire function that Liouville's theorem excludes.
Verification
The sphere is compact: is a homeomorphism onto [F6], the sphere is compact [F4], and is continuous, so is a continuous image of a compact set [F5].
Neither nor is compact. The open discs , , cover ; any finitely many of them are contained in for the largest index occurring, which omits every point of modulus greater than , so no finite subfamily covers . Likewise the open discs , , cover ; any finitely many are contained in for the largest index occurring, which omits the points of modulus between and , so no finite subfamily covers . By the definition of compactness neither space is compact.
The plane is not biholomorphic to the disc: if were a biholomorphism, then by [F8] is holomorphic and bijective, and regarding it as a map into it is entire with for every ; by [F2] such an must be constant, and a constant map is not injective, hence not bijective, a contradiction. So no biholomorphism exists.
Suppose there were a biholomorphism ; by the given meaning of biholomorphism and [F7], both it and its inverse are continuous, so it is a homeomorphism and is surjective onto . Since is compact by step 1.1, its continuous image would be compact [F5], contradicting step 1.2. The same argument with in place of excludes a biholomorphism . So compactness separates the sphere from the plane and the disc.
The obstruction in step 1.3 is not topological. The map is a continuous bijection of onto , because with equality approached but never attained, and its inverse is , also continuous; so and are homeomorphic. Nevertheless step 1.3 shows they are not biholomorphic, while [F1] independently records the pairwise non-bihomorphism of all three models. Hence the two distinctions exhibited above — compactness for the sphere, Liouville for the plane versus the disc — are the classical witnesses for the inequivalence of the three simply connected models. Every cover and every map used is given by an explicit formula, so no choice principle is used.