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Complex Differentiability and the Cauchy–Riemann Equations
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Binary Operations, Monoids, Groups and Subgroups
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Darboux, L'Hôpital, and Taylor's Theorem
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Fundamental Trigonometric Identities
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Partitions of Unity and Paracompactness
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Properties of the Integral and the Working FTC
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Subspaces, Products, and Quotients
- Suprema and Infima
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Exponential Function
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
The quotient construction of the complex numbers and their real-coordinate-plane model supply the arithmetic and Euclidean dictionary used here. Complex modulus gives the metric and topology, while real total derivatives, Jacobian matrices, the chain rule, and the continuous-partials criterion provide the multivariable differentiability results. The real exponential and trigonometric derivative formulas support the corresponding calculation for the complex exponential, and equality of mixed partials supplies the second-order input.
The development defines complex domains, complex differentiability, holomorphy, Wirtinger derivatives, antiholomorphy, and pointwise oriented conformality. It proves that complex differentiability is equivalent to real total differentiability together with a complex-linear real derivative, with a vanishing barred Wirtinger derivative, or with the Cauchy–Riemann equations; then derives derivative rules, a conditional inverse rule, polynomial and exponential examples, and constancy from a zero derivative on a domain. The final results connect nonzero derivatives with conformality and Jacobians, and show under explicit hypotheses that holomorphic components are harmonic, the derivative is holomorphic, and nondegenerate component critical points are saddles.
3 · Logical flowchart
4 · Definitions, theorems and proofs
as the Euclidean plane and as a normed real algebra: what the identification preserves
The complex field used here is the quotient of The complex numbers as , with the real embedding and imaginary unit , with the class of . The bijection of is the real coordinate plane, with coordinate arithmetic carries addition and real scalar multiplication to the coordinatewise operations on , while complex multiplication becomes
Thus is the Euclidean plane as a real vector space, together with the additional bilinear operation of complex multiplication. A general real-linear map of the plane need not respect that operation and therefore need not be complex-linear.
The definitions in Real and imaginary parts, complex conjugation, and modulus make conjugation the reflection and give . In particular
so the metric, convergence, Cauchy, and continuity notions of The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane are exactly their Euclidean-plane counterparts. The metric topology is consequently the usual topology on , in accordance with The product, Euclidean-metric and norm topologies on agree, and for they agree with the real-line topology. Openness, connectedness, and real total differentiability will always be read through this identification.
The identification supplies no compatible field order. Indeed , while in any ordered field a square is nonnegative and is positive. This obstruction concerns the multiplication, not the Euclidean geometry: the plane still has its inner product and orientation, but neither orders as a field.
A complex domain is a nonempty connected open subset of
Definition
A complex domain is a nonempty, connected, open subset . Open means open in the modulus metric of The metric topology: a set is open when every one of its points has a ball around it inside the set; closed means open complement, and connected has the meaning of Separation of a topological space, connected and disconnected spaces, clopen sets, and connected subsets. By as the Euclidean plane and as a normed real algebra: what the identification preserves, these are exactly the usual Euclidean notions for the corresponding subset of .
Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
Definition
Let be open, let , and let . The function is complex differentiable at if the limit
exists in the metric of The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane. Its value is the complex derivative of at , denoted . The increments are nonzero and remain in the domain; because is open, all sufficiently small increments are allowed.
The function is holomorphic on when it is complex differentiable at every point of . A function holomorphic on all of is entire. The word analytic is reserved for the local power-series notion.
The complex derivative at a point is unique
Statement
If the complex derivative of at exists, its value is unique.
Facts & Assumptions
Given: An open set , a point , and two complex numbers to which the difference quotient converges as through nonzero increments with .
Complex differentiability at means that the limit of exists as through nonzero increments with (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).
For every , , and if and only if (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
Suppose, for contradiction, that , and put .
By the two asserted limits, choose such that every allowed with satisfies both and , where .
Since is open at , choose a nonzero allowed increment with .
The triangle inequality gives , a contradiction. Hence .
