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Monotonicity of L(D) in the divisor

Statement

Assume the Axiom of Choice as inherited from the local-DVR, divisor and finite-dimensionality suppliers. Let k be a field, let C be a smooth proper geometrically integral curve over k (Curves over a field) and let D≤E be divisors on C (Divisors on a smooth proper curve), so that E−D is effective. Then L(D)⊆L(E) as k-subspaces of the function field k(C); equivalently, the natural morphism of invertible subsheaves of the constant sheaf of rational functions OC(D)→OC(E) is injective.

If in addition E=D+p for a single closed point p, choose a uniformizer t of OC,p and put a=np(D). The canonical evaluation map from L(D+p)=H0(C,OC(D+p)) to the fiber OC(D+p)∣p has, in the frame t−a−1, the coordinate L(D+p)⟶κ(p),f⟼ta+1f mod (t). In this chosen coordinate its kernel is L(D), so the quotient L(D+p)/L(D) embeds k-linearly into κ(p). The coordinate map depends on the chosen uniformizer; the kernel and dimension bound do not. Consequently dim⁡kL(D+p)/L(D)≤[κ(p):k].

In particular l(D)≤l(E)≤l(D)+deg⁡k(E−D) for all divisors D≤E (The Riemann-Roch dimension l(D), Degree divisor proper curve).

The current interfaces The space L(D), Principal weil divisor and class group, Invertible sheaf of cartier divisor and Cartier and Weil divisors agree on a smooth curve supply the spaces, divisors and sheaves used below. The Cartier-to-Weil route requires Dependent Choice, which the stated Axiom of Choice supplies through AC implies DC implies countable choice. The rational-section identification uses Rational sections of line bundles are Cartier divisors.

Facts & Assumptions

Given: the Axiom of Choice inherited from the local-DVR, divisor and finite-dimensionality suppliers; a field k, a smooth proper geometrically integral curve C over k, and divisors D≤E on C.

[F1]

A divisor on C is a finite formal sum D=∑xnx[x] over the closed points of C with integer coefficients; D≤E means that the coefficients satisfy nx≤mx for all x, equivalently that E−D is effective; the degree is additive, deg⁡k(E−D)=∑x(mx−nx)[κ(x):k], the sum over the finite support, and each residue field κ(x) is a finite extension of k with [κ(x):k]=dim⁡kκ(x)≥1 (Divisors on a smooth proper curve, Degree divisor proper curve, Divisor support positive negative parts).

[F2]

The current The space L(D) identifies L(D)={f∈k(C)×:div⁡(f)+D≥0}∪{0} as a k-subspace of k(C) with the image of H0(C,OC(D)). It uses the principal Weil divisor interface Principal weil divisor and class group, the local-equation construction Invertible sheaf of cartier divisor, and the curve Cartier-to-Weil identification Cartier and Weil divisors agree on a smooth curve. The latter's Dependent Choice premise is supplied by AC through AC implies DC implies countable choice. The rational-section dictionary Rational sections of line bundles are Cartier divisors identifies the global sections with the stated rational functions. These interfaces give the section and stalk descriptions used below.

[F3]

For a normal locally Noetherian integral scheme the order along a prime divisor is a group homomorphism ord⁡Z:K(X)×→Z with ord⁡Z(fg)=ord⁡Z(f)+ord⁡Z(g) and ord⁡Z(f−1)=−ord⁡Z(f), and on an integral scheme ord⁡Z(f)≥0 if and only if f lies in the local ring, with equality to zero exactly for units (Order codimension one rational function). The closed points of the smooth curve C are its codimension-one points (Divisors on a smooth proper curve). For the order inequalities below only, put ord⁡x(0)=+∞; zero belongs to every L(D) by [F2].

[F4]

The local ring OC,p of a closed point of the smooth curve C is a discrete valuation ring with maximal ideal generated by a uniformizer t; every nonzero f∈k(C)× is f=tmu with m=ord⁡p(f)∈Z and u a unit, and κ(p)=OC,p/(t) is a field, the residue field, of k-dimension [κ(p):k] (Local rings at closed points of smooth curves are discrete valuation rings, The residue field at a point of an affine scheme, Degree divisor proper curve).

[F5]

L(D)=H0(C,OC(D)) is a finite-dimensional k-vector space and l(D)=dim⁡kL(D)=h0(D) is a nonnegative integer; the same holds with D replaced by D+p (Finite-dimensionality of the Riemann-Roch space, The Riemann-Roch dimension l(D), Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis).

[F6]

Linear algebra over k: for a linear map T:V→W with V finite-dimensional, dim⁡kV=dim⁡kker⁡T+dim⁡kim⁡T (Rank-nullity: dim⁡FV=nullity⁡T+rank⁡T); the formula T~(v+ker⁡T)=T(v) defines a linear isomorphism V/ker⁡T→im⁡T (First isomorphism theorem for vector spaces: V/ker⁡T is isomorphic to im⁡T); a subspace of a finite-dimensional space has dimension at most that of the ambient space (If dim⁡FV=n and U is a linear subspace of V, then U is finite-dimensional, dim⁡FU≤n, and dim⁡FU=n if and only if U=V); and for W≤V with V finite-dimensional, dim⁡k(V/W)=dim⁡kV−dim⁡kW (A quotient basis lifts to a basis adapted to W).

[F7]

The Axiom of Choice enters through the DVR supplier of [F4], the finiteness suppliers of [F5] and the Cartier-to-Weil route of [F2]. In ZF, AC implies DC by AC implies DC implies countable choice, supplying the DC premise of Cartier and Weil divisors agree on a smooth curve. The chosen uniformizer in step 2.3 only specifies a coordinate on the fiber; the kernel is independent of it, and no additional choice principle is used (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain).

