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Resolvent identity and holomorphy for a closed operator
Statement
Let be a Banach space over (Banach space, Real and complex scalar conventions for normed spaces) and let be a closed linear operator with resolvent for (Resolvent and spectrum of a closed operator on a Banach space). Then:
- is open: if and , then and the series converging in the operator norm;
- the resolvent identity holds for all ;
- is differentiable on in the operator norm with derivative ; when this is norm-holomorphy (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions);
- for every the map is differentiable on in the operator norm with derivative , and norm-holomorphic when ; for the complex scalar acts through the canonical complexification of (Canonical Banach complexification of a real Banach space).
No choice principle is used.
Facts & Assumptions
Given: A Banach space over , a closed linear operator , its resolvent set , the resolvents for , and the operator attached to a fixed and .
For one has , , for , for , and (Resolvent and spectrum of a closed operator on a Banach space).
If satisfies , then is invertible with inverse the operator-norm limit , and (Neumann series and small perturbations of bounded inverses); moreover for the operator norm (Composition satisfies |ST|\le|S|,|T|).
The complex exponential is entire with (The complex exponential is entire and its complex derivative is itself), and its defining series gives (The complex exponential by its power series); hence for every fixed the difference quotient as in , because -bounded near and .
Proof
Factorization. Fix and set . For every , writing gives by [L1] and so as maps .
Resolvent identity. For the identity holds on , because both resolvents are everywhere defined and by [L1]. Hence, using and for , Exchanging and gives ; combining the two displays yields the second form for , while for both sides vanish.
Openness and the expansion. If , then [L2] makes invertible with inverse . For put ; by [step 1.1] and [L1], so is surjective; it is injective because and [step 1.1] give , hence and . Thus and the series converging in operator norm because and .
Differentiability of the resolvent. Let and let with , where . By [step 2.1] applied to the pair , and the norm of the second summand is at most , so . Hence is differentiable at with derivative ; when this is complex differentiability in operator norm, that is, norm-holomorphy.
Local boundedness and continuity. With and , the expansion of [step 2.1] gives and ; thus is continuous at every point of and locally bounded in operator norm.
The exponential factor. Fix and , write , and let with . Then As the first factor by [L3], the second factor in operator norm by [step 3.2], and the last difference quotient tends to by [step 3.1]; multiplying by the bounded scalars gives convergence in operator norm to .
Collecting [step 2.1] (openness and the displayed expansion, claim 1), [step 1.2] (the resolvent identity, claim 2), [step 3.1] (norm differentiability with derivative , and norm-holomorphy over , claim 3) and [step 4.1] (the exponential factor, claim 4) proves the four claims; every step used only the resolvent identities, the Neumann expansion and the scalar exponential, so no choice principle was used.
Depends on
- Resolvent and spectrum of a closed operator on a Banach space
- Neumann series and small perturbations of bounded inverses
- Composition satisfies \|ST\|\le\|S\|\,\|T\|
- A bounded linear operator between normed spaces
- The operator norm as the least bound and as the unit-sphere or unit-ball supremum
- Banach space
- Real and complex scalar conventions for normed spaces
- Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
- The complex exponential is entire and its complex derivative is itself
- The complex exponential by its power series
- Canonical Banach complexification of a real Banach space
Used by
- The analytic semigroup generated by a bounded operator Example
- Coercive sectorial forms define closed densely defined sectorial operators Lemma
- The Dunford contour construction satisfies the semigroup law and strong continuity at the vertex Lemma
- The Dunford contour integral defines a bounded holomorphic family on the sector Lemma
- Sectorial resolvent characterisation of bounded analytic semigroups Theorem
- Smoothing estimates for the semigroup generated by a sectorial operator Theorem
Dependency tree · two levels
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Sources
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)