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The Dunford contour construction satisfies the semigroup law and strong continuity at the vertex
Statement
Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) for the cited integral and semigroup suppliers.
In the setting of The Dunford contour integral defines a bounded holomorphic family on the sector, extend by . Then:
- for all ;
- as for every and every , with the quantitative estimate for and ;
hence is a bounded analytic semigroup of angle in the sense of Complex sector and bounded analytic semigroup. No choice principle beyond Dependent Choice is used.
Facts & Assumptions
Given: A sectorial operator of angle with vertex on a complex Banach space and the contour family of The Dunford contour integral defines a bounded holomorphic family on the sector, with ; fixed and with ; and for the strong-continuity part a fixed .
is well defined, norm-holomorphic on , independent of the inner radius and of the admissible angle, and for every (The Dunford contour integral defines a bounded holomorphic family on the sector).
For , (Resolvent identity and holomorphy for a closed operator). For and , the inverse relation gives (Resolvent and spectrum of a closed operator on a Banach space).
On any open star-shaped domain , the integral of a holomorphic scalar- or Banach-valued function over a closed piecewise contour in is zero (Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains). In particular this applies to contours in the sector ; the improper keyhole integrals defining converge absolutely (The Dunford contour integral defines a bounded holomorphic family on the sector).
For the curve integral, and the integral is linear (Bochner integral norm inequality, Linearity of the Bochner integral).
The index is the integral , is constant on each connected component off the trace, and vanishes on the unbounded component (The winding number of a closed contour about a point off its trace, The winding number is constant on each connected component of the complement of the trace, The winding number vanishes on the unbounded component of the complement of the trace).
Proof
The double integral. Fix admissible contours and with and ; then every point of lies outside the interior of and every point of lies inside the interior of . By [L1] and [L4] the product is the norm limit of the truncated products, and for each truncation the finite double integral of equals its iterate, so with absolutely convergent iterated integrals.
The finite-keyhole winding calculation. For , let be the closed contour obtained by appending to the counterclockwise outer arc , , through the left half-plane. Its interior is , with included by the first alternative; it is star-shaped about . For off , the winding number is one when and zero when is outside ; equivalently is or , respectively. At , the two radial integrals of cancel, while the inner and outer arcs contribute and , so the index is . Since is connected, [L5] gives the same index at every interior point. Every exterior point can move radially out beyond radius without meeting the trace, then along an outer circle, so it belongs to the unbounded component, where [L5] gives index . If and is admissible for , then on the outer arc for some , so for fixed . Put . If , then for every sufficiently large ; writing with entire having a global primitive shows that the open contour integral tends to . If instead , then lies outside every and, for each finite , choose and set . This is an open star-shaped neighborhood of that avoids ; the integrand is holomorphic there, so its closed integral vanishes by [L3], and the outer arc tends to zero, giving an open contour integral equal to zero. The nested-contour cases evaluated below have either inside or outside , so no boundary-pole case is needed.
The resolvent identity and the inner integrals. By [L2], , so the double integral of [step 1.1] splits as , where is the term with and the inner integral, and is the term with and the inner integral. The two infinite contours are disjoint and have positive separation : their finite arc pieces are disjoint compact sets, and their ray tails have distinct angles , so the distance between tails tends to infinity. Thus ; together with exponential decay along the rays and the sectorial resolvent bound, this gives absolute integrability of each split double-integral term and justifies Fubini. For each fixed , the nesting in [step 1.1] puts outside the closure of the full unbounded keyhole region , so it is outside every truncated interior. For each , the scalar integrand is holomorphic on an open star-shaped neighborhood of avoiding its pole, so the integral on is zero by [L3]. Its outer arc contribution tends to zero by exponential decay, hence the open inner integral in vanishes. For each fixed , the nesting puts it inside the unbounded keyhole interior of , and therefore in for every sufficiently large . On , the decomposition has an entire second term with a global primitive; by [step 1.2] the first term integrates to . The outer arc of the original exponential integrand tends to zero for this fixed , so the open inner integral in is . These are pointwise evaluations of the inner improper integrals; no radius-limit is interchanged with the outer integration.
Strong continuity with the quantitative estimate. Let and fix . Choose once and for all an angle with , and choose so that ; this same contour angle is admissible for every . Every on the contour is nonzero, so [L2] gives , and the scalar identity for follows by closing the truncated keyhole: the closed integral is by [step 1.2] at plus the entire quotient , whose integral is zero, and the outer arc of tends to zero. Hence . Use this fixed and the contour inner radius . Since , on both rays with a single ; the two rays contribute at most after , and the arc contributes at most . Thus with one constant for all and , and this tends to as in that smaller sector.
The semigroup law. Substituting [step 2.1] into [step 1.1] gives , the last equality by the independence of the contour [L1], since is admissible for when .
Extension to all and assembly. is dense in , and on by [L1], so the uniform estimate of [step 2.2] on the dense set extends the strong limit to every . Together with the semigroup law [step 3.1], the holomorphy and boundedness of [L1], and , this exhibits as a bounded analytic semigroup of angle ; the argument used only the resolvent identity, the contour computations and norm estimates, so no choice principle beyond Dependent Choice was used.
Depends on
- Resolvent and spectrum of a closed operator on a Banach space
- The Dunford contour integral defines a bounded holomorphic family on the sector
- Complex sector and bounded analytic semigroup
- Sectorial operator with the semigroup sign convention
- Resolvent identity and holomorphy for a closed operator
- Primitive and Cauchy theorem for Banach-valued holomorphic maps on star-shaped domains
- Rectifiable complex contours, reversal, concatenation, closedness, and orientation
- Bochner integral norm inequality
- Linearity of the Bochner integral
- Densely defined, closed and closable operators, and cores
- Banach space
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The winding number of a closed contour about a point off its trace
- The winding number is constant on each connected component of the complement of the trace
- The winding number vanishes on the unbounded component of the complement of the trace
Used by
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Sources
- Klaus-Jochen Engel and Rainer Nagel, One-Parameter Semigroups for Linear Evolution Equations, Graduate Texts in Mathematics 194 (complete author-hosted monograph) (standard reference, not scraped)
- Roland Schnaubelt, Evolution Equations, Karlsruhe Institute of Technology (2023/24 course, complete lecture notes) (standard reference, not scraped)