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Smoothing estimates for the semigroup generated by a sectorial operator

Statement

Assume Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain) for the cited integral and semigroup suppliers.

Let A be sectorial of angle δ∈(0,π/2] with vertex 0 on a complex Banach space X (Sectorial operator with the semigroup sign convention) and let (T(t))t≥0 be the contour semigroup of The Dunford contour construction satisfies the semigroup law and strong continuity at the vertex. Then for every t>0 and every m≥1:

  1. T(t)X⊆D(Am) and ∥AmT(t)∥≤Cmt−m, where Cm depends only on m, δ and the sectoriality constants Mε;
  2. T∈C∞((0,∞),B(X)) in the operator norm (The operator norm as the least bound and as the unit-sphere or unit-ball supremum) and dmdtmT(t)=AmT(t) for every m≥1.

No choice principle beyond Dependent Choice is used.

Facts & Assumptions

Given: A sectorial operator A of angle δ with vertex 0 on a complex Banach space X and its contour semigroup T, with ∥R(λ,A)∥≤Mε/∣λ∣ on ∣arg⁡λ∣<π/2+δ−ε; a contour Γ=Γ(r,θ) with r>0, θ=π/2+δ/2, and ε=δ/4 (so θ<π/2+δ−ε); a fixed t>0 and m≥1.

[L1]

For a fixed Γ(r,θ), the representation T(z)=12πi∫ΓeλzR(λ,A) dλ converges absolutely and locally uniformly on compact subsets of Σθ−π/2. For general z∈Σδ the angle must satisfy θ>π/2+∣arg⁡z∣. The resulting T is norm-holomorphic on Σδ and independent of the radius and admissible angle (The Dunford contour integral defines a bounded holomorphic family on the sector, The Dunford contour construction satisfies the semigroup law and strong continuity at the vertex); convergence of the polynomial-weighted integrals at positive real times is proved in step 1.1 below.

[L2]

A is closed, and for λ∈ρ(A) one has R(λ,A)X=D(A) and AR(λ,A)=λR(λ,A)−I on X (Sectorial operator with the semigroup sign convention, Resolvent and spectrum of a closed operator on a Banach space).

[L3]

For the curve integral, ∥∫γf∥≤∫γ∥f∥ and the integral is linear (Bochner integral norm inequality, Linearity of the Bochner integral).

Proof

technique · direct
1.1L1L3givenalgebra

The differentiated contour formula. For t>0 and every k≥0 the integral 12πi∫ΓλkeλtR(λ,A) dλ converges absolutely, because on the rays ∥λkeλtR(λ,A)∥≤Mεsk−1e−cst with c>0 (the admissible angle gives Re⁡(λt)≤−cst) and ∫r∞sk−1e−cstds<∞ for t>0; differentiating k times under the integral sign is justified by the same integrable majorant on compact time intervals bounded away from 0, so dkdtkT(t)=12πi∫ΓλkeλtR(λ,A) dλ and T∈C∞((0,∞),B(X)) in operator norm.

1.2L1L2L3givenalgebra

The truncated integral lies in the domain. For k≥0 the truncated integral Ik,R:=12πi∫ΓRλkeλtR(λ,A) dλ is the norm limit of Riemann sums of elements of D(A), and by [L2] A of each such sum equals the corresponding sum of λk+1eλtR(λ,A)−λkeλtI; since A is closed, the limit Ik,R lies in D(A) with AIk,R=12πi∫ΓRλk+1eλtR(λ,A) dλ−12πi(∫ΓRλkeλtdλ)I.

1.3L1givenalgebra

The scalar contour integrals vanish. For every k≥0 one has ∫Γλkeλtdλ=0: close the truncated contour by the arc at radius R through the left, on which Re⁡(λt)≤−cRt; the integral of the entire function λkeλt over the closed truncated curve vanishes (it has the global primitive ∫0λwkewtdw), while the closing arc contribution is at most 2πRk+1e−cRt→0.

2.1step 1.1step 1.2step 1.3L2givenalgebra

First order: AT(t)=T′(t). Apply [step 1.2] with k=0: the truncated integral I0,R converges in operator norm to T(t), while its A-image is I1,R−12πi(∫ΓReλtdλ)I. The first term converges in operator norm to T′(t) by [step 1.1], and the scalar term tends to zero by [step 1.3]. Since A is closed by [L2], for each x∈X the convergence of I0,Rx and AI0,Rx gives T(t)x∈D(A) and AT(t)x=T′(t)x. Thus T(t)X⊆D(A) and AT(t)=T′(t).

3.1step 2.1step 1.1step 1.2step 1.3L2givenalgebra

Higher orders by the same argument. Suppose T(t)X⊆D(Am) and AmT(t)=T(m)(t). Apply [step 1.2] with k=m to the truncated contour integral Im,R for T(m): its A-image is Im+1,R minus the scalar term in [step 1.2]. As R→∞, Im,R→T(m)(t)=AmT(t) and Im+1,R→T(m+1)(t) in operator norm by [step 1.1], while the scalar term tends to zero by [step 1.3]. Closedness of A then gives Am+1T(t)x=T(m+1)(t)x for every x∈X, and T(t)X⊆D(Am+1). Induction proves the claim for every m≥1.

4.1step 1.1step 3.1L1L3givenalgebra∎

The bound. By the independence of the inner radius [L1], compute T(m)(t) with r=1/t. On the rays, ∥λmeλtR(λ,A)∥≤Mεsm−1e−cst and ∫1/t∞sm−1e−cstds=t−m∫1∞σm−1e−cσdσ after σ=st; on the arc ∣λ∣=1/t one has ∣λ∣m=t−m, length at most 2θ/t, ∣eλt∣≤e and ∥R(λ,A)∥≤Mεt, so the arc contributes at most 2θeMεt−m. Hence ∥AmT(t)∥=∥T(m)(t)∥≤Cmt−m with Cm depending only on m,δ,Mδ/4 through the prescribed θ=π/2+δ/2 and c=−cos⁡θ, and [step 3.1] supplies the domain membership and the derivative identity for every m.

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