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A root of the uniformizer kills the prime-to-residue-characteristic ramification required in specialization

Statement

Assume AC. Let A be a Noetherian DVR with uniformizer t, fraction field F and residue characteristic p. Let L/F be finite Galois with group G, and put n=∣G∣. Assume p=0 or p∤n. Put An=A[θ]/(θn−t) and Fn=Frac⁡(An). The integral closure of An in the finite separable algebra L⊗FFn is finite étale over An. Thus a common root of the uniformizer of degree divisible by the relevant prime-to-p Galois-group orders eliminates every such vertical ramification.

Applied to the codimension-one local rings of a smooth proper trait family, the same root can be taken in the trait base, since the trait uniformizer has valuation one along each special-fibre component. Finite extensions of a complete trait have complete DVR normalization, and their residue fields remain unchanged if the original residue field is algebraically closed.

Facts & Assumptions

Given: AC, A, t, F, L, G and the prime-to-residue-characteristic hypothesis.

[F1]

Separable normalizations over normal Noetherian domains are finite; normal one-dimensional local rings are DVRs (Finite separable integral closures over normal Noetherian domains are module-finite, Height-one localizations of normal Noetherian domains are DVRs). Integral closure commutes with étale base change (Integral closure commutes with étale base change).

[F2]

Completion is flat, preserves regular local rings and completes finite modules by tensor product; local flat completion is faithfully flat (The completion of a Noetherian ring is flat, completion preserves regular local rings, Completion of a finite module is extension of scalars, A flat local map is faithfully flat). Complete local rings are henselian, simple roots and idempotents lift, and finite étale algebras over them correspond to residue-field algebras (Complete separated adic pairs are Henselian, A local ring is Henselian exactly when simple residue roots lift uniquely, Idempotents lift uniquely in a Henselian pair, Finite étale algebras over a complete local ring are determined by reduction).

[F3]

Artinian rings decompose into local factors and pairwise comaximal ideals give the Chinese remainder decomposition (An Artinian ring is canonically the finite product of its localizations at its maximal ideals, Chinese remainder theorem for pairwise comaximal ideals). Finite étale algebras descend along faithfully flat maps (Finite étale covers descend effectively along fpqc covers). AC is retained through these suppliers (The Axiom of Choice).

[F4]

An algebraic extension is purely inseparable over its maximal separable subextension (An algebraic extension is purely inseparable over its separable closure). Over a complete absolutely valued field, every norm on a finite-dimensional vector space is equivalent to the coordinate sup norm (Finite dimensional norm equivalence over a complete valued field).

Proof

1.1F1F2F3construct

The ring An is a DVR. It is finite free over A, with unique maximal ideal generated by θ: reduction modulo t has unique prime (θ), and integrality makes every maximal ideal lie over that of A. It has dimension one, and its maximal ideal has one generator, so it is regular local and hence a domain and DVR. By [F1] the normalization Bn in the indicated generic algebra is finite and a product of normal domain factors. We may complete An faithfully flatly by [F2]. This also completes each local factor of Bn: its maximal-adic topology is cofinal with the t-adic topology, and [F3]'s Chinese remainder decomposition expresses the completion as a product of completed local DVRs. By regularity of completion in [F2], that product is normal and is exactly the integral closure in its generic algebra. Thus it is enough to prove the assertion after completing A, then to descend étaleness using [F3].

1.2F1F2F3F4algebra

Let A now be complete and let E/F be any finite field extension. Its maximal separable subextension Fs/F is finite, and E/Fs is purely inseparable by [F4]. The normalization As of A in Fs is a finite normal domain by [F1], and is t-adically complete by [F2]. The quotient As/tAs is Artinian. If it had several local factors, [F3] would give a nontrivial idempotent; this would lift to As by the complete-pair and idempotent assertions in [F2], contradicting that As is a domain. Thus As is local, since all its maximal ideals lie over (t). It is one-dimensional and hence a DVR by [F1], complete for its maximal ideal because that topology is cofinal with the t-adic topology. Its fraction field Fs is complete for ∣a∣=2−vs(a): a Cauchy sequence is eventually contained in a fixed uniformizer multiple of As, where completeness applies.

