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Two independent units in a real cubic field

Example

Assume the Axiom of Choice. Let α=2cos⁡(2π/9), the root in (1,2) of f(X)=X3−3X+1. Then K=Q(α) is a totally real cubic field with signature (r1,r2)=(3,0), so the unit rank is r1+r2−1=2. The elements α (norm −1) and α−1 (norm 1) are units of OK whose logarithmic vectors λ(α),λ(α−1)∈H are linearly independent over R; hence ⟨α,α−1⟩ is a rank-2 subgroup of OK× of finite index, confirming the rank.

Facts & Assumptions

Given: The Axiom of Choice, the real number θ:=2π/9, the element α:=2cos⁡θ, and the polynomial f(X)=X3−3X+1 (cosine, number field).

[F1]

π>0 and π/2 is the smallest positive zero of cosine (Pi as twice the smallest positive zero of cosine).

[F2]

For every real x one has cos⁡(x+π)=−cos⁡x and cos⁡π=−1 (Quarter-turn values and shifts by pi/2 and pi).

[F3]

For every real x one has cos⁡(−x)=cos⁡x (Parity and the Pythagorean identity for sine and cosine).

[F4]

For every real x one has cos⁡3x=4cos⁡3x−3cos⁡x (Triple-angle identities for sine, cosine, and tangent).

[F5]

For every real x one has cos⁡2x=2cos⁡2x−1 (Double-angle and quadratic power-reduction identities).

[F7]

Cosine is strictly decreasing on [0,π], with range [−1,1] (Signs, monotonicity intervals, and ranges of sine and cosine).

[F8]

If a rational number p/q in lowest terms is a root of a polynomial with integer coefficients anXn+⋯+a0, then p divides a0 and q divides an (Rational root theorem).

[F9]

A polynomial of degree 2 or 3 over a field is irreducible if and only if it has no root in that field (A polynomial of degree two or three over a field is irreducible exactly when it has no root in the field).

[F10]

A continuous real function on a closed bounded interval attains every value between its endpoint values (Intermediate value theorem, by bisection with a canonical left-half rule: a continuous function on [a,b] takes every value between f(a) and f(b)).

[F11]

Sending an embedding of F(α) into an algebraically closed field to the image of α is a bijection onto the set of distinct roots of the minimal polynomial of α; in particular the number of embeddings equals the number of distinct roots (F-embeddings of F(α) into an algebraically closed field correspond to the distinct roots of mα).

[F12]

For a separable finite extension the field norm is the product of the images under the distinct embeddings: NK/Q(u)=∏σσ(u) (Norm and trace from embeddings, with the inseparable exponent in the norm formula).

[F13]

If f(t)=tn+a1tn−1+⋯+an splits over a commutative ring as f(t)=∏i=1n(t−αi), then ak=(−1)kek(α1,…,αn) for each k; in particular an=(−1)nα1⋯αn (Vieta's formulas identify the coefficients of a split monic polynomial with elementary symmetric functions of its roots).

[F14]

For u∈OK, the element u is a unit of OK if and only if NK/Q(u)=±1 (A number-field unit is exactly an algebraic integer of norm plus or minus one).

[F15]

OK is the integral closure of Z in K; an element of K that is a root of a monic polynomial in Z[X] is integral over Z and hence lies in OK, and OK is a subring of K containing 1 (Integral elements over a commutative ring and algebraic integers, Ring of integers).

[F16]

The unit rank of K is r1+r2−1, where (r1,r2) is the signature; a totally real cubic field has signature (3,0) and unit rank 2 (Unit ranks by signature, Archimedean embeddings and signature).

[F17]

The logarithmic embedding is the map λ(x)=(log⁡∣σ1x∣,…,2log⁡∣τx∣,… ) on K×, and λ(uv)=λ(u)+λ(v) for u,v∈K× (Logarithmic embedding of a number field, Order, continuity, range, and the product, quotient, and reciprocal laws for the natural logarithm); for a totally real field its values are the vectors of the logarithms of the absolute values of the conjugates.

[F18]

The image λ(OK×) is contained in the hyperplane H={x:∑ixi=0} (Unit logarithms lie in the trace-zero hyperplane).