The Wirtinger derivatives and , and antiholomorphic functions
Definition
Let be open and write a map as in Euclidean coordinates. At a point where the four real partial derivatives exist, define
The partial derivatives are those of Directional derivatives and partial derivatives of a map . If is real totally differentiable at the point, direct expansion gives the differential identity
A real-differentiable map is antiholomorphic on when at every point of . Thus its differential is conjugate-linear at every point; no complex differentiability is asserted unless the other Wirtinger derivative also vanishes.
Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations
Statement
Let be open, let , and write . The following are equivalent:
- is complex differentiable at .
- Under , the map is real totally differentiable at and is multiplication by a complex number.
- The map is real totally differentiable at and .
- The map is real totally differentiable at and satisfies the Cauchy–Riemann equations
When these conditions hold,
Facts & Assumptions
Given: An open set , a point , and a map .
Complex differentiability at is existence of the limit as through nonzero increments with (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).
Real total differentiability at means that for some real-linear , with (The total (Fréchet) derivative as the linear first-order approximation with remainder, A linear map in Euclidean coordinates).
If a map is totally differentiable at , then its directional derivatives exist and equal ; its partial derivatives are the columns of its Jacobian matrix (A total derivative computes every directional derivative, and its matrix is the Jacobian, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case).
Every real-linear map between Euclidean spaces has a unique matrix and is bounded by a constant times the Euclidean norm (Every Euclidean linear map has a unique matrix and satisfies for some ).
Under , complex multiplication satisfies ( is the real coordinate plane, with coordinate arithmetic).
For a real-differentiable , , with (The Wirtinger derivatives and , and antiholomorphic functions).
For complex numbers, and if and only if (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
Assume condition 1 and write . For put ; then .
Conversely assume condition 2, so with . For nonzero , division by gives , and ; hence condition 1 holds with .
Write the matrix of as by [L1]. By [L3], it is multiplication by exactly when it is .
By [F3], exactly when both and . Hence condition 3 is equivalent to condition 4.
The map is real-linear by the coordinate formula [L3], so step 1.1 is the remainder condition [F2]. Thus condition 2 holds.
Therefore condition 2 is equivalent to condition 4: equality with the multiplication matrix is exactly and . In that case , , so the multiplier is .
Under the equivalent conditions, [F3] and the Cauchy–Riemann equations give , while steps 1.2 and 2.2 identify the same number with . Thus all four conditions are equivalent and the displayed derivative formulas hold.
Complex differentiability at a point implies continuity there
Statement
If is complex differentiable at , then is continuous at .
Facts & Assumptions
Given: An open set , a point , and a function complex differentiable at .
Complex differentiability at is equivalent to real total differentiability there with derivative given by multiplication by a complex number (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
If a Euclidean map is totally differentiable at a point, then it is continuous there (Total differentiability gives a local increment bound and therefore continuity).
Under , the modulus metric is exactly the Euclidean metric, and continuity on subsets of is metric continuity for this metric (The Euclidean metric, convergence, Cauchy sequences, and continuity on the complex plane).
Proof
By [L1], is real totally differentiable at under the Euclidean identification.
By [L2], the coordinate map is continuous at ; [F1] identifies this with continuity in the complex modulus metric.
Continuous first partial derivatives and the Cauchy–Riemann equations imply complex differentiability pointwise, and holomorphy when they hold throughout an open set
Statement
Let be open, let , and write . Suppose the four first partial derivatives of and exist on a neighbourhood of , are continuous at , and satisfy
Then is complex differentiable at . Consequently, if these hypotheses hold at every point of , then is holomorphic on .
Facts & Assumptions
Given: The open set, point, function, partial-derivative hypotheses, and Cauchy–Riemann equations stated above.
If every partial derivative of a Euclidean map exists on a neighbourhood of a point and is continuous at that point, then the map is totally differentiable there with derivative matrix equal to its Jacobian (If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative).
Real total differentiability together with the Cauchy–Riemann equations is equivalent to complex differentiability (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
Proof
Apply [L1] to the coordinate map : it is real totally differentiable at .
The assumed Cauchy–Riemann equations and [L2] now give complex differentiability at .
If the hypotheses hold at every point of , step 2.1 applies at every point, which is precisely holomorphy on .
Cartesian and polar forms of the Cauchy–Riemann equations agree away from the origin
Statement
Let be real totally differentiable on an open subset of . On an open set of parameters with and in the domain, put
At every such parameter point, the Cartesian Cauchy–Riemann equations are equivalent to
When these conditions hold,
No assertion is made at , and no global choice of argument is used.
