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The genus of a compact Riemann surface determines its uniformization type

Statement

Assume the Axiom of Choice. A compact Riemann surface of genus 0 has spherical type, genus 1 has parabolic type, and genus at least 2 has hyperbolic type (Genus and Euler characteristic of a compact Riemann surface, Spherical, parabolic and hyperbolic universal-covering types).

Facts & Assumptions

Given: The Axiom of Choice; a compact Riemann surface X with genus g=g(X) and universal-covering type M∈{C^,C,D} (Riemann surfaces and holomorphic atlases, Genus and Euler characteristic of a compact Riemann surface, Spherical, parabolic and hyperbolic universal-covering types); the holomorphic universal covering p:M→X and its deck group G=Deck⁡(p).

[A1]

The Axiom of Choice (The Axiom of Choice): it is used through the classification inputs [F1], [F2] and [F7] and their own hypotheses; it also licenses the countable sequence selected in step 5.1, and the remaining selections are finite.

[F1]

Compact surfaces and genus (Topological classification of compact Riemann surfaces, Genus and Euler characteristic of a compact Riemann surface): a compact Riemann surface X is homeomorphic to #gT2 for a unique g≥0, with #0T2=S2; that number is the genus of X, and g=0 holds exactly when X is homeomorphic to S2 while g=1 holds exactly when X is homeomorphic to T2.

[F2]

Type and quotient presentation (Every Riemann surface is a quotient of a simply connected model, Spherical, parabolic and hyperbolic universal-covering types): X is biholomorphic to M/G, where M is the universal-covering type of X, exactly one of C^,C,D occurs, and G is the deck group of the holomorphic universal covering p:M→X acting on M by holomorphic automorphisms, freely and properly discontinuously; the deck group acts simply transitively on every fibre of p, so if G={e} then p is bijective and hence a biholomorphism.

[F3]

Deck group and fundamental group (For a path-connected locally path-connected semilocally simply connected base, the deck group of a universal cover is isomorphic to the fundamental group): for the path-connected, locally path-connected, semilocally simply connected base X of the universal cover p, the deck group is isomorphic to the fundamental group, G≅π1(X,x0).

[F4]

Fundamental groups of the sphere and the torus (Sn is simply connected for every n≥2, Simply connected topological spaces, π1(T2)≅Z×Z, The fundamental group is a functor π1:Top∗→Grp): S2 is simply connected, so π1(S2) is trivial, and π1(T2)≅Z2; π1 is a functor, so a homeomorphism induces an isomorphism of fundamental groups; hence X≅S2 gives π1(X)=0 and X≅T2 gives π1(X)≅Z2.

[F5]

The sphere as a topological sphere (Stereographic projection identifies the Riemann sphere with the unit two-sphere): stereographic projection Σ:C^→S2 is a homeomorphism, so C^≅S2=#0T2.

[F6]

Automorphisms of the models (Every biholomorphic self-map of the Riemann sphere is Möbius, Nonidentity Möbius transformations are parabolic or conjugate to a dilation, with the projective trace invariant, Möbius transformations of the Riemann sphere, Every Möbius transformation is a biholomorphism of the Riemann sphere, Every automorphism of the disc is a rotated Blaschke factor, Automorphisms of the upper half-plane are real Mobius maps): every biholomorphic self-map of C^ is a Möbius transformation and every Möbius transformation is a biholomorphic self-map of C^; a nonidentity Möbius transformation has one or two fixed points in C^, and after moving the fixed-point set to {∞} or to {0,∞} it takes the form z↦z+1 or z↦λz with λ∈C×∖{1}; every automorphism of the disc is a rotated Blaschke factor z↦eiθ(a−z)/(1−a‾z) with a∈D and θ∈R; and a map is an automorphism of H if and only if it has the form z↦(az+b)/(cz+d) with real a,b,c,d and ad−bc>0.

[F7]

Plane quotients are tori (A compact free affine plane quotient comes from a rank-two lattice): if a group of biholomorphisms of C acts freely and properly discontinuously with compact quotient, then it is a rank-two lattice and the quotient is a complex torus of genus one.

