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Finite-dimensionality of the Riemann-Roch space

Statement

Assume the Axiom of Choice as inherited from the proper finiteness theorem. Let k be a field, let C be a smooth proper geometrically integral curve over k (Curves over a field) and let D be a divisor on C. Then:

  1. the invertible sheaf OC(D) is a coherent OC-module (Coherent module sheaves);
  2. L(D)=H0(C,OC(D)) is a finite-dimensional k-vector space;
  3. Hq(C,OC(D)) is a finite-dimensional k-vector space (Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis) for every q≥0, and vanishes for every q≥2;
  4. the Euler characteristic χ(C,OC(D))=h0(D)−h1(D) is defined (Euler characteristic of a coherent sheaf);
  5. consequently l(D):=dim⁡kL(D)=h0(D) is a nonnegative integer.

The divisor D is first identified as a Cartier divisor by Cartier and Weil divisors agree on a smooth curve. The associated sheaf is constructed by Invertible sheaf of cartier divisor and proved invertible by The sheaf of a Cartier divisor is invertible. The Riemann-Roch space and its identification with H0(C,OC(D)) are supplied by The space L(D), using the rational-section dictionary Rational sections of line bundles are Cartier divisors; these are the inputs used in [F8]. The stated Axiom of Choice supplies the Dependent Choice premise of the curve Cartier-to-Weil result through AC implies DC implies countable choice.

Facts & Assumptions

Given: a field k, a smooth proper geometrically integral curve C over k, and a divisor D on C.

[F1]

A curve over k is geometrically integral, separated and of finite type over k, and its underlying topological space has chain dimension one; being geometrically integral, C is an integral k-scheme, so it is nonempty, reduced and irreducible, and the adjectives smooth and proper mean that the structure morphism C→Spec⁡k is smooth and proper (Curves over a field, Integral schemes).

[F2]

For an integral k-scheme of finite type with underlying space of chain dimension one, the underlying space is Noetherian, and every proper closed subset is a finite set of closed points; the chain dimension is the Krull dimension of Chain dimension and the empty-space convention, so a curve has dimension at most one in the sense required for vanishing theorems (Proper closed subsets of a curve are finite, Chain dimension and the empty-space convention).

[F3]

If X is a Noetherian topological space with dim⁡X≤d for an integer d≥0, then Hq(X,F)=0 for every sheaf of abelian groups F on X and every integer q>d (Grothendieck vanishing on a Noetherian space).

[F4]

If X is a scheme proper over a field k and F a coherent OX-module, then Hq(X,F) is a finite-dimensional k-vector space for every q≥0, and only finitely many of the groups are nonzero: for a finite affine open cover of X with n members, Hq(X,F)=0 for every q≥n (Finite-dimensional coherent cohomology over a field).

[F5]

An invertible OX-module is locally free of rank one, and a locally free module is quasi-coherent; a locally free module of rank r is of finite type, since on a chart E∣U≅OUr=Ar~ with Ar a finitely generated module; on a locally Noetherian scheme a quasi-coherent module is coherent if and only if it is of finite type (Invertible sheaves, Locally free sheaves of finite rank, Quasi-coherent module on a scheme, Finite type and finitely presented module sheaves, Coherent sheaves on a locally Noetherian scheme).

[F6]

A scheme is locally Noetherian if it has an affine open cover by spectra of Noetherian rings; a morphism locally of finite type provides, around every point, an affine chart Spec⁡B with B a finitely generated algebra over the coordinate ring of an affine open of the target; a field is a Noetherian ring, and a finitely generated algebra over a Noetherian ring is Noetherian (Locally finite type and finite type morphisms, Locally Noetherian and Noetherian schemes, A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring).

[F7]

For a coherent module F on a scheme proper over k whose cohomology is finite-dimensional with only finitely many nonzero groups, the Euler characteristic χ(X,F)=∑q≥0(−1)qdim⁡kHq(X,F) is an integer; the dimension dim⁡k of a finite-dimensional k-vector space is a nonnegative integer, and Hq denotes sheaf cohomology of the underlying sheaf of abelian groups (Euler characteristic of a coherent sheaf, Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis, Sheaf cohomology as right derived global sections).

[F8]

Weil-to-Cartier, invertibility, and the Riemann-Roch space. The divisor D is a Weil divisor on the smooth curve, so Cartier and Weil divisors agree on a smooth curve identifies it with a Cartier divisor. The local-equation construction of Invertible sheaf of cartier divisor defines OC(D), and The sheaf of a Cartier divisor is invertible proves it is invertible. The actual definition The space L(D) identifies L(D)={f∈k(C)×:div⁡(f)+D≥0}∪{0} with the image of H0(C,OC(D)) in k(C), using Rational sections of line bundles are Cartier divisors. These interfaces supply the uses at steps 1.3 and 5.1.