Facts & Assumptions
Given: A real totally differentiable , a parameter point with , and the polar pullbacks stated above.
The real total-derivative chain rule is (The chain rule for total derivatives: ).
The real derivatives satisfy and (The derivatives of sine and cosine are cosine and minus sine).
For real , ; in particular (, , and ).
For a real-differentiable complex-valued map, complex differentiability is equivalent to the Cartesian Cauchy–Riemann equations, and then (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
Proof
Put and . By [L1] and [L2], and .
The same calculation gives and .
If and , steps 1.1–1.2 give and , which are the polar equations because .
Conversely, the inverse coordinate formulas are , , , and . Substituting the polar equations gives and .
Under either equivalent form, [L3] and step 2.2 give by [F1].
Linearity, product, reciprocal, and quotient rules for complex derivatives
Statement
Let be complex differentiable at , and let . Then
If , then is nonzero on some neighbourhood of , the reciprocal is complex differentiable at , and
Every constant function has derivative , and the identity function has derivative .
Facts & Assumptions
Given: An open set , a point , functions complex differentiable at , and scalars .
Complex differentiability at is existence of the difference-quotient limit at (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).
A complex-differentiable function is continuous at the point of differentiability (Complex differentiability at a point implies continuity there).
Complex modulus is definite, multiplicative, and subadditive (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
The difference quotients of a constant function and of the identity are respectively and , so their derivatives have those values.
Taking the finite linear combination of the two difference quotients gives .
For nonzero allowed ,
Suppose . Continuity [L1] supplies a neighbourhood of on which , and on this neighbourhood by [L2].
By [L1], , while the two quotients in step 1.3 tend to and ; hence the product formula follows.
For nonzero allowed in that neighbourhood,
The reciprocal factor in step 2.2 tends to , so the reciprocal derivative is . Applying the product rule to and simplifying gives the quotient formula.
The chain rule for complex derivatives
Statement
Let and , where are open. If is complex differentiable at and is complex differentiable at , then is complex differentiable at and
Facts & Assumptions
Given: The maps, domains, point, and differentiability hypotheses in the Statement.
Complex differentiability at a point is equivalent to real total differentiability with total derivative given by multiplication by the complex derivative (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
If is totally differentiable at and is totally differentiable at , then (The chain rule for total derivatives: ).
Proof
By [L1], is multiplication by and is multiplication by .
By [L2], is real totally differentiable and its derivative is the composite of the maps in step 1.1, namely multiplication by .
Applying the reverse implication of [L1] gives complex differentiability of and the asserted derivative.
The Wirtinger chain rule for compositions of real-differentiable complex-valued maps
Statement
Let and , where are open, and suppose is real totally differentiable at and is real totally differentiable at . Writing the Wirtinger variables of as , one has
at . If both maps are holomorphic, these formulas reduce to the complex chain rule.
Facts & Assumptions
Given: The maps, domains, point, and real total-differentiability hypotheses in the Statement.
For a real-differentiable complex-valued map, (The Wirtinger derivatives and , and antiholomorphic functions).
The total derivative of a composite is the composite of the total derivatives (The chain rule for total derivatives: ).
Complex conjugation satisfies and (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
Put , , , and . By [F1], and .
For the identity inner map, and the two asserted coefficients reduce to . For conjugation, and they become , as direct substitution requires. For a constant inner map, and both coefficients vanish.
By [L1] and [L2],
Comparing step 2.1 with the unique Wirtinger expansion [F1] gives the two displayed formulas. For holomorphic , the barred coefficients vanish, leaving .
A conjugate difference quotient characterizes antiholomorphic maps
Statement
Let be open, let , and let . The limit
exists if and only if is real totally differentiable at and . In that case . Consequently, the conjugate quotient exists at every point of exactly for real-differentiable antiholomorphic maps, and its value is .
Facts & Assumptions
Given: An open set , a point , and a map .
Total differentiability at means with (The total (Fréchet) derivative as the linear first-order approximation with remainder).
For a real-differentiable map, (The Wirtinger derivatives and , and antiholomorphic functions).
