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Open immersions are etale

Statement

Let j ⁣:U→X be an open immersion of schemes (Open immersions of schemes); the empty immersion j ⁣:∅→X is included. Then j is 'etale (Étale morphism of schemes).

More precisely, locally on the source and the target j is, up to isomorphism, the principal localisation map Spec⁡Ag⟶Spec⁡A, for a ring A and g∈A (Principal localisation Rf={1,f,f2,…}−1R, A principal localization identifies its spectrum with a distinguished open), and that map is standard 'etale over A through the presentation Ag≅(A[T]/(T−g))T, whose defining polynomial T−g is monic with derivative 1 (Standard étale algebra). The argument is choice-free.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

The morphism A→Ag exhibits Spec⁡Ag as the distinguished open D(g)⊆Spec⁡A, homeomorphically onto it and with the restricted structure sheaf (A principal localization identifies its spectrum with a distinguished open, The spectrum of a principal localisation is the distinguished open D(f), The underlying space of an affine spectrum); the basic opens D(g) form a basis of the topology of Spec⁡A.

[F2]

If P∈A[T] is monic and the image of P′ is a unit of (A[T]/(P))h, then (A[T]/(P))h is standard 'etale over A; the case h=1 and the case of a localisation are both allowed, and a standard 'etale algebra is 'etale over A when the structure map is finitely presented, which holds because A[T]/(P) is finitely presented and localisation preserves finite presentation (Standard étale algebra, Finitely presented modules and finitely presented algebras, Locally finite presentation morphisms).

[F3]

An open immersion j:U→X identifies U isomorphically with an open subscheme j(U)⊆X; hence for every open subscheme W⊆j(U) the restriction j−1(W)→W is an isomorphism (Open immersions of schemes).

[F4]

'Etaleness at a point is a condition on the germ: shrinking the source to an open neighbourhood of the point or the target to an open neighbourhood of its image preserves the condition in both directions, so an isomorphism between open neighbourhoods of the point and its image makes the morphism 'etale there (Étale morphism of schemes).

Proof

technique · direct
1.1F1F2

The local model is standard 'etale. Let A be a ring and g∈A; the A-algebra map A[T]→A with T↦g is surjective with kernel (T−g) by the first isomorphism theorem for rings, so A[T]/(T−g)≅A, and localising this isomorphism at the image Tˉ=g of T gives (A[T]/(T−g))T≅Ag. The polynomial T−g is monic and its formal derivative is the constant 1, whose image in Ag is a unit; hence Ag is standard 'etale over A by [F2], and since it is finitely presented over A the map Spec⁡Ag→Spec⁡A is 'etale, and by [F1] it is the open immersion onto D(g).

2.1F1F3F4step 1.1

An open immersion is locally the localisation model. Let j ⁣:U→X be an open immersion and u∈U. By [F3] j identifies U with the open subscheme j(U)⊆X. Choose an affine chart Spec⁡A⊆X containing j(u); then V:=j(U)∩Spec⁡A is an open neighbourhood of j(u) in Spec⁡A, so by [F1] there is g∈A with j(u)∈D(g)⊆V. Again by [F3] the map j−1(D(g))→D(g) is an isomorphism, and D(g)=Spec⁡Ag by [F1]; on these open neighbourhoods the morphism j is therefore the localisation map Spec⁡Ag→Spec⁡A of step 1.1, up to the identifications, and it is 'etale there. By the germ property [F4] j is 'etale at u; the same applies to the empty immersion vacuously, since then there is no point u.

3.1F1F2F3F4

Conclusion. Since every point of U is covered by step 2.1, the open immersion j is 'etale. Steps 1.1 and 2.1 use only the standard 'etale presentation, the localisation identification of spectra, the first isomorphism theorem and the local nature of 'etaleness, so the argument is choice-free and no Axiom of Choice is assumed or used.

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