[F19]

OK×≅μ(K)×Zr1+r2−1; in particular the unit group is finitely generated of rank r1+r2−1 with finite torsion subgroup μ(K) (Dirichlet unit theorem).

[F20]

A system of fundamental units (ε1,…,εr) of K exists, its logarithms λ(εi) form a Z-basis of λ(OK×), and every unit has a unique expression u=ζε1m1⋯εrmr with ζ∈μ(K) and mi∈Z (System of fundamental units).

[F21]

For n≥1 and A∈Mn(Z) with det⁡A≠0, the subgroup L=AZn generated by the columns has finite index ∣det⁡A∣ in Zn (The index of a full-rank subgroup of Zn is the absolute determinant of a generating matrix).

[A1]

The Axiom of Choice is assumed; it is used only through the unit theorem [F19] and the existence of a system of fundamental units [F20] (The Axiom of Choice).

Verification

technique · verify by the triple-angle identity that $2\cos(2\pi/9)$ is the root of $X^3-3X+1$ in $(1,2)$, locate the three real conjugates by the intermediate value theorem, read the norms off Vieta's formulas, and detect the linear independence of the two logarithmic vectors through exact signs of the logarithms of the conjugates; finite index follows from the integrality of the coordinates in a fundamental system
1.1F1algebra

π>0, hence 0<θ<π/3<π for θ=2π/9.

1.2F2F3F5F7algebra

With c:=cos⁡(π/3) one has cos⁡(2π/3)=cos⁡(π−π/3)=cos⁡((−π/3)+π)=−cos⁡(−π/3)=−cos⁡(π/3)=−c by the shift and parity identities, while the double-angle identity gives cos⁡(2π/3)=2c2−1; hence 2c2−1=−c, that is (2c−1)(c+1)=0. Since π/3<π and cosine is strictly decreasing on [0,π] with cos⁡π=−1, one has c>−1, so c=1/2.

1.3algebra

Values of f: f(2)=3, f(1)=−1, f(0)=1, f(−1)=3, f(−2)=−1.

2.1step 1.2

Hence cos⁡(2π/3)=−1/2.

2.2F6F7step 1.1step 1.2algebra

Moreover 1<α<2: from 0<θ<π/3 and strict decrease of cosine on [0,π] together with cos⁡0=1 and cos⁡(π/3)=1/2 one gets 1/2<cos⁡θ<1, hence 1<α<2.

2.3F8F9step 1.3

The polynomial f is irreducible over Q: by [F8] a rational root of the monic integer polynomial f must be an integer dividing the constant term 1, hence equal to 1 or −1; but f(1)=−1≠0 and f(−1)=3≠0, so f has no rational root, and since deg⁡f=3 it is irreducible by [F9].

3.1F4step 2.1algebra

The triple-angle identity gives α3−3α=(2cos⁡θ)3−3(2cos⁡θ)=2(4cos⁡3θ−3cos⁡θ)=2cos⁡(3θ)=2cos⁡(2π/3)=−1, so f(α)=α3−3α+1=0.

4.1F10step 3.1step 2.2step 1.3algebra

The polynomial f has exactly one root in (1,2), namely α: by step 1.3 and [F10] the sign change from f(1)<0 to f(2)>0 gives a root in (1,2), and for 1<x<y one has f(y)−f(x)=(y−x)(x2+xy+y2−3)>0, so f is strictly increasing on (1,∞) and the root is unique; steps 3.1 and 2.2 show that α is such a root.

5.1F10step 4.1algebra

By step 1.3 and [F10] there are also roots in (−2,−1) and in (0,1), and these three roots are distinct because the intervals are disjoint; a cubic has at most three roots, so these are all the roots of f and all of them are real.

6.1F11F16step 3.1step 5.1step 2.3

Therefore f is the minimal polynomial of α over Q (monic, irreducible, with f(α)=0 by step 3.1), so K=Q(α) has degree 3 over Q; by [F11] the three embeddings K→C send α to the three roots of f, which are all real by step 5.1, so K is totally real with signature (3,0) and unit rank r1+r2−1=2 by [F16].