Every real-linear map between Euclidean spaces has a matrix and is bounded by a constant times the Euclidean norm (Every Euclidean linear map has a unique matrix and satisfies for some ).
Conjugation is a real-field automorphism with , the modulus is multiplicative, and (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive). Since and , one has , and both moduli are nonnegative, so , so in particular .
Proof
Suppose the conjugate quotient tends to , and put . Then .
Conversely, suppose is real totally differentiable and . By [F1] and [F2], with .
For the identity map, [F2] gives and , while its conjugate quotient is and has incompatible values and on real and imaginary increments. For conjugation, [F2] gives and , and its conjugate quotient is identically . These two tests confirm the placement of the conjugates and the barred coefficient.
The map is real-linear and bounded by , so [F1] and step 1.1 show that is real totally differentiable with .
Comparing this differential with [F2] gives and .
Dividing by and using gives . This proves the reverse implication and the value of the limit.
A holomorphic function with continuous complex derivative has real and imaginary components
Statement
Let be holomorphic on an open set . If is continuous, then and are of class on .
Facts & Assumptions
Given: A holomorphic on whose complex derivative is continuous.
If , then , , and (Real and imaginary parts, complex conjugation, and modulus).
Proof
By [L1], , , , and throughout .
From [F1], and , so the real and imaginary part maps are continuous.
Since is continuous, steps 1.1–1.2 show that all four first partial derivatives of and are continuous. Hence both components are .
A continuous local inverse has derivative reciprocal to a nonzero complex derivative
Statement
Let be open, let be a bijection, and let . Fix and put . If is complex differentiable at , , and is continuous at , then is complex differentiable at and
The existence or continuity of such an inverse is a hypothesis, not a consequence of here.
Facts & Assumptions
Given: The open sets, bijection, inverse, points, differentiability, nonzero-derivative, and inverse-continuity hypotheses in the Statement.
Complex differentiability at means through nonzero allowed increments (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).
Complex modulus is definite and multiplicative (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
For near , put . Injectivity gives , and
As , continuity of gives . By [F1], the parenthesized quotient in step 1.1 tends to the nonzero number .
If , then , with denominators nonzero near the limit by [L1]. Applying this to step 2.1 proves .
Complex polynomials are entire with the power-rule derivative, and rational functions are holomorphic wherever their denominator is nonzero
Statement
Let be a complex polynomial. Then is entire and
This includes the zero polynomial and constant polynomials, whose derivative is zero. If are complex polynomials, then the set is open, is holomorphic on , and
When is a nonzero constant, ; when is the zero polynomial, and no rational function is defined there.
Facts & Assumptions
Given: Complex polynomials with finite coefficient support.
Constants and the identity have derivatives and ; finite linear combinations, products, reciprocals, and quotients obey the displayed derivative rules wherever denominators are nonzero (Linearity, product, reciprocal, and quotient rules for complex derivatives).
A polynomial over a commutative ring is a finitely supported coefficient sequence, written formally as a finite sum (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution).
A complex-differentiable function is continuous at each point of differentiability (Complex differentiability at a point implies continuity there).
Complex modulus is definite and subadditive (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
For and , the factorization has limit ; for the function is constant and has derivative by [L1].
By finite support [F1], is a finite linear combination of these powers. The linearity rule [L1] and step 1.1 make entire with the asserted derivative, including the empty-support zero polynomial.
Fix . By step 2.1 and [L2], is continuous at , so some neighbourhood satisfies ; [L3] then forces . Thus is open.
On , both polynomials are holomorphic and is nonzero. The quotient rule [L1] gives the displayed derivative. If is a nonzero constant then it never vanishes, while for the set is empty.
The complex exponential is entire and its complex derivative is itself
Statement
The complex exponential is entire, and
for every .
Facts & Assumptions
Given: A complex number and the published complex exponential.
For real , (, , and ).
The real exponential is and (The exponential function is smooth and ).
The real derivatives are and (The derivatives of sine and cosine are cosine and minus sine).
A real function differentiable at a point is continuous there (A function differentiable at is continuous at ).
Finite sums and products of continuous real-valued maps on a topological space are continuous (Sums, products, absolute values, finite maxima and minima, and quotients of continuous real-valued maps on a topological space are continuous where defined).
