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A compact free affine plane quotient comes from a rank-two lattice
Statement
Assume the Axiom of Choice. Let be a group of biholomorphisms of the complex plane acting freely and properly discontinuously, and suppose the quotient is compact. Then every nonidentity element of is a translation with , the translation group is a rank-two lattice with linearly independent over , and is a complex torus of genus one.
Facts & Assumptions
Given: The Axiom of Choice is assumed. A group of biholomorphisms of acts freely and properly discontinuously, and the quotient , with its quotient topology, is compact. Write for the action, for the quotient map, and .
The Axiom of Choice: every family of nonempty sets has a choice function (The Axiom of Choice).
Every biholomorphic self-map of the complex plane is affine: with and (Every biholomorphic self-map of the complex plane is affine).
The action of is free when no nonidentity element fixes a point, and properly discontinuous when for every compact subset the set is finite (Free and properly discontinuous group actions).
A covering map is a continuous surjection such that every point of has an evenly covered neighbourhood whose preimage is a disjoint union of open sheets each mapped homeomorphically onto (Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings).
A deck transformation of a covering is an isomorphism over the base, and for a covering with connected total space two deck transformations agreeing at one point are equal (Deck transformations and the deck-transformation group of a covering, On a connected covering space, a deck transformation is determined by one point and the deck action is free).
A space is compact when every open cover has a finite subcover; a compact subset carries the intrinsic compactness of its subspace topology (Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right). Ambient open covers of a compact subset have finite subcovers (A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it).
Continuous images of compact sets are compact, and a continuous bijection from a compact space onto a Hausdorff space is a homeomorphism (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism).
For the quotient map with the quotient topology on , a subset is open if and only if is open in (The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection).
For , and the Euclidean closed ball is compact (For , every Euclidean closed ball and every Euclidean sphere of positive radius is compact).
On a compact Riemann surface the genus is the number with in the homeomorphism type supplied by the topological classification of compact surfaces; the definition assumes the Axiom of Choice (Genus and Euler characteristic of a compact Riemann surface).
Proof technique: direct.
Proof
Every is a biholomorphism of , so with , .
is nontrivial: if then the quotient map is a bijection, so [F8] makes a homeomorphism and . The discs for cover , while any finitely many of them, , are all contained in with , a proper subset of ; so no finite subfamily covers , and is not compact. This contradicts the hypothesis that is compact.
Suppose for some of the form . Then satisfies , so freeness forces ; but the identity map is , whose linear coefficient is , a contradiction. Hence for every , that is, every element of is a translation , and the identity corresponds to while every nonidentity element corresponds to a nonzero .
Composition of translations adds vectors and inverses subtract them, so is a subgroup of containing , and where ; in particular for . By step 1.2 this subgroup is nontrivial, so .
The closed unit disc is compact. Proper discontinuity applied to makes finite. If with , then has and , so and , whence and . Therefore is contained in the set of translation vectors of the finite set , so it is finite.
The quotient map is open: for open one has , a union of open sets, hence open in , so is open in by [F8].
The finite set is either or contains an element of positive modulus; in the first case put , and in the second case put , a minimum of a finite nonempty set of positive real numbers. In both cases . Since is an additive subgroup, every then satisfies : if with , then . Thus distinct elements of have distance at least , and is discrete. Every compact subset of is covered by finitely many discs of radius , each meeting in at most one point, so it meets in a finite set. In particular, if and , the set is finite and nonempty, and its element of least positive modulus is an element of of least modulus overall.
By step 5.1 and step 3.1 choose of least modulus. Let , let be the orthogonal projection onto the real line perpendicular to , and let , a subgroup of , which we identify with .
A discrete subgroup of is either or of the form for some : if and , then is finite by discreteness, so there is of least modulus, and for arbitrary Euclidean division gives with ; the element therefore vanishes and .
The quotient map is a covering map. Let , where positivity holds by step 5.1. For put and . If with then and , so ; thus is a bijection onto , and it is a homeomorphism because for open the set is open in by step 4.2, hence open in . Moreover : a point of has the form with and maps to , and conversely means with , . These discs are pairwise disjoint, because with would give ; and on the disc with index the map equals , a homeomorphism onto . Hence is an evenly covered neighbourhood of and is a covering map.
