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The analytic semigroup generated by a bounded operator
Statement
Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) for the cited integral and semigroup suppliers.
Let be a complex Banach space and let . The exponential series (The exponential series of a bounded operator) converges in the operator norm for every and defines an entire function with ; its restriction is a uniformly continuous strongly continuous semigroup with generator the bounded operator . Moreover:
(1) admits a bounded analytic extension to for some if and only if satisfies the sectorial resolvent condition with exponent in the convention (Sectorial operator with the semigroup sign convention), equivalently and the sectorial resolvent bound holds on ;
(2) can be unbounded on every sector of positive angle even though it is entire: for the nilpotent Jordan block on one has , which is unbounded along every ray, and for on one has , which is unbounded on every sector that meets the open right half-plane;
(3) if is a complex Hilbert space and the numerical range (Numerical range and numerical radius) of lies in the closed sector for some , then is bounded analytic on , so its maximal analytic angle is at least . The example shows that sector boundedness of the exponential is a property of , not a consequence of boundedness of .
For a real Banach space the complex-time assertions are applied to on the canonical complexification; its real-time restriction is the original exponential semigroup (Canonical Banach complexification of a real Banach space).
Facts & Assumptions
Given: A Banach space , an operator , the exponential series , and the restriction .
converges absolutely in operator norm, uniformly on compact subsets of , satisfies , , , , and in operator norm; is a uniformly continuous strongly continuous group whose generator is (The exponential series of a bounded operator).
The bounded operator satisfies the sectorial resolvent condition with exponent exactly when and for every there is with on ; the characterization theorem makes this equivalent to generation of a bounded analytic semigroup of angle by (Sectorial operator with the semigroup sign convention, Sectorial resolvent characterisation of bounded analytic semigroups).
For a bounded operator the resolvent set contains with by the Neumann series, and is holomorphic on the open set (Neumann series and small perturbations of bounded inverses, Resolvent identity and holomorphy for a closed operator, Spectrum and resolvent of a bounded operator, The operator norm as the least bound and as the unit-sphere or unit-ball supremum, A bounded linear operator between normed spaces).
The numerical range is the set of on the unit sphere (Numerical range and numerical radius).
A bounded analytic semigroup of angle has generator the infinitesimal generator of its restriction to (Complex sector and bounded analytic semigroup, Infinitesimal generator of a C0-semigroup, Strongly continuous semigroup).
Two strongly continuous semigroups with the same generator coincide when the generator is bounded: if is such a semigroup and , then , so solves , , and has vanishing derivative by the fundamental theorem, whence (The exponential series of a bounded operator, Fundamental theorem of calculus for Banach-valued continuous curves).
Verification
The exponential and its generator. By [L1] the series converges for every complex (the scalar series bounds it), its derivative series converges uniformly on since it is bounded by . For the difference quotients the remainder after the linear term is bounded by , so and is entire. Absolute convergence permits regrouping the double product series; the binomial identity then gives , and its restriction is a uniformly continuous strongly continuous semigroup with , so its generator is the bounded operator with ; [L6] identifies with any other strongly continuous semigroup having generator .
Unboundedness examples. For on the series terminates: , and for , so ; on the unit vector one has with Euclidean norm , so by [L3] and the operator norm is unbounded along every ray; for on the series gives with , which is unbounded on every sector that meets the open right half-plane.
The resolvent estimate remains a separate condition. For bounded , the Neumann-series estimate of [L3] controls when , but it does not control behavior as . The sectorial resolvent condition in [L2] therefore retains the separate bound on every smaller sector; spectrum avoidance alone is not used to infer it.
The sectorial extension criterion. By [L2], for bounded the sectorial resolvent condition with exponent is exactly the conjunction of and the resolvent bounds on the smaller sectors; step 1.3 explains why the bound at the vertex must remain explicit. The same characterization makes this condition equivalent to generation of a bounded analytic semigroup of angle . By [step 1.1], is the semigroup generated by , so it has such an extension exactly under that sectorial condition; the spectrum formulation in (1) is just the equivalent resolvent-set clause together with the bound.
The numerical range case. Assume is a complex Hilbert space and lies in the closed sector with ; for and the normalised value lies in by [L4] and the angular distance from to is at least , so and Cauchy-Schwarz gives ; hence is injective with closed range and, since for it is invertible by [L3] and the set of surjectivity points is open (Neumann series) and closed in the connected complement of : if there, the positive distance of to bounds uniformly for large , and the resolvent identity makes these inverses Cauchy in operator norm. Their limit satisfies by boundedness of . Thus surjectivity is closed, every such is in with ; by [step 2.1] the sectorial condition with exponent holds and extends to a bounded analytic semigroup on , so its maximal analytic angle is at least .
Depends on
- The exponential series of a bounded operator
- Sectorial operator with the semigroup sign convention
- Complex sector and bounded analytic semigroup
- Sectorial resolvent characterisation of bounded analytic semigroups
- Banach-valued power series are determined by their real values
- Self-adjoint nonpositive operators generate bounded analytic semigroups
- Infinitesimal generator of a C0-semigroup
- Spectrum and resolvent of a bounded operator
- A bounded linear operator between normed spaces
- The operator norm as the least bound and as the unit-sphere or unit-ball supremum
- Numerical range and numerical radius
- Strongly continuous semigroup
- Fundamental theorem of calculus for Banach-valued continuous curves
- Canonical Banach complexification of a real Banach space
- Neumann series and small perturbations of bounded inverses
- Resolvent identity and holomorphy for a closed operator
- Cauchy–Schwarz: $|\langle x,y\rangle|\le\|x\|\,\|y\|$, with equality exactly for dependent pairs
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
Used by
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Sources
- Gerald Teschl, Partial Differential Equations: From Classical to Modern (2026 author manuscript; complete 392-page archived text) (standard reference, not scraped)
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)