Continuous first partial derivatives satisfying the Cauchy–Riemann equations give complex differentiability, and holomorphy when this holds at every point (Continuous first partial derivatives and the Cauchy–Riemann equations imply complex differentiability pointwise, and holomorphy when they hold throughout an open set). Where is complex differentiable, (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
Proof
By [F1], the real and imaginary components are and .
By [L1] and [L2],
The one-variable factors in step 2.1 are continuous by [L1]–[L3]; their pullbacks along the coordinate projections are continuous, and [L4] makes all four displayed partials continuous on .
Step 2.1 gives and everywhere. By [L5], the complex exponential is entire and its derivative is .
A holomorphic function with zero derivative on a domain is constant
Statement
Let be a domain. If is holomorphic and for every , then is constant on .
Facts & Assumptions
Given: A complex domain and a holomorphic function with throughout .
A complex domain is a nonempty connected open subset of (A complex domain is a nonempty connected open subset of ).
For an open subset of , connectedness, path-connectedness, and polygonal connectedness are equivalent (For an open subset of , connectedness, path-connectedness and polygonal connectedness are equivalent).
A polygonal path is a finite concatenation of affine line segments with consecutive vertices (Polygonal paths and polygonally connected subsets of ).
If is complex differentiable at a point, then its real total derivative is multiplication by (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
The total derivative of a composite is the composite of the total derivatives (The chain rule for total derivatives: ).
A complex-differentiable function is continuous at the point of differentiability (Complex differentiability at a point implies continuity there).
A real function continuous on an order-convex interval and differentiable at every interior point, with derivative zero there, is constant on that interval (A function continuous on an interval whose derivative vanishes at every interior point of is constant on ; consequently two such functions with the same derivative differ by a constant).
Proof
Let . By [F1] and [L1], choose a polygonal path in from to , with vertices as in [F2].
For each segment put for . The composite is continuous on by [L4], including at the endpoints.
At every , [L2] makes multiplication by , and [L3] therefore gives . Hence the real and imaginary components of have derivative zero on .
By [L5], both components are constant on , so for each segment, including a zero-length segment if one occurs.
Chaining the finitely many equalities from step 3.1 gives . Since were arbitrary, is constant on the nonempty domain .
A real-valued holomorphic function on a domain is constant
Statement
If is holomorphic on a domain and , then is constant.
Facts & Assumptions
Given: A domain and a holomorphic with .
A holomorphic function with zero derivative on a domain is constant (A holomorphic function with zero derivative on a domain is constant).
Proof
Since , both and vanish. The Cauchy–Riemann equations [L1] then give , so throughout .
Apply [L2] to conclude that is constant on .
A holomorphic function of constant modulus on a domain is constant
Statement
Let be a complex domain and let be holomorphic. If is constant on , then is constant.
Facts & Assumptions
Given: A domain , a holomorphic on , and a real with for every .
Complex modulus is definite and satisfies (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
A holomorphic function with zero derivative on a domain is constant (A holomorphic function with zero derivative on a domain is constant).
Proof
Suppose first that . Then , so by [L1] and is constant.
Suppose next that . Differentiating in the two real coordinates gives and .
Using [L2], the equations of step 1.2 become and . Their coefficient determinant is , so .
Again by [L2], and throughout . Hence [L3] makes constant in the positive-modulus case.
The cases and exhaust , and both give constancy.
If both and are holomorphic on a domain, then is constant
Statement
Let be a complex domain. If and are both holomorphic on , then is constant.
Facts & Assumptions
Given: A domain and a function such that both and are holomorphic on .
A holomorphic map satisfies and , with derivative (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
A holomorphic function with zero derivative on a domain is constant (A holomorphic function with zero derivative on a domain is constant).
Proof
Applying [L1] to gives and , while applying it to gives and .
The paired equations imply , so [L1] gives throughout .
The domain theorem [L2] now makes constant.
Orientation-preserving conformality for a real-differentiable complex map at a point
Definition
For vectors and in the oriented Euclidean plane, put
A real-linear map is a similarity of ratio when
for all , using the inner product of The Euclidean inner product on . It is orientation-preserving when and orientation-reversing when that quantity is negative.
