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James nonreflexivity sequence separated from an annihilator
Statement
Assume the ultrafilter lemma, the Axiom of Dependent Choice (DC), and the relative Hahn–Banach principle HB. If a real Banach space is not reflexive, then for every there are a separable closed linear subspace and a sequence in such that
and
where and means finite convex hull.
Facts & Assumptions
Given: the ultrafilter lemma, DC, HB, a nonreflexive real Banach space , and .
Under the ultrafilter lemma, DC and HB, a Banach space is reflexive if and only if every norm-bounded sequence has a weakly convergent subsequence (Reflexivity is equivalent to weak subsequential compactness of bounded sequences). Its proof combines the weak compact unit-ball criterion (Reflexive iff unit ball weakly compact) with Eberlein–Šmulian (Eberlein–Šmulian theorem), whose compactness branch uses compact-Hausdorff Tychonoff under the ultrafilter lemma (Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact).
Under HB, the norm-closed scalar span of a sequence in a Banach space is a separable Banach subspace, is weakly closed, and has intrinsic weak topology equal to its relative ambient weak topology (Eberlein–Šmulian separable reduction).
Reflexivity is surjectivity of the canonical map, and under HB that map is a scalar-linear isometry (Reflexivity is surjectivity of the canonical map, Relative Hahn–Banach makes the canonical bidual map an isometry).
DC is the entire-relation chain principle. Countable Choice selects from a supplied sequence of nonempty sets (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain, The Axiom of Countable Choice ()).
Under , a complete normed subspace of a normed space is closed (A complete normed subspace is closed under countable choice).
A nonempty at most countable set admits a surjection from ; separability means having an at most countable dense subset (A nonempty set is at most countable iff it is a surjective image of , Separability: the existence of an at most countable dense subset).
Under HB, a bounded linear functional on any real linear subspace has an ambient extension of the same norm (Relative norm-preserving Hahn–Banach extension over the real and complex fields), derived from the relative dominated-extension principle (Dominated extension conditional on the relative principle, The real dominated-extension principle as an additional hypothesis over ZF).
The dual norm is the supremum over the closed unit ball, and annihilators use the notation (The dual space X^* of a normed space and its dual norm, Annihilator notation and the preannihilator).
Proof
Proof technique: separable reduction followed by finite annihilator duality and countable Hahn–Banach selection.
We first derive the exact Countable Choice instance used below. For a sequence of nonempty sets, let consist of all finite histories with for , starting with the empty history, and relate to every one-term extension by a member of . This relation is entire. DC gives a chain of successively extended histories, whose union chooses one element of every . Thus the assumed DC supplies every application of below; we do not use the unproved bibliographic remark “DC implies ” as a theorem.
By the contrapositive of [F1], choose a norm-bounded sequence in with no weakly convergent subsequence. If bounds all , then , since an sequence is constantly zero. Replacing by , which preserves and reflects weak convergence of subsequences, we may assume . Put . By [F2], is a separable closed Banach subspace, and its intrinsic weak topology is the relative weak topology inherited from .
The space is not reflexive. Otherwise [F1], applied to the bounded sequence in the Banach space , would give a subsequence converging weakly in . Equality of the two weak topologies in [F2] would make the same subsequence weakly convergent in , contrary to step 1.2. In particular .
Let be the canonical map and . By [F3], is an isometry, so is isometric to the complete space . Step 1.1 and [F5] therefore make norm closed in . It is proper because is not reflexive.
Choose and put . Closedness of gives . Since and is the infimum of the nonempty set , choose with . Define . Then , translation by does not change distance to the linear subspace , and hence No simultaneous family is chosen here.
Since is nonzero and separable, take a nonempty at most countable norm-dense subset and, by [F6], one surjection from onto . Repetitions are harmless.
For set Then inside . The inclusion follows by evaluation. Conversely, if vanishes on , define by . Since , the rule is a well-defined linear functional on . Finite-dimensional linear algebra extends to a functional on , using only finitely many choices. Thus .
The quotient-norm identity holds. For , restriction gives . Conversely [F7] extends to some with ; then vanishes on , so step 6.1 puts in and yields the reverse inequality. Since , step 4.1 now gives
For each , the last strict inequality and the dual-norm definition supply with and . Replacing by if necessary and then setting gives , , and . By [F7], has an extension with . Therefore the set of all such pairs is nonempty.
Apply the instance from step 1.1 to , writing the selected pair as . Then , , , and whenever . For fixed and , density supplies with ; for , Hence for every .
Let be any finite convex combination, where , , and , and let . Restriction to and step 9.1 give Since , restriction cannot increase norm, and therefore Taking the infimum over both nonempty sets proves .
Steps 1.2 and 2.1 provide the required separable closed , step 9.1 gives the pointwise-null dual-ball sequence, and step 10.1 gives the asserted annihilator separation. The endpoints are excluded exactly as stated; cannot satisfy the nonreflexivity hypothesis. The argument is real: the sign change and the order comparison in step 8.1 are not offered as a complex proof. The ultrafilter lemma and HB enter through [F1], HB also enters through [F2], [F3] and [F7], and DC enters exactly through the finite-history derivation in step 1.1.
Source notes
Megginson's Theorem 1.13.11(a)→(b), printed pp. 125–126, supplies the separable finite-test bidual construction. Theorem 1.13.14(a)→(b), printed p. 132, first reduces an arbitrary nonreflexive real Banach space to a separable closed nonreflexive subspace and then extends the resulting functionals to the ambient space. The proof above expands the finite annihilator identity and records every choice principle used.
Depends on
- Reflexivity is surjectivity of the canonical map
- Reflexive iff unit ball weakly compact
- Eberlein–Šmulian theorem
- Relative Hahn–Banach makes the canonical bidual map an isometry
- Dominated extension conditional on the relative principle
- Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- The real dominated-extension principle as an additional hypothesis over ZF
- Eberlein–Šmulian separable reduction
- Reflexivity is equivalent to weak subsequential compactness of bounded sequences
- A complete normed subspace is closed under countable choice
- Relative norm-preserving Hahn–Banach extension over the real and complex fields
- Separability: the existence of an at most countable dense subset
- A nonempty set is at most countable iff it is a surjective image of $\mathbb{N}$
- Annihilator notation and the preannihilator
- The dual space X^* of a normed space and its dual norm
Used by
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Sources
- Robert E. Megginson, An Introduction to Banach Space Theory (1998) (standard reference, not scraped)