[F8]

Discrete subgroups of real vector spaces (Discrete subgroups of a real vector space are lattices): a subgroup Γ of a finite-dimensional real vector space V is discrete if and only if Γ=Zv1⊕⋯⊕Zvr for linearly independent v1,…,vr with r≤dim⁡RV; in particular a discrete subgroup of R is trivial or infinite cyclic.

[F9]

Compact subsets of Hausdorff spaces (In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones): every compact subset of a Hausdorff space is closed; since 1−1/n∈D converges to 1∉D in the Hausdorff space C, the disc D is not compact.

Proof technique: direct.

Proof

1.1A1F1F2F3

Setup. By [F2] the surface X is biholomorphic to M/G, where M is its universal-covering type, exactly one of C^,C,D, and G is the deck group of the holomorphic universal covering p:M→X, acting freely and properly discontinuously by holomorphic automorphisms; by [F3], G≅π1(X,x0); and by [F1], X≅#gT2 for the unique genus g=g(X).

2.1F1F2F5F6step 1.1

The sphere model forces g=0. Suppose M=C^. Every element of G is a biholomorphic automorphism of C^, hence a Möbius transformation by [F6], and every nonidentity Möbius transformation has a fixed point in C^ by [F6]; since G acts freely we get G={e}, and then [F2] makes the covering p a biholomorphism, so X≅C^ as Riemann surfaces. By [F5], C^≅S2=#0T2, so X is homeomorphic to #0T2 and the uniqueness in [F1] gives g=0. Thus M=C^ implies g=0.

2.2F1F7step 1.1

The plane model forces g=1. Suppose M=C. Then G is a group of biholomorphisms of C acting freely and properly discontinuously (step 1.1) whose quotient C/G≅X is compact, so [F7] applies: G is a rank-two lattice and C/G is a complex torus of genus one. Since X is biholomorphic, hence homeomorphic, to C/G, the uniqueness of the genus in [F1] gives g=1. Thus M=C implies g=1.

2.3F6step 1.1

Cayley conjugation of the disc case. Suppose M=D. The map γ(z):=(z−i)/(z+i) is a Möbius transformation [F6], hence a biholomorphic self-map of C^ [F6]; it is holomorphic on H with γ′(z)=2i/(z+i)2≠0, and ∣γ(z)∣2=∣z−i∣2/∣z+i∣2 with ∣z−i∣2<∣z+i∣2 exactly when Im⁡z>0, so γ maps H bijectively onto D and restricts to a biholomorphism γ:H→D whose inverse is also Möbius. Conjugation by the homeomorphism γ carries the free properly discontinuous action of G on D to a free properly discontinuous action of GH:=γ−1Gγ on H by holomorphic automorphisms, and GH≅G; by [F6] each element of GH is a real Möbius map z↦(az+b)/(cz+d) with ad−bc>0.

3.1F6step 2.3

Nonidentity elements of GH have their fixed points on R∪{∞}. Let g0∈GH be nonidentity. By [F6] it is a real Möbius map and has one or two fixed points in C^. If a fixed point w satisfied Im⁡w≠0, then because the coefficients of g0 are real the conjugate w‾ is also a fixed point, and one of w,w‾ lies in H, contradicting the freeness of the action of GH on H (step 2.3). Hence every fixed point of g0 lies in R∪{∞}, and there are one or two of them.

4.1F6step 3.1

Hyperbolic normal form and its centralizer. Suppose g0∈GH is nonidentity with two fixed points in R∪{∞} (step 3.1). Relabel them so either v=∞ with u∈R, or u,v∈R with u<v. If v=∞, take T(z)=z−u; otherwise take T(z)=(z−u)/(v−z). These are real Mobius maps with positive determinant, hence automorphisms of H by [F6], and they carry the fixed points to 0 and ∞. Then h:=Tg0T−1 fixes 0 and ∞, so h(z)=λz for some λ≠1; preserving H forces λ>0. The centralizer of h in Aut⁡(H) is exactly {z↦kz:k>0}. Indeed, write a commuting automorphism as u0(z)=(az+b)/(cz+d) with real coefficients and positive determinant [F6]. The identity u0(λz)=λu0(z) gives ac=bc=bd=0 after cross-multiplication, since λ>0 and λ≠1. If c≠0, then a=b=0, contradicting ad−bc≠0; hence c=0. The determinant then forces a,d≠0, and bd=0 forces b=0, leaving u0(z)=(a/d)z with a/d>0.