Let be open and let be real totally differentiable at . The map is orientation-preserving conformal at when is an orientation-preserving similarity. This is a pointwise condition on the real derivative. It asserts neither local nor global injectivity of .
Plane similarities are complex or conjugate-complex multiplications; the orientation-preserving ones are exactly the nonzero complex multiplications
Statement
Let be real-linear. It is a similarity if and only if exactly one of the following forms holds for some :
The first form is orientation-preserving and the second orientation-reversing. Thus the orientation-preserving similarities are exactly the nonzero complex multiplications.
Facts & Assumptions
Given: A real-linear map .
A similarity has a ratio and satisfies ; its orientation is the sign of (Orientation-preserving conformality for a real-differentiable complex map at a point).
The Euclidean inner product is and is positive definite (The Euclidean inner product on ).
Under , multiplication satisfies ( is the real coordinate plane, with coordinate arithmetic).
Proof
Suppose is a similarity of ratio , and write its columns as and . By [F1]–[F2], and .
Conversely, for , direct expansion using [F2] shows that both and multiply every inner product by . Their signed area factors are respectively and , so both are similarities with the asserted orientations.
In the plane, a vector orthogonal to the nonzero and of the same length is either or . Hence is one of these two vectors.
If , [L1] gives and . If , [L1] gives and .
The signed area factor cannot be both positive and negative, so the two forms are mutually exclusive and the classification is complete.
A real-differentiable complex map is orientation-preserving conformal at a point exactly when it is complex differentiable there with nonzero derivative
Statement
Let be real totally differentiable at . Then is orientation-preserving conformal at if and only if it is complex differentiable at and .
Facts & Assumptions
Given: An open , a point , and a map real totally differentiable at .
Complex differentiability at is equivalent to being multiplication by the complex derivative (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
Orientation-preserving conformality at means that is an orientation-preserving similarity (Orientation-preserving conformality for a real-differentiable complex map at a point).
The orientation-preserving similarities of the plane are exactly the maps with (Plane similarities are complex or conjugate-complex multiplications; the orientation-preserving ones are exactly the nonzero complex multiplications).
Proof
If is complex differentiable at with , [L1] makes multiplication by , and [L2] makes this an orientation-preserving similarity. Hence is conformal at by [F1].
Conversely, if is orientation-preserving conformal at , [F1] and [L2] give for some . The reverse direction of [L1] makes complex differentiable with .
Steps 1.1 and 1.2 prove both directions of the equivalence.
The Jacobian determinant of a holomorphic map is and is positive exactly where
Statement
Let be holomorphic on an open set . At every ,
The determinant is positive exactly where , and it is zero exactly where ; it is never negative.
Facts & Assumptions
Given: A holomorphic map and a point in its open domain.
If , then the real derivative matrix is (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
The Jacobian matrix is the matrix of the first partial derivatives (The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case).
Complex modulus satisfies , and if and only if (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive).
Proof
By [L1] and [F1], .
The sum is nonnegative and, by [L2], is zero exactly when ; otherwise it is positive.
The real and imaginary parts of a holomorphic function satisfy Laplace's equation and form a harmonic-conjugate pair
Statement
Let be holomorphic on an open set , and assume . Then
A real function satisfying this equation is called harmonic. Thus and are harmonic, and is a harmonic conjugate of in the sense that is holomorphic. No automatic regularity or global existence of harmonic conjugates is asserted.
Facts & Assumptions
Given: A holomorphic on with .
A function has continuous iterated partial derivatives through order two ( maps and multi-index derivative notation in Euclidean space).
If a function is on an open subset of , then its mixed second partial derivatives agree (Clairaut--Schwarz theorem for continuous second partial derivatives).
Proof
Differentiating in and in gives and .
Differentiating in and in gives and .
By [L2], , so step 1.1 gives .
By [L2], , so step 1.2 gives . The terminology in the Statement now applies to the given pair .
If a holomorphic function has components, then its derivative is holomorphic
Statement
Let be holomorphic on an open set , and suppose . Then the complex derivative is holomorphic.
Facts & Assumptions
Given: A holomorphic with components.
Holomorphy gives and the equations , (Complex differentiability is equivalent to real total differentiability together with a complex-linear derivative, with , or with the Cauchy–Riemann equations).
