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Finite neighbourhood of an isolated fibre point after elementary etale change

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let f ⁣:X→S be a morphism locally of finite type (Locally finite type and finite type morphisms), let x∈X and put s=f(x). Assume that x is an isolated point of the scheme-theoretic fibre Xs (Scheme-theoretic fibre).

Then there exist

  1. a scheme U with an 'etale morphism φ ⁣:U→S (Étale morphism of schemes) and a point u∈U with φ(u)=s and κ(u)=κ(s), so that (φ,u) ⁣:(U,u)→(S,s) is an elementary 'etale neighbourhood (Etale neighbourhoods and elementary etale neighbourhoods of a point), and
  2. an open subscheme V⊆XU=X×SU containing the point xU=(x,u),

such that

i. V→U is finite (Finite morphisms of schemes), and ii. the fibre Vu=V×USpec⁡κ(u) consists of exactly one point, namely the image of xU, and its residue field is the original residue field: since κ(u)=κ(s) the canonical map κ(x)→κ(xU) is an isomorphism.

No separatedness of f is needed, X need not be quasi-compact over S, and no Noetherian hypothesis is imposed; the neighbourhood produced is affine over an affine 'etale neighbourhood when that is convenient. The empty source case is vacuous, and if Xs has exactly the one point x the conclusion describes an open finite neighbourhood of x.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

For a nonzero finite-type algebra D over a field K, Noether normalization gives algebraically independent z1,…,zd∈D with D module-finite over K[z1,…,zd] (Noether normalisation yields module finiteness over a polynomial subring). Injective integral extensions preserve Krull dimension (Injective integral extensions preserve Krull dimension), and dim⁡K[z1,…,zd]=d (A polynomial ring in n variables over a field has dimension n). The basic opens D(h) form a basis in an affine spectrum (The underlying space of an affine spectrum), and the local ring at a prime is its prime localization (A local ring is a nonzero commutative ring with a unique maximal ideal).

[F2]

Local algebraic Zariski Main gives, for a finite-type map A→B quasi-finite at q and B0=Int⁡A(B), an element g∈B0∖q with (B0)g≅Bg (Algebraic Zariski Main localization at a quasi-finite prime). A clopen singleton in an affine spectrum comes from an idempotent and splits its ring into two factors (A clopen decomposition of the spectrum comes from a nontrivial idempotent). A coprime factorization of a monic polynomial over κ(p) lifts after an everywhere étale affine A-algebra A′ with a chosen prime p′ satisfying κ(p′)=κ(p) (Coprime polynomial factorisations lift after an etale localisation). If C→D is integral, every prime of C containing its kernel lifts to a prime of D (Lying over for integral ring maps); consequently the image of VD(J) is the closed set VC(ker⁡(C→D/J)). A finite-type algebra generated by integral elements is module-finite (A subalgebra generated by finitely many integral elements is module-finite).

[F3]

Affine charts of a locally finite type morphism and their fibres: every point of X has affine neighbourhoods U=Spec⁡B⊆X and V=Spec⁡A⊆S with f(U)⊆V and A→B of finite type, and for the corresponding prime q⊆B over p⊆A the fibre product Spec⁡B×Spec⁡ASpec⁡κ(p) is canonically Spec⁡(B⊗Aκ(p)) and is an open subscheme of the fibre Xs (Locally finite type and finite type morphisms, Scheme-theoretic fibre, Affine fibre products are spectra of tensor products, Restricting fibre products to open subschemes).

[F4]

Points of a fibre product over a common base point: for morphisms X→S and Y→S, a point of X×SY over x∈X, y∈Y, s∈S corresponds to a prime r of κ(x)⊗κ(s)κ(y), and its residue field is canonically κ(r) (Points of a fibre product via residue-field tensors).

[F5]

A morphism Spec⁡C→Spec⁡R′ over an affine base is finite exactly when C is a module-finite R′-algebra (Finite morphisms of schemes, Finite is affine and local on its target).

[F6]

'Etale morphisms are stable under composition and base change; an open immersion is 'etale; and a morphism is an elementary 'etale neighbourhood of (S,s) when it is 'etale and the chosen point has residue field κ(s) (Étale stability, Open immersions are etale, Etale neighbourhoods and elementary etale neighbourhoods of a point).

[F7]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1F3

Reduction to a finite-type affine chart. Choose an affine open V0=Spec⁡A⊆S with s∈V0 and an affine open U0=Spec⁡B⊆X with x∈U0 and f(U0)⊆V0; this is possible by [F3] because f is locally of finite type. Then A→B is of finite type, and the prime q⊆B of x lies over the prime p⊆A of s. Under the identification of [F3] the chart fibre Spec⁡(B⊗Aκ(p)) is an open subscheme of Xs containing the point x; since x is isolated in Xs, the corresponding point q‾ is isolated in Spec⁡(B⊗Aκ(p)).

2.1F1F3step 1.1

Quasi-finiteness at q. Put K=κ(p) and F=B⊗AK, a finite-type K-algebra. Since the fibre point q‾ is isolated, a basic open DF(h) contains it and no other point by [F1]. The nonzero finite-type algebra Fh therefore has a one-point spectrum and dimension 0. Noether normalization [F1] makes it finite over a polynomial ring K[z1,…,zd], and dimension preservation plus the polynomial dimension formula in [F1] force d=0. Thus Fh is a finite-dimensional K-algebra. As its spectrum has the single point q‾, it is local and its localization at that point is itself; this local ring is Bq/pBq by [F3]. Hence the fibre local algebra is finite over K, precisely the quasi-finiteness condition at q (Quasi-finiteness at a prime of a finite-type algebra).