4.2F6step 3.1

Parabolic normal form and its centralizer. Suppose g0∈GH is nonidentity with exactly one fixed point u∈R∪{∞} (step 3.1). Choose T∈Aut⁡(H) carrying u to ∞: take T=id⁡ if u=∞, and T(z)=−1/(z−u) if u∈R. The latter is a real Mobius map with determinant 1 and hence an automorphism of H [F6]. Then h:=Tg0T−1 fixes ∞ and no other point, so h(z)=αz+β with real α>0; the second fixed point β/(1−α) would be finite if α≠1, so α=1 and β≠0. If β<0, replace h by h−1 and β by −β, so β>0. Conjugating by the positive dilation z↦z/β and composing it with T normalizes the translation to h(z)=z+1. The centralizer of h in Aut⁡(H) is exactly {z↦z+t:t∈R}: if u0 commutes with h, then u0(∞) is a fixed point of h, hence is ∞; so u0(z)=αz+γ with real α>0 [F6], and commutation gives α=1.

5.1F6F8givenstep 4.1step 4.2choosealgebra

An abelian group in a centralizer is cyclic. Assume G is abelian, as will be the case when the genus is 1. If G is trivial the conclusion holds; otherwise choose a nonidentity element g0∈GH. In the hyperbolic or parabolic case of steps 4.1 and 4.2, conjugation carries GH to a free properly discontinuous group H containing the normalized element h. Since G is abelian, H is abelian, so every element of H commutes with h and lies in the centralizer computed in those steps. Under the identification of that centralizer with (R,+) (directly for translations and by k↦log⁡k for positive dilations), H corresponds to a subgroup Γ≤R. If Γ were not discrete, the choice allowed by the Axiom of Choice would give nonzero parameters γn→0. After passing to a distinct subsequence, the corresponding automorphisms converge uniformly to the identity on a compact neighbourhood K of a point of H, so hγn(K)∩K≠∅ for infinitely many distinct elements, contradicting proper discontinuity. Hence Γ is discrete. A discrete subgroup of R is trivial or infinite cyclic, so G≅H is trivial or infinite cyclic.

6.1F1F2F3F4F9step 5.1step 1.1

The disc model forces g≥2. Suppose M=D, so X≅D/G with G acting freely and properly discontinuously by automorphisms of D (step 1.1). If g=0, then X≅S2 by [F1], so π1(X)=0 by [F4] and therefore G≅π1(X) is trivial by [F3]; then [F2] makes the covering p a biholomorphism, so X≅D, which is impossible because X is compact and D is not compact by [F9]. If g=1, then X≅T2 by [F1], so π1(X)≅Z2 by [F4] and G≅Z2 by [F3]. In particular G is abelian and nontrivial, so step 5.1 makes it infinite cyclic, contradicting G≅Z2. Hence M=D implies g∉{0,1}, that is, g≥2.

7.1A1F1F2F7step 2.1step 2.2step 6.1∎

Elimination and conclusion. Exactly one model M occurs for X by [F2], so the three cases of steps 2.1, 2.2 and 6.1 are exhaustive and mutually exclusive. If g=0, then M≠C by step 2.2 and M≠D by step 6.1, so M=C^ and X has spherical type. If g=1, then M≠C^ by step 2.1 and M≠D by step 6.1, so M=C and X has parabolic type. If g≥2, then M≠C^ by step 2.1 and M≠C by step 2.2, so M=D and X has hyperbolic type. The Axiom of Choice [A1] enters through [F1], [F2] and [F7] and licenses the countable sequence selected in step 5.1; all other selections are finite.

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