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Reflexivity is equivalent to weak subsequential compactness of bounded sequences

Statement

Assume the ultrafilter lemma, DC, and HB. A real or complex Banach space X is reflexive if and only if every norm-bounded sequence in X has a subsequence that converges weakly to a point of X.

Facts & Assumptions

Given: the ultrafilter lemma, DC, HB, and a real or complex Banach space X.

[F1]

Under the ultrafilter lemma and HB, X is reflexive if and only if its closed unit ball BX is weakly compact (Reflexive iff unit ball weakly compact).

[F2]

Under the ultrafilter lemma, DC and HB, relative weak compactness, relative weak sequential compactness and relative weak countable compactness are equivalent (Eberlein–Šmulian theorem).

[F3]

Under HB, every nonzero vector has a norm-one scalar-linear functional taking that vector to its norm (Relative dual norming, point separation, and recovery of the norm).

[F4]

The weak topology is initial for all members of X, so every such functional and fixed scalar multiplication are weakly continuous (Weak topology on a normed space).

[F5]

The ultrafilter lemma is the statement that every filter on a set is contained in an ultrafilter; DC is the entire-relation chain principle, and HB is the real dominated-extension principle over ZF (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain, The real dominated-extension principle as an additional hypothesis over ZF).

Proof

Proof technique: apply Eberlein–Šmulian to the weakly closed unit ball and rescale.

1.1

The norm-closed unit ball BX is weakly closed under HB. Indeed, if xBX, then x>1 and [F3] gives fX with f=1 and f(x)=x. The weakly open set {y:f(y)>1} contains x and misses BX, since f(y)y1 there. Thus every exterior point has a weak neighborhood in the complement. This also covers X={0}, when there is no exterior point.

F3F4
1.2

Suppose X is reflexive and let (xn) be norm bounded. Fix R0 with xnR for every n. If R=0, then xn=0 for all n and the identity subsequence converges weakly to zero. Hence it remains to consider R>0 and the sequence yn=xn/RBX.

givenalgebra
1.3

Conversely, suppose every norm-bounded sequence in X has a weakly convergent subsequence. Every sequence in BX is bounded by 1, so it has a subsequence converging weakly to a point of the ambient space X. Thus BX is relatively weakly sequentially compact.

given
2.1

In the positive-radius case of step 1.2, [F1] makes BX weakly compact, and step 1.1 makes its weak closure equal to itself, so it is relatively weakly compact. By [F2], some subsequence ynk converges weakly to yX. For every fX, f(xnk)=Rf(ynk)Rf(y)=f(Ry), so xnkRy weakly. Together with the zero-radius case, every bounded sequence has the required subsequence.

F1F2F4step 1.1step 1.2
2.2

Under the hypothesis of step 1.3, [F2] makes BX relatively weakly compact. Its weak closure is BX by step 1.1, so BX itself is weakly compact.

F2step 1.1step 1.3
3.1

Apply the reverse implication of [F1] to step 2.2. The weak compactness of BX implies that X is reflexive.

F1step 2.2
4.1

Steps 2.1 and 3.1 prove the two implications, including X=0, bound R=0, the closed-ball endpoint xn=R, and both scalar fields. The ultrafilter lemma is spent through the compact-unit-ball criterion and Eberlein–Šmulian, DC through Eberlein–Šmulian, and HB through those two suppliers and dual norming; no full Axiom of Choice is used.

F5step 2.1step 3.1

Remarks

Source notes

Teschl's Theorem 4.30, printed pp. 127–128, proves the forward bounded- sequence conclusion for reflexive spaces. Haase's Theorem E.17, printed pp. 355–356, supplies the compact/sequential equivalence used in both directions. The converse here also uses the already-authored compact-unit-ball characterization and proves the ball's weak closedness explicitly, so relative compactness is not silently replaced by compactness.

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