3.1F2step 1.1step 2.1

The local integral closure. Put B0=Int⁡A(B). By [F2] applied to step 2.1, choose g∈B0∖q with (B0)g≅Bg. Write K=κ(p), F0=B0⊗AK and F=B⊗AK. Every element of F0 is integral over K, so every prime of F0 is maximal: its quotient is an integral domain algebraic over a field, hence a field. Let q0 be the contraction of the selected point of F. It is closed in Spec⁡F0; it is also open, because the localization at g identifies an open neighbourhood of it with the isolated singleton in Spec⁡F from step 1.1. Thus {q0} is clopen. The same localization shows that the selected point of F is the only point over q0.

4.1F2step 3.1

An element separating the selected fibre point. By [F2], a fibre idempotent e∈F0 is 1 at q0 and 0 at every other fibre prime. Write e as a fraction of an element of B0 with denominator from A∖p, and choose t∈B0 whose image in F0 is a nonzero scalar multiple of e. Thus t is nonzero at q0 and zero at every other fibre prime. Since t is integral over A, choose a monic P∈A[T] with P(t)=0. Over K, factor Pˉ=TeH with H(0)≠0; if needed multiply P by T so e≥1. The selected nonzero value of t is a root of H, so deg⁡H≥1, and Te and H are coprime over K.

5.1F2step 3.1step 4.1

The étale factorization and finite component. Apply the coprime lifting part of [F2] to Pˉ=TeH to obtain an everywhere étale A-algebra A′ and a prime p′ with κ(p′)=K, together with monic coprime I,H′∈A′[T] with P=IH′ and reductions I mod p′=Te, H′ mod p′=H. In D0=A′⊗AB0 and D=A′⊗AB, the equations I(t)H′(t)=0 and a(t)I(t)+b(t)H′(t)=1 yield product decompositions. Let C0=D0/(H′(t)) and C=D/(H′(t)) be the selected factors: on the fibre over p′, H′(t) vanishes exactly at the selected point, while I(t) vanishes at all the other points. Thus C0 and C each have exactly one prime over p′, and the prime of C lies over the original q. Base changing (B0)g≅Bg and taking these factors gives (C0)g≅Cg. The algebra C0 is integral over A′, while C is finite type over A′.

6.1F2step 5.1

Finite after one base shrink. The closed subset VC0(g) has closed image in Spec⁡A′: apply the lying-over assertion of [F2] to the integral quotient map A′→C0/gC0 to identify its image with V(ker⁡(A′→C0/gC0)). The selected prime p′ is outside this image, since the unique prime of C0 over it avoids g. Choose a∈A′∖p′ such that D(a) misses the image. Then g is a unit in (C0)a, so (C0)a≅Ca by step 5.1. The ring Ca is both integral and finite type over Aa′, hence module-finite by [F2]. Replacing A′,C by these localizations, we obtain the finite selected factor with exactly one point over p′.

7.1F2F6step 5.1step 6.1

The elementary étale neighbourhood. Put U=Spec⁡Aa′ and u=p′Aa′ as in step 6.1. The ring map A→A′ is étale everywhere by [F2], and principal localization preserves étaleness by [F6], so U→Spec⁡A is étale. Composing with the open immersion Spec⁡A⊆S gives an étale map φ:U→S. Moreover κ(u)=κ(p′)=κ(p)=κ(s), so (U,u)→(S,s) is an elementary étale neighbourhood.

7.2F3F4step 5.1step 6.1

The open finite piece. Put U=Spec⁡Aa′ and u=p′Aa′. The affine chart base change Spec⁡(Aa′⊗AB) is open in XU by [F3]. Its product decomposition from step 5.1 has the selected factor V=Spec⁡Ca, which is open and closed in that chart, hence open in XU. The unique point of Vu lies over x by step 5.1 and is the canonical fibre-product point (x,u) because κ(u)=κ(s).

8.1F5step 6.1step 7.2

V→U is finite. The base U=Spec⁡Aa′ is affine and Aa′→Ca is module-finite by step 6.1, so V→U is finite by [F5].

8.2F4step 5.1step 7.1

The fibre Vu and its residue field. The fibre Vu=V×USpec⁡κ(u) is Spec⁡(Ca⊗Aa′κ(p′)), and by step 5.1 the ring Ca has exactly one prime over p′; hence Vu consists of exactly one point, necessarily the image of xU by step 7.2. For its residue field, apply [F4] to the fibre product X×SU at the point xU over x∈X and u∈U: the residue field is κ(r) for a prime r of κ(x)⊗κ(s)κ(u), and since κ(u)=κ(s) by step 7.1 this tensor product is κ(x)⊗κ(s)κ(s)=κ(x), whose spectrum is a single point with residue field κ(x). Hence the unique point of Vu has residue field κ(x), the original residue field of x.

9.1

Choice accounting and conclusion. The Axiom of Choice [F7] is assumed in the Statement. It is used exactly through [F1], [F2] and the cited Zariski Main and coprime-factorisation proofs and through the 'etale stability statement [F6]; the chart choices of step 1.1 are finitely many selections, and later steps use only finite choices. Steps 3.1--7.2 produce the elementary 'etale neighbourhood (U,u)→(S,s) of claim 1, the open subscheme V⊆XU of claim 2 with V→U finite, and the one-point fibre Vu with residue field κ(x); the empty-source case of the Statement is vacuous because there is no point x to treat. [F1, F2, F6, F7, step 8.1, step 8.2] □

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