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Eberlein–Šmulian separable reduction

Statement

Assume HB. Let X be a real or complex Banach space and let (xn)nN be a sequence in X. Put

Y=spanK{xn:nN}.

Then Y, with the restricted norm, is a separable Banach space. Its intrinsic weak topology σ(Y,Y) is exactly the relative topology induced by σ(X,X), and Y is weakly closed in X.

Facts & Assumptions

Given: HB, a real or complex Banach space X, and one supplied sequence (xn) in X.

[F1]

A topological space is separable when it has an at most countable dense subset (Separability: the existence of an at most countable dense subset).

[F2]

The rationals are countably infinite, products of two at most countable sets are at most countable, and every nonempty image of a surjection from N is at most countable (Q is countably infinite, A product of two at most countable sets is at most countable, A nonempty set is at most countable iff it is a surjective image of N).

[F3]

The embedded rationals are dense in R (The rationals embed densely in the reals).

[F4]

Under HB, each bounded scalar-linear functional on a subspace extends to the ambient normed space with the same norm (Relative norm-preserving Hahn–Banach extension over the real and complex fields).

[F5]

Under HB, a point outside a nonempty closed convex set is uniformly strictly separated from that set by the real part of a member of the ambient dual (Relative geometric Hahn–Banach with the exact open, closed, and compact hypotheses).

[F6]

A closed linear subspace of a Banach space is Banach with the restricted norm (A closed subspace of a Banach space is Banach).

[F7]

The weak topology is the initial topology of all bounded scalar-linear functionals (Weak topology on a normed space), and HB denotes the real dominated-extension principle (The real dominated-extension principle as an additional hypothesis over ZF).

Proof

Proof technique: explicit countable dense set, followed by Hahn–Banach extension and separation.

1.1

Let QK=Q in the real case and Q+iQ in the complex case, with the canonical embeddings into the scalar field understood. By [F2], QK is at most countable: in the complex case it is the image of the countable product Q×Q. It is nonempty, so fix one surjection q:NQK. This is one instantiation of the countability theorem, not a countable family of choices.

F2
1.2

The scalar set QK is dense in K. This is [F3] over R. Over C, approximate the real and imaginary parts separately and use (a+ib)(r+is)ar+bs.

F3algebra
1.3

Every FX restricts to a member of Y, so every ambient weak subbasic set has an intrinsically weak-open trace on Y. Conversely, given one gY, [F4] supplies FX with FY=g. Therefore the inverse image under g of any scalar-open set is the trace on Y of the corresponding ambient weak-open inverse image under F. Finite intersections behave the same way. The two topologies on Y are equal.

F4F7
2.1

The set N<N of finite strings of naturals has a choice-free enumeration: order strings first by s+j<ss(j), then by length, and then lexicographically. Each fixed-value block is finite, and the displayed order lists every finite string. Map s=(s(0),,s(m1)) to ds=j=0m1q(s(j))xj, with empty sum 0. Its image D={ds:sN<N} is nonempty and at most countable by [F2].

step 1.1F2construct
3.1

The set D is norm dense in spanK{xn:nN}. Indeed, write a given vector there as u=j=0m1αjxj, padding with zero coefficients when necessary. If m=0, then u=0=d. If m>0 and ε>0, put S=j<m(1+xj)>0. By step 1.2, make the finitely many choices rjQK with αjrj<ε/S. Choose indices kj with q(kj)=rj; only finitely many choices are involved. For s=(k0,,km1), the triangle inequality gives udsj<mαjrjxj<(ε/S)j<mxj<ε. Thus D=Y.

step 1.1step 2.1step 1.2algebra
4.1

By [F1] and step 3.1, Y is separable. The norm closure of a linear subspace is again linear: approximating two vectors and using the triangle inequality proves closure under addition, and multiplying an approximating net by one fixed scalar proves closure under scalar multiplication, including the scalar zero. Hence Y is a closed linear subspace of the Banach space X, so [F6] makes Y Banach.

F1F6step 3.1
5.1

Finally take zXY. The set Y is nonempty, closed and convex, while {z} is compact and disjoint from it. By [F5], there are fX, aR and δ>0 such that Ref(y)aδ<a+δRef(z) for every yY. The weakly open set {wX:Ref(w)>a} contains z and misses Y. Every point of XY therefore has a weak neighborhood in the complement, so Y is weakly closed. This uses HB only through [F4] and [F5]: the proof never selects extensions or separators simultaneously for a family.

F4F5F7step 4.1

Source notes

Bühler–Salamon, proof of Theorem 3.42, printed p. 145, uses the smallest closed span of a sequence as the separable reduction. The intrinsic/relative weak topology and weak-closedness details are supplied here from the exact HB-relative extension and separation results cited above.

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