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A sectorial nonselfadjoint multiplication generator

Statement

Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain) for the cited integral and semigroup suppliers.

Assume the Axiom of Choice (The Axiom of Choice). Let (Ω,μ) be a σ-finite measure space with μ(Ω)>0, let θ∈(0,π/2), and let q:Ω→C be measurable and essentially bounded, with essential range contained in the closed left sector {ζ:∣arg⁡(−ζ)∣≤π/2−θ}∪{0}. Then A=Mq on L2(μ) satisfies the sectorial resolvent condition with exponent θ in the etA convention and generates the bounded analytic semigroup T(z)f=ezqf on Σθ; its maximal analytic angle is at least θ. Its spectrum is essran⁡(q) (as proved directly in step 1.2). Whenever q is nonreal on a set of positive measure, the generator A is nonselfadjoint: A∗=Mqˉ≠Mq=A (both are bounded operators on all of L2(μ)), so A is not a self-adjoint semigroup generator. Self-adjoint nonpositive generation is a sufficient route to bounded analytic semigroups (Self-adjoint nonpositive operators generate bounded analytic semigroups), but this example shows that self-adjointness is not necessary: the multiplier is nonselfadjoint and still generates a bounded analytic semigroup. It is the bounded-operator companion to the form-generated theorem Form-generated sectorial elliptic semigroups.

Facts & Assumptions

Given: The Axiom of Choice; a σ-finite measure space (Ω,μ) with μ(Ω)>0; a number θ∈(0,π/2); a measurable essentially bounded q:Ω→C whose essential range lies in the closed left sector {ζ:∣arg⁡(−ζ)∣≤π/2−θ}∪{0}; the bounded multiplication operator A=Mq on the complex Hilbert space H=L2(μ); and the family T(z)f=ezqf.

[L1]

For δ∈(0,π/2] and ω∈R an operator is sectorial of angle δ with vertex ω in the etA convention when ω+Σπ/2+δ⊆ρ(A) and ∥R(λ,A)∥≤Mε/∣λ−ω∣ on each ω+Σπ/2+δ−ε, where Σγ is the open sector of half-angle γ around the positive real axis (Sectorial operator with the semigroup sign convention, Complex sector and bounded analytic semigroup).

[L2]

A bounded linear operator T∈B(H) is one with a finite bound ∥Tx∥≤C∥x∥, and the operator norm is ∥T∥=sup⁡{∥Tx∥:∥x∥≤1} (A bounded linear operator between normed spaces, The operator norm as the least bound and as the unit-sphere or unit-ball supremum).

[L3]

A densely defined A is sectorial of angle θ with vertex 0 if and only if it generates a bounded analytic semigroup (T(z))z∈Σθ∪{0} of angle θ with generator A (Sectorial resolvent characterisation of bounded analytic semigroups).

[L4]

For a bounded operator A the exponential series E(z)=∑n≥0znAn/n! converges in operator norm for every z∈C, defines an entire function with E(z+w)=E(z)E(w) whose restriction is a strongly continuous semigroup with generator A, and E extends boundedly analytically to Σδ exactly when the sectorial resolvent condition with exponent δ holds (The analytic semigroup generated by a bounded operator).

[L5]

The Hilbert adjoint of a bounded operator is the unique T∗ with ⟨Tx,y⟩=⟨x,T∗y⟩; for multiplication operators ⟨Mqf,g⟩=∫qfg‾ dμ and ⟨f,Mqˉg⟩=∫fqˉg‾ dμ show (Mq)∗=Mqˉ (The Hilbert-space adjoint of a bounded operator).

[L6]

On a σ-finite measure space every positive-measure measurable set contains a finite-measure measurable subset of positive measure, and L2 functions are almost-everywhere classes (Finite, sigma-finite, and semifinite measures, The space Lp(μ) as the quotient by null functions).

[L7]

The special case of real q≤0 is the companion multiplication example: its resolvents are the bounded multiplications by (λ−q)−1 and it is sectorial with maximal exponent π/2 (The sectorial multiplication operator).

[L8]

A densely defined self-adjoint nonpositive operator generates a contractive bounded analytic semigroup (Self-adjoint nonpositive operators generate bounded analytic semigroups).

[L9]

The form-generated theorem gives a complementary generation route for operators associated with closed sectorial forms and assumes no symmetry (Form-generated sectorial elliptic semigroups).

[L10]

The Axiom of Choice supplies a choice function for the countable family of nonempty sets of finite-measure positive-measure subsets used in step 1.2 (The Axiom of Choice).

