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Reflexivity is equivalent to weak subsequential compactness of bounded sequences
Statement
Assume the ultrafilter lemma, DC, and HB. A real or complex Banach space is reflexive if and only if every norm-bounded sequence in has a subsequence that converges weakly to a point of .
Facts & Assumptions
Given: the ultrafilter lemma, DC, HB, and a real or complex Banach space .
Under the ultrafilter lemma and HB, is reflexive if and only if its closed unit ball is weakly compact (Reflexive iff unit ball weakly compact).
Under the ultrafilter lemma, DC and HB, relative weak compactness, relative weak sequential compactness and relative weak countable compactness are equivalent (Eberlein–Šmulian theorem).
Under HB, every nonzero vector has a norm-one scalar-linear functional taking that vector to its norm (Relative dual norming, point separation, and recovery of the norm).
The weak topology is initial for all members of , so every such functional and fixed scalar multiplication are weakly continuous (Weak topology on a normed space).
The ultrafilter lemma is the statement that every filter on a set is contained in an ultrafilter; DC is the entire-relation chain principle, and HB is the real dominated-extension principle over ZF (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain, The real dominated-extension principle as an additional hypothesis over ZF).
Proof
Proof technique: apply Eberlein–Šmulian to the weakly closed unit ball and rescale.
The norm-closed unit ball is weakly closed under HB. Indeed, if , then and [F3] gives with and . The weakly open set contains and misses , since there. Thus every exterior point has a weak neighborhood in the complement. This also covers , when there is no exterior point.
Suppose is reflexive and let be norm bounded. Fix with for every . If , then for all and the identity subsequence converges weakly to zero. Hence it remains to consider and the sequence .
Conversely, suppose every norm-bounded sequence in has a weakly convergent subsequence. Every sequence in is bounded by , so it has a subsequence converging weakly to a point of the ambient space . Thus is relatively weakly sequentially compact.
In the positive-radius case of step 1.2, [F1] makes weakly compact, and step 1.1 makes its weak closure equal to itself, so it is relatively weakly compact. By [F2], some subsequence converges weakly to . For every , , so weakly. Together with the zero-radius case, every bounded sequence has the required subsequence.
Under the hypothesis of step 1.3, [F2] makes relatively weakly compact. Its weak closure is by step 1.1, so itself is weakly compact.
Apply the reverse implication of [F1] to step 2.2. The weak compactness of implies that is reflexive.
Steps 2.1 and 3.1 prove the two implications, including , bound , the closed-ball endpoint , and both scalar fields. The ultrafilter lemma is spent through the compact-unit-ball criterion and Eberlein–Šmulian, DC through Eberlein–Šmulian, and HB through those two suppliers and dual norming; no full Axiom of Choice is used.
Remarks
- The ultrafilter lemma, DC and HB are hypotheses of this corollary, not results consumed from its proof: the statement above names each of them in full. The library states the ultrafilter lemma, and proves it from AC, as The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter, and records its proved choice cost in The proved choice cost of the ultrafilter lemma; this corollary assumes the lemma and inherits no part of that AC-based proof.
Source notes
Teschl's Theorem 4.30, printed pp. 127–128, proves the forward bounded- sequence conclusion for reflexive spaces. Haase's Theorem E.17, printed pp. 355–356, supplies the compact/sequential equivalence used in both directions. The converse here also uses the already-authored compact-unit-ball characterization and proves the ball's weak closedness explicitly, so relative compactness is not silently replaced by compactness.
Depends on
- Reflexive iff unit ball weakly compact
- Eberlein–Šmulian theorem
- Weak topology on a normed space
- Relative dual norming, point separation, and recovery of the norm
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The real dominated-extension principle as an additional hypothesis over ZF
Used by
Dependency tree · two levels
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Sources
- Gerald Teschl, Topics in Real and Functional Analysis (standard reference, not scraped)
- Haase, The Functional Analysis of Quantum Information Theory (standard reference, not scraped)