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Form-generated sectorial elliptic semigroups
Statement
Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) for the cited integral and semigroup suppliers.
The declared Dependent Choice assumption supplies equivalence of the shifted form norm with the prescribed norm on , by Closed sectorial form and its associated operator.
Let and be complex Hilbert spaces with dense and continuously embedded. Choose any satisfying for every ; when any positive is admissible. Let be a closed sectorial form on with lower-bound constant and sector half-angle , with associated operator (Closed sectorial form and its associated operator). Then is sectorial with vertex and every exponent . It generates a bounded analytic semigroup on each such , and is the analytic semigroup generated by , satisfying on every smaller sector with . Thus the form assumptions guarantee analyticity on every sector strictly narrower than ; they do not assert boundedness of the unshifted semigroup or that this lower angle is maximal. If the form is coercive with constant , then . In particular, for the symmetric Dirichlet form on a nonempty open the associated operator is and the abstract heat flow of The Dirichlet Laplacian generates an analytic heat semigroup is recovered. No symmetry is assumed. Dependent Choice is assumed for the semigroup suppliers; Countable Choice is inherited from the Lax-Milgram step; sectorial generation uses the declared Dependent Choice assumption.
Facts & Assumptions
Given: Complex Hilbert spaces with dense continuous inclusion and a chosen positive embedding bound satisfying ; a closed sectorial form on with lower-bound constant and sector half-angle in the sense of [L2], with associated operator defined by for all ; the shifted operator ; and, in the coercive clause, a constant with for all .
For a closed sectorial form with constants and associated operator , using the chosen positive embedding bound : is closed and is dense in ; is sectorial with vertex and every exponent ; generates a bounded analytic semigroup on every sector with ; and is the analytic semigroup generated by , with on each with . Dependent Choice is assumed for the semigroup suppliers; Countable Choice is inherited from the Lax-Milgram step (Coercive sectorial forms define closed densely defined sectorial operators, The Axiom of Countable Choice ()).
A closed sectorial form on is a bounded sesquilinear form admitting , with and , and complete for the shifted form norm; its equivalence to the prescribed norm follows under the declared Dependent Choice assumption; its associated operator is defined by for every , and coercivity means (Closed sectorial form and its associated operator).
A bounded analytic semigroup of angle is a strongly continuous-in-the-vertex, operator-norm holomorphic family on satisfying the functional equation and bounded on every strictly smaller sector; its angle is the supremum of the admissible (Complex sector and bounded analytic semigroup).
For the principal Dirichlet form on a nonempty open , the associated operator of the weak identity is densely defined and self-adjoint with , hence and it generates a contraction analytic semigroup of maximal allowed angle (The Dirichlet Laplacian generates an analytic heat semigroup).
The contour semigroup is the unique strongly continuous semigroup with a given sectorial generator within the class of exponentially bounded semigroups (The generator of the contour semigroup is the sectorial operator).
If is coercive with constant and satisfies the chosen embedding bound , then for (Coercive sectorial forms define closed densely defined sectorial operators).
Proof
The form-generated semigroup. By [L1], applied to the given closed sectorial form with constants , the associated operator is closed and densely defined, is sectorial with vertex and every exponent , and generates a bounded analytic semigroup on every with ; moreover is sectorial with vertex and the same exponents, because for every , so exactly when with and the defining bound becomes ; finally is the analytic semigroup generated by with on every smaller sector , , by [L1] and the definition of the analytic-semigroup angle in [L3].
The coercive case. If with , then [L6] gives for every using the chosen positive embedding bound. If , density forces and the semigroup has norm , so the same estimate holds directly.
The angle caveat. The assertion is that for every the shifted family is analytic and bounded on the sector , and on each strictly smaller the bound carries the factor ; the definition [L3] asserts no family on itself and makes no maximality claim, and when the factor is unbounded on any sector, so the unshifted semigroup is not asserted to be bounded; only the shifted semigroup is bounded, and no symmetry of the form is assumed, so none of the stronger conclusions of [L4] applies to a general .
The Dirichlet specialisation. For a nonempty open , the principal form is a closed sectorial form on with and : it is bounded on by Cauchy-Schwarz, its real part is with vanishing imaginary part, and the shifted form norm is the complete norm; the associated operator of [L2] is exactly the operator of [L4], since both are defined by ; the abstract construction of [step 1.1] therefore produces a bounded analytic semigroup generated by this , and [L4] identifies and exhibits the contraction analytic heat semigroup generated by it; by [L5] the semigroup constructed here and the heat semigroup of [L4] are the same exponentially bounded semigroup with generator , so the abstract heat flow is recovered, and no elliptic regularity or domain identification beyond [L4] is used.
Remarks
Dependent Choice is assumed for the semigroup suppliers; Countable Choice is inherited from the Lax-Milgram step of [L1] and from the vocabulary of [L2]; the rescalings and Euler exponentials of steps 1.1-2.1 use no choice principle. The theorem is a consolidation of the closed-form resolvent lemma [L1] with the Dirichlet specialisation of [L4]; no spatial domain identification is asserted for a general form, that role being reserved for the elliptic-regularity results cited in [L4].
Depends on
- Closed sectorial form and its associated operator
- Complex sector and bounded analytic semigroup
- Coercive sectorial forms define closed densely defined sectorial operators
- The generator of the contour semigroup is the sectorial operator
- The Dirichlet Laplacian generates an analytic heat semigroup
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
Used by
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Sources
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)