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Reflexive iff unit ball weakly compact
Statement
Assume the ultrafilter lemma and HB. A real or complex Banach space is reflexive if and only if its closed unit ball
is compact for the weak topology .
Facts & Assumptions
Given: The ultrafilter lemma, HB, and a real or complex Banach space .
Reflexivity means that the canonical evaluation map is surjective (Reflexivity is surjectivity of the canonical map).
Under HB, is scalar-linear and isometric, with (Relative Hahn–Banach makes the canonical bidual map an isometry).
The weak topology on is the initial topology of the maps for , and the weak-star topology on is the initial topology of the evaluations for (Weak topology on a normed space, The weak-star topology from finite evaluations).
Every weak-star topology is Hausdorff; this needs neither HB nor a choice principle (Basic weak star neighborhoods, step 4.1).
Assuming the ultrafilter lemma, the closed unit ball of a normed dual is weak-star compact (Banach–Alaoglu).
A continuous image of a compact space is compact (A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism, claim 1).
A compact subset of a Hausdorff space is closed (In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones, claim 3).
Under HB, is weak-star dense in (Goldstine's theorem).
The compactness principle used by the selected proof of Banach–Alaoglu is compact-Hausdorff Tychonoff under the ultrafilter lemma (Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact).
HB denotes the real dominated-extension principle and is an additional hypothesis over ZF (The real dominated-extension principle as an additional hypothesis over ZF).
Proof
Proof technique: identify the weak unit ball with its canonical bidual image and use compactness plus density.
For every and , . Consequently the pullback by of the weak-star initial topology on is exactly the weak initial topology on : both are generated by the same family . Since [F2] makes injective, it is a homeomorphism from weak onto with the relative weak-star topology. This also covers , when both spaces are singletons.
Isometry gives . Indeed , so both inclusions include the closed boundary ; if , both sides are the singleton .
Suppose first that is reflexive. By [F1], , so step 1.2 gives . Apply Banach–Alaoglu to the normed space : under the ultrafilter lemma its dual ball is weak-star compact. The homeomorphism in step 1.1 therefore transfers this compactness to weak . This is the only direction, and the only step, that spends the ultrafilter lemma; in the selected Alaoglu proof it enters through [F9].
Conversely, suppose that is weakly compact. Step 1.1 makes the restriction weak-to-weak-star continuous, so [F6] makes weak-star compact. The weak-star topology on is Hausdorff by [F4], and hence [F7] makes weak-star closed in . No compactness choice principle is used in this reverse implication: its compact set is the one in the hypothesis.
Goldstine [F8] says that is weak-star dense in . It is contained in that ball by step 1.2 and is weak-star closed by step 2.2. Therefore . This uses topological closure, not merely sequential closure.
Let . If , then . If , put . Step 3.1 supplies with ; scalar linearity then gives . Thus is onto, so is reflexive by [F1]. This normalization treats the zero and norm-one endpoints separately and selects only one witness for the supplied , not a family of witnesses.
Steps 2.1 and 4.1 prove the two implications. HB is used through the canonical isometry [F2] and Goldstine [F8], and [F10] records exactly which additional principle that name denotes. The ultrafilter lemma is used only through Alaoglu in step 2.1; the reverse implication is choice-free once its weak compactness hypothesis and HB-backed Goldstine are supplied.
Remarks
Completeness is present because reflexivity is defined here for Banach spaces; the topological ball argument itself never applies a completeness theorem. The proof also explains why compactness, rather than sequential compactness, appears at this stage: compactness in a Hausdorff space makes the Goldstine-dense canonical ball closed. The sequential characterization requires the separate Eberlein–Šmulian theorem.
Depends on
- Reflexivity is surjectivity of the canonical map
- Relative Hahn–Banach makes the canonical bidual map an isometry
- Banach–Alaoglu
- Goldstine's theorem
- Weak topology on a normed space
- The weak-star topology from finite evaluations
- Basic weak star neighborhoods
- A continuous image of a compact space is compact; a continuous real-valued map on a nonempty compact space attains a maximum and a minimum; and a continuous bijection from a compact space to a Hausdorff space is a homeomorphism
- In a Hausdorff space a point and a disjoint compact set, and two disjoint compact sets, have disjoint open neighbourhoods; hence every compact subset is closed, and in a compact Hausdorff space the compact subsets are exactly the closed ones
- Assuming the ultrafilter lemma, an arbitrary product of compact Hausdorff spaces is compact
- The real dominated-extension principle as an additional hypothesis over ZF
Used by
Dependency tree · two levels
51 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Bühler–Salamon, Functional Analysis (standard reference, not scraped)
- Gerald Teschl, Topics in Real and Functional Analysis (standard reference, not scraped)