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Diagonal trace-class Fredholm determinant
Example
Assume the Axiom of Choice (The Axiom of Choice). Let , where includes , let be its coordinate vectors, let be the bounded sequence , for , and let be the corresponding diagonal operator (Diagonal trace-class operators on ); that lemma supplies the bounded operator and gives Then is trace class (Trace class operator) with The arbitrary-Hilbert local Fredholm determinant from Arbitrary-Hilbert Fredholm determinant from a separable reducing support is with convergence locally uniform on . Its zeros are exactly for , and each zero is simple.
Facts & Assumptions
Given: AC; the space with its coordinate vectors ; the bounded coefficient sequence , (); the diagonal operator ; and a complex parameter .
AC is the axiom of choice (The Axiom of Choice). It is the declared hypothesis of the three local suppliers used below, and the coefficient sequence , the coordinate family and the parameter are explicit, so this example selects nothing.
The space is a complex Hilbert space and is a complete orthonormal family in it; for every bounded complex sequence the series converges in , is a bounded linear operator with , the identities , and hold for bounded and , one has and , and is boundedly invertible exactly when , in which case (Diagonal trace-class operators on ).
If in addition , then is trace class with and ; its nonzero eigenvalues, repeated according to algebraic multiplicity (Algebraic multiplicity of a nonzero compact-operator eigenvalue), are exactly the nonzero scalars of the list , the value occurring times (Diagonal trace-class operators on ).
is separable: by [A2] the span of the countable family is dense in , so has a countable dense subset (Separability: the existence of an at most countable dense subset).
The geometric series starting at index satisfies (For , , and for the series diverges).
Since , the sequence is null (For the sequence is null, and for the sequence diverges to ).
For one has , because ; hence the values , , are pairwise distinct (Monotonicity of and of ).
The arbitrary-Hilbert determinant of a trace-class operator is obtained from a nuclear representation and a separable reducing support with and ; the value is independent of the support and of the nuclear representation, is entire, equals at , and satisfies the locally uniform product over the nonzero eigenvalues of repeated according to algebraic multiplicity (Arbitrary-Hilbert Fredholm determinant from a separable reducing support).
For a trace-class operator on a separable complex Hilbert space, the locally constructed determinant vanishes at exactly those for which is not boundedly invertible, and the zero at has order for every nonzero eigenvalue (Zeros of the local Fredholm determinant).
Every nonempty finite set of real numbers has a maximum and a minimum (Every nonempty finite set of reals has a maximum and a minimum).
Complex modulus is subadditive and , so for every (Conjugation is an involutive real-field automorphism, , and modulus is definite, multiplicative, and subadditive, Real and imaginary parts, complex conjugation, and modulus).
Proof
Given: AC; the space with its coordinate vectors ; the coefficient sequence , ; the diagonal operator ; and .
The sequence is bounded, since and for . By [A2] the operator is bounded with for every , so and for . By [A5], and ; hence [A3] makes trace class with and .
Apply [A3] with . The nonzero eigenvalues of , repeated according to algebraic multiplicity, are the nonzero scalars of the list , the value occurring times. The nonzero scalars are the values with , and for the index set is by [A7]; hence the eigenvalue list with algebraic multiplicities is , each value occurring once. In particular , because and by [A2].
The sequence is bounded, so [A2] gives with , and the operator calculus of [A2] gives . If for some , then , so with and is not injective, hence not boundedly invertible. Conversely let for every . For all coefficients equal . For , [A6] gives with for every by [A7], so [A11] gives there, while the finitely many remaining coefficients are all nonzero and therefore have a positive minimum by [A10]. Hence , and the invertibility criterion of [A2] makes boundedly invertible, with inverse .
By [A8] the arbitrary-Hilbert determinant is independent of the support and equals the locally uniform product over the nonzero eigenvalues of repeated according to algebraic multiplicity; substituting the list of step 1.2 gives , locally uniformly on , and by [A8].
By step 1.3 the operator is boundedly invertible exactly when . Since is a separable complex Hilbert space by [A2] and [A4], and since itself is a closed support with and , the support-independence clause of [A8] identifies the arbitrary-Hilbert value with the locally constructed separable determinant of on ; applying [A9] therefore gives exactly for , . For such an the eigenvalue has algebraic multiplicity by step 1.2, so [A9] makes each zero simple; at , not a zero, step 2.1 gives . The basis, the coefficient sequence and the parameter are explicit and no interval or endpoint occurs. AC is used exactly through the hypotheses of the suppliers [A2], [A3], [A8] and [A9], which are stated under AC, and the example makes no further choice. Both directions of the zero characterization are proved in steps 1.3 and 3.1. [A1, A2, A4, A8, A9, step 1.2, step 2.1, step 1.3] \qed
Depends on
- Algebraic multiplicity of a nonzero compact-operator eigenvalue
- The Axiom of Choice
- Real and imaginary parts, complex conjugation, and modulus
- Separability: the existence of an at most countable dense subset
- Trace class operator
- Arbitrary-Hilbert Fredholm determinant from a separable reducing support
- Conjugation is an involutive real-field automorphism, $z\overline z=|z|^2$, and modulus is definite, multiplicative, and subadditive
- Diagonal trace-class operators on $\ell^2(\mathbb N,\mathbb C)$
- Every nonempty finite set of reals has a maximum and a minimum
- Zeros of the local Fredholm determinant
- For $|r| < 1$ the sequence $r^k$ is null, and for $|r| > 1$ the sequence $|r|^k$ diverges to $+\infty$
- Monotonicity of $x \mapsto x^n$ and of $n \mapsto a^n$
- For $|r| < 1$, $\sum_{k \ge 0} r^k = 1/(1-r)$, and for $|r| \ge 1$ the series diverges
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Sources
- Gerald Teschl, Topics in Real and Functional Analysis, version November 17, 2017 — §3.5–§3.6, diagonal operators and Schatten classes (standard reference, not scraped)
- Kostenko, Trace Ideals with Applications, §3.4 (standard reference, not scraped)
- van Neerven, Functional Analysis, §14.5.a (standard reference, not scraped)
- Dyatlov–Zworski, Mathematical Theory of Scattering Resonances, Appendix B §§B.5–B.6 (standard reference, not scraped)