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Dual isogenies, Cartier-dual kernels and canonical biduality

Statement

Assume AC and DC as inherited from the supplied scheme and cohomology results. Let A and C be abelian varieties over a field k and let f:A→C be an isogeny, that is, a surjective homomorphism whose scheme-theoretic kernel H=ker⁡f is finite; write deg⁡f=rank⁡H=dim⁡kO(H), so f is finite flat of degree deg⁡f. Let A∨,C∨ be the dual abelian varieties with normalized Poincare bundles (Finite-field descent of the dual and the Poincare bundle, The rigidified relative Picard functor and the dual abelian variety). Then:

(a) [dual isogeny] the rule N↦fT∗N on T-points defines a homomorphism f∨:C∨→A∨ of abelian varieties, and f↦f∨ is contravariantly functorial in f;

(b) [kernel] there is an isomorphism of k-group schemes ker⁡f∨≅HD onto the Cartier dual of H (Finite Cartier duality, exactness and exponent);

(c) [degree] f∨ is finite flat of degree deg⁡f∨=deg⁡f;

(d) [biduality and functoriality] the canonical morphism κA:A→A∨∨ given on T-points by the class of the switched normalized Poincare bundle is an isomorphism. For composable homomorphisms f:A→C and g:C→D, duality satisfies (id⁡)∨=id⁡, (g∘f)∨=f∨∘g∨, and f∨∨∘κA=κC∘f. It is additive: for homomorphisms f,g:A→C with the same source and target, (f+g)∨=f∨+g∨. The kernel and degree assertions in (b) concern isogenies.

Facts & Assumptions

Given: AC and DC, abelian varieties A,C over a field k, an isogeny f:A→C with kernel H and degree d=dim⁡kO(H), and the dual abelian varieties A∨, C∨ with normalized Poincare bundles.

[F1]

The dual abelian variety represents the degree-zero rigidified relative Picard functor on all k-schemes, with normalized Poincare bundle P on A×kA∨, and the formation is compatible with field extension; moreover the rigidified relative Picard functor is an fppf sheaf and rigidified line bundles have no nontrivial automorphisms (Finite-field descent of the dual and the Poincare bundle, Rigidification and effective descent of line bundles, The rigidified relative Picard functor and the dual abelian variety).

[F2]

For every invertible sheaf M on an abelian variety and every test scheme the Mumford homomorphism φM vanishes exactly when the class of M lies in Pic⁡0; when M is normalized along the identity and φM=0, one has m∗M≅p1∗M⊗p2∗M, and the Mumford map is compatible with pullback along homomorphisms: φf∗M=f∗∘φM∘f (Homogeneous bundles and Mumford surjectivity, The theorem of the square and the Mumford homomorphism into the Picard group). Every abelian variety is projective and hence admits an ample invertible sheaf (Every abelian variety over a field is projective).

[F3]

Finite Cartier duality is an exact contravariant equivalence on finite commutative k-group schemes, HD of rank d represents the all-test characters T↦Hom⁡T-groups(HT,Gm,T), and H is killed by d (Finite Cartier duality, exactness and exponent).

[F4]

The quotient A/H exists as a separated finite-type k-group scheme, the projection A→A/H is faithfully flat of finite presentation with scheme-theoretic kernel H and is an H-torsor; any homomorphism of finite-type k-group schemes with trivial kernel is a closed immersion (Normal subgroup quotients of finite-type group schemes exist as fppf scheme quotients, Finite-type algebraic group monomorphisms are closed immersions).

[F5]

Modules and commutative algebras with descent data along a faithfully flat map are effectively descended, the descent equivalence is monoidal, and finitely generated locally free modules are detected after faithfully flat base change (Faithfully flat descent of modules and algebras is effective).

[F6]

For every abelian variety (in particular A, C and their duals) and every base change AT→T the unit map is an isomorphism; in particular pT,∗OAT=OT, so every unit on AT is a unit pulled back from T (Universal structure-sheaf sections of an abelian scheme). The theorem of the cube holds for abelian varieties, and multiplication is finite faithfully flat of rank ∣n∣2g with finite locally free kernel (The theorem of the cube for an abelian variety, Nonzero multiplication on an abelian variety is finite and faithfully flat).

Proof

technique · direct: realize $f$ as the fppf quotient by $H$, describe the kernel of the pullback rule by equivariant descent and Cartier characters, then compare the two Mumford isogenies through the canonical biduality morphism
1.1F4givenalgebra

The kernel H is a finite k-group scheme, and since A/H exists and the homomorphism A→A/H has kernel H, the induced morphism A/H→C is a closed immersion [F4] which is surjective because f is surjective; since C is reduced, a surjective closed immersion into C has zero defining ideal and is therefore an isomorphism, so f is the quotient map A→A/H and in particular a faithfully flat H-torsor of finite presentation of degree d=rank⁡H.

1.2F1F2givenconstruct

For a k-scheme T and a rigidified line bundle N on CT define fT∨(N)=fT∗N; this is a rigidified line bundle on AT (pullback of the rigidification), and it is degree zero: for N∈C∨(T) one has φN=0, so by [F2] φfT∗N=fT∗∘φN∘fT=0, hence fT∗N∈Pic⁡0(AT)=A∨(T). The rule is compatible with base change in T and with tensor products, and pullback of bundles is contravariant, so f↦f∨ is a contravariant additive functor; since source and target are represented by C∨ and A∨, Yoneda's lemma promotes f∨ to a homomorphism of k-group schemes.