A function has continuous first and second partial derivatives ( maps and multi-index derivative notation in Euclidean space).
For functions, mixed second partial derivatives agree (Clairaut--Schwarz theorem for continuous second partial derivatives).
Continuous first partial derivatives satisfying the Cauchy–Riemann equations imply holomorphy (Continuous first partial derivatives and the Cauchy–Riemann equations imply complex differentiability pointwise, and holomorphy when they hold throughout an open set).
Proof
Write with and . By [F1], the first partial derivatives of and exist and are continuous.
Differentiating in and using [L2] gives .
Differentiating in and using [L2] gives .
Thus have continuous first partials and satisfy the Cauchy–Riemann equations throughout , so [L3] makes holomorphic.
The Hessian determinant of each holomorphic component is nonpositive; a nondegenerate critical point is a saddle
Statement
Let be holomorphic with components. For either component ,
If is a critical point of and , then the determinant is negative and is neither a local maximum nor a local minimum, hence is a saddle in the Hessian-test sense. If the determinant is zero, the Hessian test is inconclusive.
Facts & Assumptions
Given: A holomorphic whose components are , and one component .
Each such component is harmonic: (The real and imaginary parts of a holomorphic function satisfy Laplace's equation and form a harmonic-conjugate pair).
The Hessian is the matrix of second partial derivatives, and a critical point is one at which the gradient vanishes (The Hessian matrix and critical points of a scalar field).
For a function, (Clairaut--Schwarz theorem for continuous second partial derivatives).
At a critical point of a function of two variables, a negative Hessian determinant gives neither a local minimum nor a local maximum, while determinant zero gives no conclusion (The two-variable Hessian determinant test).
Proof
By [F1] and [L2], . By [L1], , so .
If the determinant at a critical point is nonzero, step 1.1 makes it negative, and [L3] gives neither a local maximum nor a local minimum. If it is zero, [L3] gives no conclusion.
5 · Examples, counterexamples and false statements
None yet.
Sources
Standard references
Recommended treatments; not extraction sources.
- J. Lebl, Guide to Cultivating Complex Analysis, Ch. 2
- J. Lebl, Guide to Cultivating Complex Analysis, §2.1
- R. Howell and J. Mathews, Complex Analysis, §3.1
- J. Lebl, Guide to Cultivating Complex Analysis, §2.1.1
- J. Orloff, MIT 18.04 Topic 2, §2.6
- J. Lebl, Guide to Cultivating Complex Analysis, §2.2.2
- J. Lebl, Guide to Cultivating Complex Analysis, Propositions 2.1.4 and 2.2.6
- J. Orloff, MIT 18.04 Topic 2, §§2.7–2.8
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.1.2
- J. Lebl, Guide to Cultivating Complex Analysis, Corollary 2.1.5
- R. Howell and J. Mathews, Complex Analysis, Theorem 3.2.7
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.1.8(a)
- R. Howell and J. Mathews, Complex Analysis, Theorem 3.2.10
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.2.4
- J. Orloff, MIT 18.04 Topic 2, §2.6.1
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.2.2
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.2.10
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.2.11
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.2.12(a)
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.2.5
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.1.4
- J. Orloff, MIT 18.04 Topic 2, Example 2.11
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.2.1
- R. Howell and J. Mathews, Complex Analysis, Theorem 3.2.13
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.1.5
- R. Howell and J. Mathews, Complex Analysis, Theorem 3.2.12
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.2.9
- J. Lebl, Guide to Cultivating Complex Analysis, §2.2.4
- R. Howell and J. Mathews, Complex Analysis, §9.1
- J. Lebl, Guide to Cultivating Complex Analysis, Proposition 2.2.9 and Exercises 2.2.22–23
- J. Lebl, Guide to Cultivating Complex Analysis, Corollary 2.2.10
- R. Howell and J. Mathews, Complex Analysis, Theorem 9.1.2
- J. Lebl, Guide to Cultivating Complex Analysis, Exercises 2.1.6–2.1.7
- R. Howell and J. Mathews, Complex Analysis, Theorem 3.3.1
- J. Orloff, MIT 18.04 Topic 2, Theorem 2.13
- J. Lebl, Guide to Cultivating Complex Analysis, Exercise 2.1.7