[F9]

The Axiom of Choice enters through the proper finiteness theorem [F4], the coherence and Noetherian suppliers [F5] and [F6], and the choice premises of the curve Cartier-to-Weil route [F8]. In ZF, AC implies DC by AC implies DC implies countable choice, so the DC premise of [F8] is available from the stated assumption (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain); no further selection is made below.

Proof

technique · direct; combine the coherence of $\mathcal O_C(D)$ on the locally Noetherian curve with the proper finiteness theorem for all $q$ and the Noetherian-dimension vanishing theorem for $q\ge2$
1.1F1F2

The curve has the required global shape. By [F1] the curve C is an integral k-scheme of finite type whose structure morphism is proper, and by [F2] its underlying space is Noetherian of dimension at most one; in particular C is nonempty.

1.2F1F6

The curve is locally Noetherian. Let x∈C be a point. Since C→Spec⁡k is of finite type, [F6] gives an affine open neighbourhood U=Spec⁡B of x with B a finitely generated k-algebra; the field k is Noetherian and a finitely generated algebra over a Noetherian ring is Noetherian, so B is Noetherian by [F6]. Therefore C has an affine open cover by spectra of Noetherian rings, i.e. C is locally Noetherian.

1.3F5F8

The associated sheaf is invertible. The given divisor is a Weil divisor; by [F8] the curve Cartier-to-Weil result first realizes it as a Cartier divisor. The local-equation construction then gives OC(D), and [F8] supplies its invertibility; by [F5] it is locally free of rank one.

2.1F5step 1.3

The associated sheaf is quasi-coherent of finite type. By [F5] a locally free module is quasi-coherent, and of finite type because its charts are free modules of finite rank; hence OC(D) is a quasi-coherent OC-module of finite type.

2.2F3step 1.1

Vanishing above degree one. By step 1.1 the underlying space of C is Noetherian of dimension at most one, so [F3] with d=1 gives Hq(C,OC(D))=0 for every integer q>1, that is, for every q≥2.

3.1F5step 1.2step 2.1

The associated sheaf is coherent. By step 1.2 the curve C is locally Noetherian, so [F5] applies in the form: a quasi-coherent module of finite type on a locally Noetherian scheme is coherent. With step 2.1, OC(D) is a coherent OC-module.

4.1F4step 1.1step 3.1

Finite-dimensionality in every degree. Apply [F4] to the scheme C proper over the field k and the coherent OC-module OC(D) of step 3.1: for every q≥0 the k-vector space Hq(C,OC(D)) is finite-dimensional, and only finitely many of these groups are nonzero.

5.1F8step 4.1

The Riemann-Roch space is the space of global sections. By [F8], the divisor space L(D) is identified with H0(C,OC(D)) as k-subspaces of k(C); hence L(D) is a finite-dimensional k-vector space by step 4.1, and l(D)=dim⁡kL(D)=h0(D) with h0(D)=dim⁡kH0(C,OC(D)).

5.2F7step 4.1step 2.2

The Euler characteristic. By [F7] the Euler characteristic of the coherent module OC(D) on the proper k-scheme C is the alternating sum ∑q≥0(−1)qdim⁡kHq(C,OC(D)) of finite dimensions, an integer; by step 2.2 only q=0 and q=1 contribute, so χ(C,OC(D))=h0(D)−h1(D) with both terms finite-dimensional by step 4.1.

6.1F7step 4.1step 5.1

The integer l(D). By step 5.1 l(D)=dim⁡kL(D)=dim⁡kH0(C,OC(D))=h0(D); this is the dimension of the finite-dimensional k-vector space H0(C,OC(D)) of step 4.1, hence a nonnegative integer by [F7].

7.1F4F5F6F8F9step 3.1step 4.1step 2.2step 5.1step 5.2step 6.1∎

Conclusion and choice accounting. Step 3.1 establishes (1), steps 4.1 and 2.2 establish (3), step 5.1 establishes (2), step 5.2 establishes (4) and step 6.1 establishes (5). The Axiom of Choice is used only through the proper finiteness theorem [F4], the suppliers of [F5] and [F6], and the flagged suppliers of [F8], as recorded in [F9]; the argument above makes no further selection.

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