7.1F12F13step 6.1step 1.3algebra

By [F12] and [F13] applied to f(t)=∏i=13(t−αi), where α1,α2,α3 are the three conjugates of α given by the embeddings of step 6.1, one has NK/Q(α)=α1α2α3=(−1)3a3=−1 because the constant coefficient of f is a3=1; and NK/Q(α−1)=∏i=13(αi−1)=(−1)3∏i=13(1−αi)=−f(1)=−(−1)=1, using f(1)=1−3+1=−1.

7.2step 2.2step 5.1step 6.1algebra

Writing the three real embeddings as σ1=id,σ2,σ3, the conjugates satisfy σ1(α)=α∈(1,2), 0<σ2(α)<1 and −2<σ3(α)<−1 by steps 2.2 and 5.1; hence log⁡∣σ1α∣=log⁡α>0, log⁡∣σ1(α−1)∣=log⁡(α−1)<0, log⁡∣σ2α∣<0, log⁡∣σ2(α−1)∣=log⁡(1−σ2α)<0, log⁡∣σ3α∣>0 and log⁡∣σ3(α−1)∣>0.

8.1F14F15step 7.1

The elements α and α−1 lie in OK: α is a root of the monic polynomial f∈Z[X], hence integral over Z and in OK by [F15], and α−1∈OK because OK is a subring of K; by [F14] with the norms of step 7.1, both are units of OK.

8.2step 7.2algebra

The vectors λ(α) and λ(α−1) are linearly independent over R: if aλ(α)+bλ(α−1)=0, then reading the first coordinate and dividing by log⁡α≠0 gives a+b r1=0 with r1:=log⁡(α−1)/log⁡α<0 by step 7.2, while reading the second coordinate and dividing by log⁡∣σ2α∣≠0 gives a+b r2=0 with r2:=log⁡∣σ2(α−1)∣/log⁡∣σ2α∣>0, a quotient of two negative numbers; subtracting the two equations gives b(r1−r2)=0, and r1≠r2 because their signs differ, so b=0 and then a=0 from the first equation.

9.1F17F18step 8.1

By [F17] the map λ turns products into sums, and by [F18] both λ(α) and λ(α−1) lie in H, since α and α−1 are units of OK by step 8.1.

9.2F17step 8.2

Hence the subgroup ⟨α,α−1⟩ is free abelian of rank 2: if αm(α−1)n=1 for integers m,n, then mλ(α)+nλ(α−1)=λ(1)=0 by [F17] and step 8.2 forces m=n=0; thus the homomorphism Z2→OK×, (m,n)↦αm(α−1)n, has trivial kernel, and its image is exactly ⟨α,α−1⟩.

10.1F20F21step 8.2step 9.2

The image has finite index in λ(OK×): by [F20] fix a system of fundamental units ε1,ε2 and write α=ζε1m1ε2m2 and α−1=ζ′ε1n1ε2n2 with ζ,ζ′∈μ(K) and integers mi,ni; since λ kills μ(K), λ(α)=m1λ(ε1)+m2λ(ε2) and λ(α−1)=n1λ(ε1)+n2λ(ε2), so with respect to the Z-basis (λ(ε1),λ(ε2)) of λ(OK×) the two vectors have the integer coordinate columns (m1,m2)T and (n1,n2)T, and the matrix A=(m1n1m2n2) has det⁡A≠0 because a zero determinant would make the two coordinate columns, hence λ(α) and λ(α−1), linearly dependent over R, contradicting step 8.2; therefore the subgroup Zλ(α)+Zλ(α−1)=AZ2 has finite index in λ(OK×) by [F21].

11.1F19step 10.1

Consequently ⟨α,α−1⟩ has finite index in OK×: the canonical map OK×/⟨α,α−1⟩→λ(OK×)/(Zλ(α)+Zλ(α−1)) is surjective onto a finite group by step 10.1, and its kernel (μ(K)⟨α,α−1⟩)/⟨α,α−1⟩≅μ(K)/(μ(K)∩⟨α,α−1⟩) is a quotient of the finite group μ(K) of [F19]; hence the quotient is finite, as claimed.

12.1A1F19F20∎

Choice accounting: AC is used only through the unit theorem [F19], which supplies the finite generation and rank, and through the existence of the system of fundamental units [F20]; the trigonometric, polynomial, norm and logarithm computations, and the independence argument via signs, are elementary and use no further choice.

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