2.1F1F2step 1.1construct

Over complete A, construct an unramified local extension Aur with residue field a separable closure of κ(A). For every finite separable residue extension use [F2] to lift its field algebra to a finite étale local A-algebra. It is a DVR with the same uniformizer (a one-dimensional regular local ring is a DVR by one dimensional regular local rings are dvrs, and is a domain by regular local rings are domains and cohen macaulay): its residue ring is a field, its maximal ideal is generated by t, and its dimension is one. Maps and composita lift uniquely by [F2], so choosing compatible residue embeddings gives a directed union Aur. Every nonzero element has integral valuation and is a uniformizer power times a unit in some stage; consequently the union is a DVR, with value group Z. It is flat and faithfully flat over A, as a filtered union of finite free local extensions. It is henselian: a polynomial and a simple residue root occur in some finite residue stage, and the simple root lifts in that complete stage by [F2]. Its residue field is separably closed. Normalization commutes with this extension by [F1], first at each finite étale stage and then in the union, because every integral equation involves finitely many coefficients. Finally complete this DVR, retaining the notation Aur. Its residue field remains separably closed and the completion is faithfully flat by [F2]. Normalization after completion is the product of the completed local DVR factors by the argument of step 1.1.

3.1F1F2F3step 2.1algebra

Let C be one local factor of the normalization of Aur in L⊗FFrac⁡(Aur). Its generic extension is Galois of degree e0 dividing n: scalar extension of a finite Galois algebra is a product of Galois field extensions with subgroup Galois groups, as seen by the action on its embeddings. By [F1]–[F2], C is a DVR finite over the complete Aur. It is complete by the finite-module completion theorem in [F2], and its t-adic and maximal-adic topologies are cofinal. Hence it is henselian by the complete-pair criterion in [F2]. Write its ramification index as e and its residue degree as f. It is torsion-free over the base DVR, hence flat by Over a principal ideal domain flatness is equivalent to torsion-freeness, and finite over its Noetherian base, hence finitely presented. The local freeness proof in Finite étale algebras have finite locally free underlying modules therefore makes it finite free. Consequently reduction modulo t and the filtration by its uniformizer give e0=ef. The residue extension of a separably closed field is purely inseparable, hence f is a power of p if p>0 by A finite purely inseparable extension in characteristic p has degree a power of p, and is 1 in characteristic zero. As e0∣n is prime to p, we get f=1 and e=e0. Write t=uπe for its uniformizer π and unit u. The equation Te−u has a residue root and invertible derivative, so henselianity lifts an eth root v of u to C. Then (vπ)e=t. The powers 1,vπ,…,(vπ)e−1 are linearly independent over Frac⁡(Aur): with the valuation of C normalized by val⁡(π)=1, nonzero terms in a linear relation have distinct valuations modulo e, so a unique term would have smallest valuation and the sum could not vanish. The root therefore has degree e, and the generic extension is exactly Frac⁡(Aur)(t1/e). The base contains every eth root of unity by the same simple-root lifting, and the extension is cyclic. This proves the necessary tame-inertia description explicitly.

4.1F1F2F3step 1.1step 2.1step 3.1algebra

Since e∣n, adjoining θ=t1/n contains t1/e=θn/e. Thus every field factor in step 3.1 becomes split after this root extension, and its normalized algebra is a product of copies of the base DVR Aur[θ]. The normalization of An therefore becomes finite étale after the faithfully flat unramified extension and completion used in steps 1.1 and 2.1. Descent in [F3] makes Bn/An finite étale. For a smooth trait family the special fibre is reduced, so its base uniformizer t has valuation one at each vertical codimension-one DVR; the common base-root extension therefore has this effect simultaneously at all such DVRs.

5.1F1F2F4step 1.2step 4.1algebra∎

If E=Fs, step 1.2 suffices. Otherwise char⁡Fs=p>0 and finite pure inseparability gives a common q=pr with xq∈Fs for all x∈E. Define w(x)=vs(xq)/q for x≠0 and w(0)=+∞. Frobenius and the valuation axioms make w a valuation extending vs, with value group a subgroup of q−1Z containing Z. Its valuation ring C={x:w(x)≥0} is exactly the integral closure of As in E: x∈C satisfies the monic equation Tq−xq over As, while integral x has xq∈As because As is integrally closed. The discrete value group has a least positive element, and each nonzero ideal of C is generated by an element of its least value, so C is a DVR. The absolute value 2−w is an Fs-vector-space norm on E. For an Fs-basis bi, [F4] bounds the coefficients of every x∈C by a fixed constant. Thus C⊆∑is−NAsbi for some N, where s is a uniformizer of As. Being an As-submodule of this finite lattice over the Noetherian ring As, C is finite over As, hence over A. It is complete by [F2] and cofinality of the uniformizer-adic topologies. Transitivity of integrality identifies C with the normalization of A in E. Its residue field is finite over that of A, hence unchanged if the latter is algebraically closed. All clauses hold with the stated AC and characteristic hypotheses.

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