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Coprime polynomial factorisations lift after an etale localisation
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a commutative ring, let and let be monic of degree , and let . Suppose that the image admits a factorisation with monic of degrees and and coprime in the strong form
Then there exist a finitely presented -algebra and a prime lying over with such that
- the structure morphism is 'etale at every point (Étale morphism of schemes), and
- in for monic of degrees and that are coprime in : there are with .
Explicitly one may take , let be the coefficients of in the basis , put , let be the kernel of the substitution sending to the coefficients of , and put , , where is the determinant of the Jacobian matrix .
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
Assume AC. Let be a presentation of an affine chart of a locally finitely presented morphism in which some minor of the Jacobian matrix becomes a unit; then the morphism is smooth at the point and exhibits relative dimension there, and conversely every smooth point admits such a chart (Relative Jacobian criterion with its presentation hypothesis, Standard smooth presentations and locally standard smooth maps, Locally finite presentation morphisms).
'Etale at a point means smooth at that point of relative dimension : locally of finite presentation, flat, geometrically regular fibres, and local fibre dimension at each point over it; a chart of relative dimension with therefore witnesses 'etaleness (Étale morphism of schemes, Relative dimension of a smooth morphism at a point, Smooth morphism of schemes).
For the principal localisation has spectrum the primes of avoiding , extension and contraction are inverse bijections preserving strict inclusion, and localisation commutes with quotients, so for a prime with image the quotient ring satisfies , and its fraction field is the residue field (Principal localisation , Prime ideals of a localization are exactly the primes disjoint from the denominator set, Primes of a localization avoid the denominator set, Localisation commutes with quotient rings: , is the residue field at ).
The polynomial ring is the free commutative -algebra on indeterminates, with coefficients extracted by the -linear coefficient functionals; a quotient of a polynomial algebra by a finitely generated ideal is a finitely presented algebra, so of it over is locally of finite presentation (The polynomial ring as finitely supported coefficient families on monomials, Finitely presented modules and finitely presented algebras, Locally finite presentation morphisms).
For a square matrix over a commutative ring with invertible determinant , the inverse exists and equals , so every linear system with that matrix has a unique solution (If is a unit, then , For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix); over a field, a square matrix is invertible if and only if its kernel is zero, by rank--nullity (Rank-nullity: ).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
The universal coefficient algebra and the point. Put , , and let be the coefficients of in the basis , so that is a finitely presented -algebra [F4] and holds in by construction. Substituting for the coefficients of defines an -algebra map because makes all vanish; let be its kernel. The composite is the canonical map, so lies over , and is injective by definition of the kernel and its image contains ; because it lies in , the fraction field of is exactly .
The Jacobian is a Sylvester matrix. Writing the coefficient vector of a polynomial of degree in the basis , the Jacobian matrix with entries and is the matrix of the -linear map , where ranges over polynomials of degree and over polynomials of degree : this is the product rule applied to the coefficient functionals of , the term contributing no derivatives. Reducing modulo gives the matrix over the field of the map .
Invertibility of the reduced Jacobian. Let over satisfy with and . Using the Bezout identity , one has , so divides ; since and , this forces . Then gives , and since is a domain with we get . Hence has zero kernel between spaces of dimension , so it is invertible and by [F5]. Therefore has nonzero image in and .
Localisation at the determinant. Put and , a prime of over because [F3]. In the element is a unit, by step 1.1, since localizing a domain at a nonzero element does not change its fraction field, and the equation of step 1.1 persists in with the images of , which are monic of degrees because and leading coefficient remains a unit. This gives claim 2 in the form , inside .
'Etaleness on the whole chart. The algebra is the localisation at of the finitely presented -algebra , hence is finitely presented over [F4], and the full Jacobian determinant is the unit of ; the presentation therefore has an invertible minor with variables and equations. By the Jacobian criterion [F1] (AC) the morphism is smooth of relative dimension at every prime of , so it is 'etale everywhere by [F2]. This gives claim 1.
Coprimality of the lifted factors. Since is a unit of , the matrix is invertible over with inverse [F5]. In the identification of step 1.2 the same matrix represents the -linear map , where runs over the polynomials of degree (coefficients the images of ) and over the polynomials of degree (coefficients the images of ), into the polynomials of degree ; invertibility of makes this map surjective, so there are with ; in particular and are coprime in .
Conclusion and choice accounting. Steps 1.1, 1.2 and 2.1 construct with , step 4.1 gives the 'etaleness of claim 1 and steps 3.1 and 4.2 the factorisation with coprime monic factors of claim 2. The Axiom of Choice [F6] is assumed in the Statement and used exactly through the Jacobian criterion [F1] in step 4.1; the coefficient construction, the residue-field identification and the linear algebra of steps 1.2, 2.1 and 4.2 are choice-free. [F1, F6, step 2.1, step 3.1, step 4.1, step 4.2]
Depends on
- Étale morphism of schemes
- Relative Jacobian criterion with its presentation hypothesis
- Standard smooth presentations and locally standard smooth maps
- Relative dimension of a smooth morphism at a point
- Smooth morphism of schemes
- Locally finite presentation morphisms
- The polynomial ring $R[x_i:i\in I]$ as finitely supported coefficient families on monomials
- Principal localisation $R_f=\{1,f,f^2,\ldots\}^{-1}R$
- Prime ideals of a localization are exactly the primes disjoint from the denominator set
- Primes of a localization avoid the denominator set
- Localisation commutes with quotient rings: $S^{-1}R/S^{-1}I\cong \bar S^{-1}(R/I)$
- $R_{\mathfrak p}/\mathfrak pR_{\mathfrak p}\cong\operatorname{Frac}(R/\mathfrak p)$ is the residue field at $\mathfrak p$
- If $\det(A)$ is a unit, then $A^{-1}=\det(A)^{-1}\operatorname{adj}(A)$
- For $n\ge1$, the determinant over a commutative ring by the Leibniz formula, and $|\det A|$ for a real matrix
- Rank-nullity: $\dim_F V=\operatorname{nullity}T+\operatorname{rank}T$
- Finitely presented modules and finitely presented algebras
- The Axiom of Choice
Used by
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Sources
- The Stacks Project, Commutative Algebra, Lemma 10.143.13 and Section 10.143 (etale local factorization of a polynomial) (standard reference, not scraped)
- The Stacks Project, Morphisms of Schemes, Section 29.36 (standard etale and the Jacobian criterion) (standard reference, not scraped)