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Self-adjoint nonpositive operators generate bounded analytic semigroups
Statement
Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) for the cited integral and semigroup suppliers.
Let be a complex Hilbert space and let be a self-adjoint operator on with dense domain (Symmetric, self-adjoint and essentially self-adjoint operators, Unbounded linear operators: domain, graph and extension) satisfying the quadratic nonpositivity for every . Then:
(1) for every with , for all , and ; more generally for ;
(2) is sectorial of angle in the convention (Sectorial operator with the semigroup sign convention) and generates a bounded analytic semigroup of angle which is contractive on : . Dependent Choice is assumed for the semigroup suppliers; Countable Choice is inherited from the vocabulary item Symmetric, self-adjoint and essentially self-adjoint operators; the proof below uses no choice principle beyond Dependent Choice.
Facts & Assumptions
Given: A complex Hilbert space , a densely defined self-adjoint operator on with for all , and the numbers for .
Self-adjointness means : domains and values agree, under Countable Choice for the adjoint vocabulary (Symmetric, self-adjoint and essentially self-adjoint operators, Adjoint of a densely defined operator).
For a densely defined one has for every (The adjoint is well defined, closed, and reverses inclusions).
The adjoint is closed (The adjoint is well defined, closed, and reverses inclusions).
Cauchy-Schwarz: (Cauchy–Schwarz: , with equality exactly for dependent pairs).
when is bijective with bounded inverse (Resolvent and spectrum of an unbounded operator).
is sectorial of angle at vertex when with on for every (Sectorial operator with the semigroup sign convention).
The conditions (a)-(e) of the sectorial resolvent characterisation are equivalent, and when they hold the generated semigroup is the contour semigroup (Sectorial resolvent characterisation of bounded analytic semigroups).
On a Hilbert space is dissipative if and only if for all , and Lumer-Phillips makes a densely defined dissipative generate a contraction semigroup if and only if for some (Dissipative operator, Lumer-Phillips generation theorem).
The contour semigroup generated by is the unique strongly continuous semigroup generated by within the class of exponentially bounded semigroups (The generator of the contour semigroup is the sectorial operator).
Under Countable Choice, for every linear subspace of a Hilbert space (The double orthogonal complement of a subspace is its closure).
Proof
The lower bound, injectivity and closed range. For put ; by [L4], , so for every the operator is injective with the lower bound ; moreover its range is closed, because if then is Cauchy, and , and closedness of from [L3] and [L1] gives with .
The range is dense. If for some , then [L2] with and gives ; by self-adjointness [L1] this says , that is , and the lower bound of [step 1.1] at (which also lies outside ) forces ; hence and, since the range is closed by [step 1.1], [L13] gives .
The resolvent bounds and sectoriality. By [step 2.1] and [step 1.1] the map is bijective with inverse bounded by , so with for every by [L5]; for the distance to the smaller set dominates the distance to , which equals , and for with the distance to the real set is at least ; finally, for the nearest point of is the origin when and has distance otherwise, so with on ; since , this is sectoriality of angle .
Generation and contractivity. By [step 3.1] satisfies the sectorial resolvent condition with exponent , so [L7] provides a bounded analytic semigroup of angle generated by ; separately is dissipative by [L8] because , and for every by [step 3.1], so Lumer-Phillips [L8] makes generate a strongly continuous contraction semigroup; that semigroup is bounded, hence exponentially bounded, and has generator , so by uniqueness [L9] it coincides with the analytic semigroup , giving for ; the argument assumes Dependent Choice and inherits Countable Choice from the adjoint vocabulary [L1] and uses no further choice principle beyond Dependent Choice.
Depends on
- Sectorial operator with the semigroup sign convention
- Sectorial resolvent characterisation of bounded analytic semigroups
- Symmetric, self-adjoint and essentially self-adjoint operators
- Adjoint of a densely defined operator
- The adjoint is well defined, closed, and reverses inclusions
- Resolvent and spectrum of an unbounded operator
- Unbounded linear operators: domain, graph and extension
- Orthogonality and the orthogonal complement
- Real and complex inner-product spaces and their induced length
- Hilbert space
- Cauchy–Schwarz: $|\langle x,y\rangle|\le\|x\|\,\|y\|$, with equality exactly for dependent pairs
- Dissipative operator
- Lumer-Phillips generation theorem
- The generator of the contour semigroup is the sectorial operator
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The double orthogonal complement of a subspace is its closure
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
Used by
- Quadratic spectral bounds control a self-adjoint parabolic semigroup Corollary
- The Dirichlet Laplacian generates an analytic heat semigroup Corollary
- A sectorial nonselfadjoint multiplication generator Example
- Abstract smoothing does not imply a spatial derivative without a PDE realisation Example
- The analytic semigroup generated by a bounded operator Example
- The sectorial multiplication operator Example
Dependency tree · two levels
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Sources
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)
- Gerald Teschl, Partial Differential Equations: From Classical to Modern (2026 author manuscript; complete 392-page archived text) (standard reference, not scraped)