Verification

technique · direct
1.1L1L2givenalgebra

The resolvent bound. Since A=Mq is bounded with D(A)=H, for λ≠0 the operator λI−A=Mλ−q has the two-sided inverse M(λ−q)−1 as soon as (λ−q)−1 is essentially bounded; fix ε∈(0,θ) and λ∈Σπ/2+θ−ε. The essential-range definition implies q(x)∈essran⁡(q) almost everywhere: every value outside the essential range has a neighbourhood with null preimage; a countable rational-ball base covers that complement by countably many such neighbourhoods, so its preimage is null. Hence for almost every x the value q(x) lies in the closed sector {ζ:∣arg⁡(−ζ)∣≤π/2−θ}∪{0} whose boundary rays have arguments ±(π/2+θ), while ∣arg⁡λ∣≤π/2+θ−ε. For nonzero ζ=q(x) let γ∈[0,π] be the principal angle between λ and ζ; the sector geometry gives γ≥ε. If γ≤π/2, then ∣λ−ζ∣2=∣λ∣2sin⁡2γ+(∣λ∣cos⁡γ−∣ζ∣)2≥∣λ∣2sin⁡2ε. If γ≥π/2, then cos⁡γ≤0 and ∣λ−ζ∣2=∣λ∣2+∣ζ∣2−2∣λ∣∣ζ∣cos⁡γ≥∣λ∣2≥∣λ∣2sin⁡2ε; for ζ=0 the same lower bound follows from ∣λ−ζ∣=∣λ∣. Thus ∣λ−q(x)∣≥∣λ∣sin⁡ε almost everywhere; for each f∈H, ∥M(λ−q)−1f∥22=∫Ω∣λ−q∣−2∣f∣2 dμ≤(∣λ∣sin⁡ε)−2∥f∥22, so ∥M(λ−q)−1∥≤1/(∣λ∣sin⁡ε) and R(λ,A)=M(λ−q)−1 with λ∈ρ(A).

1.2L6L10givenalgebra

The spectrum is the essential range. If λ∉essran⁡(q) then by definition of the essential range there is δ>0 with μ({∣q−λ∣<δ})=0, so ∣λ−q∣≥δ almost everywhere and M(λ−q)−1 is a bounded inverse of λI−A, hence λ∈ρ(A); conversely, if λ∈essran⁡(q) then for every integer n≥1 the set En:={∣q−λ∣<1/n} has positive measure, so by σ-finiteness it contains a measurable Fn with 0<μ(Fn)<∞, and fn:=μ(Fn)−1/21Fn is a unit vector with ∥(λI−A)fn∥22=∫Fn∣λ−q∣2 dμ/μ(Fn)≤1/n2; a bounded inverse R of λI−A would give 1=∥fn∥2≤∥R∥/n for every n, impossible, so λ∉ρ(A) and σ(A)=essran⁡(q).

1.3L5L6givenalgebra

Nonselfadjointness. If q is nonreal on a set of positive measure, [L6] supplies a finite-measure subset F of that set with μ(F)>0. Then 1F∈L2(μ) and (Mq−Mqˉ)1F=(q−qˉ)1F is a nonzero L2 class, so Mq≠Mqˉ. By [L5] (Mq)∗=Mqˉ; hence A∗≠A and A is not self-adjoint.

2.1step 1.1L1L3L4givenalgebra

Generation and the explicit semigroup. By [step 1.1] the sectorial resolvent condition of [L1] holds with exponent θ: for every ε∈(0,θ) the bound ∥R(λ,A)∥≤1/(∣λ∣sin⁡ε) holds on Σπ/2+θ−ε; hence by [L4] the exponential series E(z)=∑nznAn/n! extends boundedly analytically to Σθ and is generated by A; moreover ∑nznqn/n! converges in essential supremum norm to ezq because q is essentially bounded, so E(z)=Mezq, that is E(z)f=ezqf; on Σθ one has Re⁡(zq)≤0 almost everywhere, since the angle between z and q(x) is at least π/2, so ∣ezq∣≤1 and the family is bounded on every Σδ′ with δ′<θ; therefore the maximal analytic angle of A is at least θ, by the definition of the angle as the supremum of the admissible exponents in [L1] and [L3].

3.1step 1.2step 1.3step 2.1L7L8L9givenalgebra∎

Assembly. By [L8], self-adjoint nonpositive generation is a sufficient route to bounded analytic semigroups. Here [step 2.1] shows that A=Mq generates the bounded analytic semigroup T(z)f=ezqf with maximal angle at least θ, while [step 1.3] shows that A is nonselfadjoint when q is nonreal on a set of positive measure; thus self-adjointness is not necessary. By [step 1.2] its spectrum is essran⁡(q), [L7] is the real multiplier special case, and [L9] supplies the complementary form-based generation context without a symmetry restriction.

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