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Trait specialization as a cover functor with geometric basepoint paths

Statement

Assume AC. Let R be a complete Noetherian DVR with algebraically closed residue field k and fraction field F, and let X/R be smooth proper with nonempty geometrically connected fibres. Fix an algebraically closed extension F‾/F and geometric basepoints xˉη on XF‾ and xˉ0 on Xk. Denote by r:FEt⁡(X)→FEt⁡(Xk) restriction, and choose a quasi-inverse E and its equivalence isomorphisms. The functor T:FEt⁡(Xk)⟶FEt⁡(XF‾),T(V)=E(V)F‾, together with a geometric fibre-functor path on X between the images of xˉ0 and xˉη, gives a continuous homomorphism sp⁡:π1et(XF‾,xˉη)⟶π1et(Xk,xˉ0). It is the generic-to-special map. Changing that path conjugates it in the special group. Extending either algebraically closed fibre field transports this construction through the equivalence of finite étale cover categories and the compatible geometric basepoints. A local injective map to another complete DVR with the same residue field k likewise gives the same cover functor and homomorphism after compatible extension of the generic field and choice of path.

This is a new local support item for A911. A strictly henselian DVR can have a merely separably closed imperfect residue field; the hypothesis here is algebraically closed k, and no identification between the two hypotheses is made. The lemma constructs the interface on a selected trait. It asserts neither independence from different trait specialization data nor an isomorphism or surjectivity of the displayed map.

Facts & Assumptions

Given: AC, R, k, F, X, the two geometric basepoints, E, and a path as in the Statement.

[F1]

Restriction r is an equivalence for smooth proper X/R, including the nonprojective case (Finite étale covers of a smooth proper family over a complete DVR are determined by the closed fibre).

[F2]

Fibre functors and their automorphism topology are defined in Geometric fibre functor and étale fundamental group. Their cover classification is Finite étale covers are equivalent to finite continuous étale fundamental group sets. Connected Galois covers simultaneously trivialize finite collections of covers and have the pointwise unique mapping property (Finite étale covers admit connected Galois trivializations and subgroup quotients).

[F3]

Algebraically closed field extension preserves the cover category and geometric fibre functor for smooth proper schemes (Algebraically closed field extension preserves covers of a smooth proper scheme).

[F4]

AC (The Axiom of Choice) is inherited through [F1]–[F3] and permits selecting the quasi-inverse and using product compactness for paths.

Proof

1.1F2F4givenchooseconstruct

The total space X is connected. Indeed it is Noetherian and has finitely many irreducible components, so each connected component is open and closed. Each nonempty component meets Xk, since it is proper over the local trait and its closed nonempty image contains the closed point. A partition of X would therefore partition connected Xk into two nonempty open and closed sets, a contradiction. Consequently [F2] applies to the images x0,xη of the chosen geometric basepoints as points of X. A path means a natural isomorphism P:Fx0→Fxη on FEt⁡(X). Such paths exist under AC: take the product, over a small skeleton of covers, of the finite sets of bijections between their two fibres. Naturality and the identities impose closed conditions. Any finitely many such conditions are satisfied by a connected Galois cover simultaneously trivializing the covers involved; choose a point over each basepoint in that Galois cover, and use its unique mapping property in [F2] to identify the fibres of every involved cover compatibly with all maps. These conditions have the finite intersection property, so compactness of the product gives a path.

1.2F1F2step 1.1constructalgebra

By [F1] the quasi-inverse comes with a natural isomorphism rE≅id. It identifies Fx0(E(V)) with Fxˉ0(V). Generic pullback identifies Fxη(E(V)) with Fxˉη(T(V)): both are exactly the lifts of the same geometric point to the same cover. Thus P induces a natural isomorphism τ:Fxˉ0→Fxˉη∘T. For g∈Aut⁡(Fxˉη), define on each special cover V sp⁡(g)V=τV−1 gT(V) τV. Naturality of g and τ makes this an automorphism of the special fibre functor, and componentwise composition makes sp⁡ a homomorphism. Its continuity follows since the action on any finite special fibre factors through the continuous action on the single finite generic cover T(V); intersections of these action kernels form the topology in [F2]. This explains the direction without assuming any equivalence from special covers to all generic covers.

2.1F1F2F3step 1.2algebra

If τ′ arises from a different path, put a=τ−1τ′, a natural automorphism of the special fibre functor. Then sp⁡′(g)=a−1sp⁡(g)a by direct substitution. Replacing the quasi-inverse gives its unique natural isomorphism compatible with rE≅id, since r is fully faithful. Transporting τ through that isomorphism preserves the formula. For algebraically closed field extensions, [F3] identifies the cover categories, and the fibres of finite étale covers are finite sets unchanged by algebraically closed field extension. Applying these identifications to T and τ gives exactly the transported homomorphism. Arbitrary geometric basepoints are handled by the same path construction of step 1.1 on the corresponding connected smooth proper fibre.

3.1F1F3F4step 1.2step 2.1construct∎

Let R→R′ be local injective between complete DVRs and inducing the identity on k, and let X′=X×RR′. For a special cover V, the pullback E(V)×RR′ is a cover of X′ restricting to V. By [F1] applied to X′/R′, it is naturally isomorphic to E′(V) for any compatible quasi-inverse E′. The isomorphism is uniquely determined by the special-fibre identity. Generic pullback then identifies their T functors after a common algebraically closed generic overfield. Compatible paths identify their τ maps; the formula in step 1.2 gives the same specialization homomorphism. If an independently chosen path is used, step 2.1 supplies exactly the conjugacy qualification. The AC use is precisely [F4] and the compactness construction of step 1.1.

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