1.3F1F6givenconstruct

The canonical morphism κA:A→A∨∨ is defined by the switched normalized Poincare bundle: for a test T, the pullback Q=(swap⁡)∗P is a rigidified line bundle on A∨×kA which is degree zero along A∨, hence it represents a morphism κA:A→A∨∨=(A∨)∨ by the universal property [F1], and κA is a homomorphism of group schemes because the biextension identities of P are multiplicative in the second variable, which is the theorem of the cube [F6].

2.1F3F4F5F6step 1.1construct

We compute ker⁡f∨. Let T be a k-scheme and let N∈ker⁡f∨(T), so there is an isomorphism α:fT∗N→OAT of rigidified line bundles. Since fT:AT→CT is an HT-torsor [step 1.1], the pair (N,α) is exactly a descent datum for the trivial line bundle OAT along fT: an isomorphism θ:p1∗O→p2∗O over AT×CTAT≅AT×THT satisfying the cocycle condition. Write θ(h)∈H0(AT,O∗)=OT∗ for the unit attached to h∈HT; by [F6] every such unit is pulled back from T. The cocycle condition becomes θ(h1h2)=θ(h1)θ(h2) in OT∗, so θ is precisely an HT-valued character, that is, an element of Hom⁡T-gr(HT,Gm,T)=HD(T) by [F3].

3.1F1F2F3F5F6step 2.1algebra

The character in step 2.1 is independent of the chosen trivialization: changing it by a base unit conjugates the scalar action trivially. Conversely, a character χ∈HD(T) gives an HT-linearization of OAT; monoidal effective descent [F5] gives a line bundle N on CT with fT∗N≅OAT and an induced rigidification. It remains to place N in C∨(T) on the entire test scheme. Since [d]H=0 by [F3], χd=1, so its d-th tensor-power descent datum is trivial and Nd is rigidified-trivial. Multiplicativity of the normalized square family gives dφN=φNd=0 by [F2]. Thus the pointed morphism φN:CT→CT∨ factors through the finite affine T-group C∨[d]T supplied by [F6]. The universal structure-sheaf equality for CT in [F6] identifies maps to this relative affine target with algebra maps to OT, so the morphism factors through T; evaluation at the identity makes that factor the zero section. Hence φN=0 on all tests, and [F2] gives N∈Pic⁡0(CT)=C∨(T). The constructions are inverse and natural, and tensor products agree with products of characters. Therefore ker⁡f∨≅HD as fppf group sheaves, and hence as group schemes by representability.

4.1F3step 1.2step 3.1algebra

Consequently f∨ is finite (its kernel HD is finite) and dim⁡C∨=dim⁡C=dim⁡A=dim⁡A∨, so its image is a closed connected subgroup of dimension dim⁡A∨, hence all of A∨; thus f∨ is an isogeny. Applying the quotient-torsor argument of step 1.1 to it proves finite flatness, with deg⁡f∨=rank⁡ker⁡f∨=rank⁡HD=d=deg⁡f, using that Cartier duality preserves ranks [F3].

5.1F1F2F6step 4.1algebra

To prove that κA is an isogeny, choose an ample line bundle L on A and put B=A∨, f=φL:A→B, an isogeny by [F2]. Let PA and PB be the normalized Poincare bundles of A and B. By the definition of κA, (id⁡B×κA)∗PB≅swap⁡∗PA on B×A. The defining dual-pullback identity also gives (f×id⁡B∨)∗PB≅(id⁡A×f∨)∗PA. Pulling these identities to A×A identifies (id⁡A×f∨κA)∗PA with swap⁡∗(id⁡A×f)∗PA=swap⁡∗Λ(L). The normalized bundle Λ(L) is symmetric, so the universal property of PA yields f=f∨∘κA. Every pullback in this comparison has the displayed product domain; in particular (id⁡A×φL)∗PA lies on A×A. Since f has finite kernel, κA does too, and equal dimensions make its proper image all of A∨∨. The quotient-torsor argument makes it a finite flat isogeny.

6.1step 4.1step 5.1algebra

Degrees multiply for compositions of isogenies, and by step 4.1 applied to φL we have deg⁡φL∨=deg⁡φL. Taking degrees in φL=φL∨∘κA gives deg⁡φL=deg⁡φL⋅deg⁡κA, hence deg⁡κA=1; a finite flat morphism of degree one is an isomorphism, so κA:A→A∨∨ is an isomorphism.

7.1F1F2F6step 1.2step 1.3algebra∎

Finally, (id⁡)∨=id⁡ and (g∘f)∨=f∨∘g∨ are immediate from (g∘f)T∗=fT∗gT∗. For homomorphisms f,g:A→C with common source and target, the cube identity gives mC∗N≅p1∗N⊗p2∗N for every degree-zero rigidified bundle N on CT [F2]; hence (f+g)T∗N≅fT∗N⊗gT∗N, which is f∨+g∨ under the tensor group law of A∨. The identity f∨∨∘κA=κC∘f follows from the definition of κ by the switched normalized Poincare bundles and uniqueness of representing morphisms, since both sides are represented by the same pullback of the switched bundle.

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