Proof

technique · direct; read $L(D)$ through orders of vanishing at closed points, prove the containment and the one-point kernel computation via the local uniformizer, and iterate the one-point bound over the finite support of $E-D$
1.1F1

Set-up and coefficients. By [F1] write D=∑xnx[x] and E=∑xmx[x] with nx≤mx for every closed point x, both sums having finite support, and write cx:=mx−nx≥0 for the coefficient of E−D; the degree is deg⁡k(E−D)=∑xcx[κ(x):k].

1.2F2F3

Order description of the Riemann-Roch space. By [F2], for f∈k(C)× one has f∈L(D) if and only if div⁡(f)+D≥0, and by [F3] this is equivalent to the coefficientwise condition ord⁡x(f)+nx≥0 for every closed point x; moreover L(D) is a k-subspace of k(C) and 0∈L(D).

2.1F2step 1.2

The sheaf picture. By [F2] the attached invertible sheaves are subsheaves OC(D)⊆OC(E)⊆KC of the constant sheaf of rational functions, with stalks cut out by the very order conditions of step 1.2 and with H0(C,OC(D))=L(D) and H0(C,OC(E))=L(E).

2.2F2step 1.1step 1.2

Monotonicity of the spaces. Let f∈L(D). By step 1.2, ord⁡x(f)+nx≥0 for every closed point x; since nx≤mx by step 1.1, also ord⁡x(f)+mx≥0 for every x, so f∈L(E) by step 1.2 again. Hence L(D)⊆L(E) as subsets of k(C), and both are k-subspaces by [F2].

2.3F3F4step 1.2

The one-point case: the evaluation map. Now let E=D+p for a single closed point p, and let a:=np be the coefficient of D at p. Choose a uniformizer t of the discrete valuation ring OC,p. The canonical evaluation of sections of OC(D+p) at p has target fiber OC(D+p)∣p; in the local frame t−a−1, its coordinate is φt(f)=ta+1f mod (t)∈κ(p). This coordinate description depends on t, but is well defined: f∈L(D+p) gives ord⁡p(f)≥−a−1, hence ord⁡p(ta+1f)≥0 and ta+1f∈OC,p by [F3] and [F4]. The map φt:L(D+p)→κ(p) is k-linear, since multiplication by ta+1 and reduction modulo (t) are k-linear on OC,p.

2.4F3F4step 1.2

Its kernel is L(D). If f∈L(D) then ord⁡p(f)≥−a, so ta+1f∈(t), and φ(f)=0. Conversely, if φ(f)=0 then ta+1f∈(t), that is, ord⁡p(ta+1f)≥1, so ord⁡p(f)≥−a by [F3]; for points x≠p the conditions f∈L(D) and f∈L(D+p) coincide because D and D+p have the same coefficients away from p; hence f∈L(D) by step 1.2. Therefore ker⁡φ=L(D).

3.1F2F5F6step 2.1step 2.2

The morphism of invertible subsheaves. Both OC(D) and OC(E) are invertible subsheaves of the constant sheaf KC by [F2]; the stalkwise inclusion of step 2.1, given by the coefficientwise comparison of step 2.2, defines the natural morphism OC(D)→OC(E), which is injective on every stalk and hence on sections; the induced map on global sections is the inclusion L(D)⊆L(E), and the dimension formula l(D)≤l(E) follows from [F5] and [F6].

3.2F4F5F6step 2.4

The quotient embeds in the residue field. By step 2.4 and [F6] the first isomorphism theorem gives a k-linear isomorphism L(D+p)/L(D)→im⁡φ, so L(D+p)/L(D) embeds k-linearly into κ(p); since L(D+p) is finite-dimensional by [F5], rank-nullity together with the quotient formula gives dim⁡kL(D+p)/L(D)=dim⁡kL(D+p)−dim⁡kL(D)=dim⁡kim⁡φ≤dim⁡kκ(p)=[κ(p):k], the inequality by subspace monotonicity and the last equality by [F4]. In particular l(D+p)=dim⁡kL(D+p)≤l(D)+[κ(p):k].

4.1F1step 1.1step 3.2

Iteration over the support. Enumerate the finite support of E−D as points x1,…,xr and let ci=cxi≥1 be the multiplicities of step 1.1. Consider the finite chain of divisors starting at D and adding one copy of [xi] at a time, ci times for each i, ending at E; every successive difference is a single closed point q, so step 3.2 applied to the pair of consecutive divisors gives an increase of l by at most [κ(q):k]. Summing the r chains of inequalities gives l(E)≤l(D)+∑ici[κ(xi):k]=l(D)+deg⁡k(E−D) by step 1.1.

5.1F7step 2.2step 3.1step 3.2step 4.1∎

Conclusion and choice accounting. Step 2.2 gives L(D)⊆L(E) and step 3.1 the injective morphism of invertible subsheaves together with l(D)≤l(E); steps 2.3 and 2.4 identify L(D) as the kernel of the evaluation L(D+p)→κ(p), step 3.2 embeds the quotient in κ(p) with the bound dim⁡kL(D+p)/L(D)≤[κ(p):k], and step 4.1 gives l(E)≤l(D)+deg⁡k(E−D) in general. The Axiom of Choice is used only through the suppliers recorded in [F7], namely the DVR structure of [F4], the finiteness results of [F5], and the Cartier-to-Weil route of [F2]; no further selection is made above.

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