The subgroup is discrete. If it were not, then taking there would be with ; choose with and write with , choose with , and set . Then because , while , so , contradicting the minimality of among nonzero elements of . Hence , and the finite-minimum argument of step 5.1 applied inside the line shows that is discrete.
The maps of step 6.3 are homeomorphisms onto open subsets of , and the sets cover . If , then on each connected component of the difference is a continuous map into the discrete group , hence is constant. Thus each transition map is a translation on each component of its domain, so these charts define a compatible holomorphic atlas; in each chart the local expression of is the identity. The quotient is second countable: since is open by step 4.2, the images of a countable basis of form a basis of . Hausdorffness is established after the lattice structure is determined.
: suppose , so that . Choose a nonzero -linear functional vanishing on . Since for every , the formula defines a map ; it is surjective because is a surjective linear map, and it is continuous: for every open interval its preimage satisfies , which is open in , so is open in by [F8]. Then is a continuous image of the compact space , hence compact. But the open cover of has no finite subcover, since a finite subcover is contained in for the largest index and omits ; this contradiction shows .
Choose with , where generates as in step 6.2, and let with for a given . Then , a discrete subgroup of the line containing ; applying step 6.2 inside and using the minimality of gives , so for some . Hence . Finally and are linearly independent over : if with , then projecting onto gives , a contradiction; hence , and then with gives . So the only real relation is the trivial one.
The deck group of the covering is exactly . Each with satisfies , so it is a deck transformation. Conversely, if is a deck transformation, then , so , and the translation is a deck transformation with ; the total space is connected, so by [F5].
Let be the -linear isomorphism of step 9.1; it carries bijectively onto , so the formula is well defined, and it is a bijection because and are onto and forces ; it is continuous because composed with the quotient map is the continuous map . The set is closed in : if were a limit of points of outside , two nearby points would give with the of step 5.1, contradicting . Hence for distinct classes the number is positive, and the open sets , are disjoint: a common class would give , with , forcing . So is Hausdorff. The quotient is compact, being a continuous image of the compact square . A continuous bijection from a compact space onto a Hausdorff space is a homeomorphism, so is a homeomorphism and is compact and Hausdorff; together with step 7.2's second-countable topology and holomorphic atlas, this makes a compact Riemann surface.
The standard torus is the connected sum of one copy of itself, hence is in the notation of [F10], and step 10.2 identifies the compact Riemann surface with it. By the definition of genus [F10] and the uniqueness of the homeomorphism type in the topological classification, the genus of is . Steps 2.1, 9.1, 10.1 and 10.2 therefore exhibit as the complex torus whose deck group of translations is the rank-two lattice . The only use of the Axiom of Choice is through the genus definition [F10], which assumes it; every choice made in the argument itself was finite.
Depends on
- Free and properly discontinuous group actions
- The Axiom of Choice
- Every biholomorphic self-map of the complex plane is affine
- On a connected covering space, a deck transformation is determined by one point and the deck action is free
- Genus and Euler characteristic of a compact Riemann surface
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
- The quotient topology of a surjection, quotient maps, saturated sets, and the quotient of a space by an equivalence relation with its canonical projection
- For $n\ge1$, every Euclidean closed ball and every Euclidean sphere of positive radius is compact
- Covering maps, evenly covered neighbourhoods, fibres, sheets, and trivial coverings
- Open cover, subcover, and compact topological space; a compact subset is a subspace that is compact in its own right
- A subspace is compact exactly when every family of open subsets of the ambient space covering it, indexed or not, has finitely many members covering it
- Deck transformations and the deck-transformation group of a covering
Used by
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Sources
- Curtis T. McMullen, Riemann Surfaces, Math 213b course notes (standard reference, not scraped)
- Mikhail Lyubich, Dynamics of Quadratic Polynomials, Vol. I (standard reference, not scraped)