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Smooth proper specialization of the étale fundamental group

Statement

Assume AC. Let S be locally Noetherian and f:X→S smooth and proper, with geometrically connected nonempty fibres. Properness includes finite type; over this base f is also of finite presentation. Let s1 generalize s0, namely s0∈{s1}‾. Choose algebraically closed extensions Ωi/κ(si), geometric fibres Xsˉi=X×SSpec⁡Ωi, and geometric basepoints xˉi on them. Choose a trait representing this specialization, algebraically closed field-comparison data and compatible fibre-functor paths. There is then a specialization homomorphism sp⁡:π1et(Xsˉ1,xˉ1)⟶π1et(Xsˉ0,xˉ0). It is surjective. If char⁡κ(s0)=0, it is an isomorphism. If char⁡κ(s0)=p>0, it induces an isomorphism on maximal prime-to-p quotients, meaning the inverse limits of the finite continuous quotient groups of order prime to p. Changing a chosen basepoint path conjugates the resulting identification. Independence from unspecified geometric specialization data is not asserted. The homomorphism goes from the generalizing geometric fibre to the special geometric fibre.

Facts & Assumptions

Given: AC and the complete data and hypotheses of the Statement.

[F1]

A specialization of points on a locally Noetherian scheme is represented by a complete Noetherian DVR trait with algebraically closed residue field (A specialization is represented by a complete DVR trait). To compare its geometric generic fibre with the original Xsˉ1, take a common algebraically closed overfield of its fraction field and Ω1 over κ(s1); do the same for its residue field and Ω0 over κ(s0). Such overfields exist because the tensor product of two field extensions over a field is nonzero, a prime quotient is a domain and its fraction field has an algebraic closure under AC. Proper smooth geometric-field invariance identifies their finite étale cover categories, including finite purely inseparable coefficient removal (Algebraically closed field extension preserves covers of a smooth proper scheme). Transport chosen geometric basepoints through these comparisons and choose paths on the connected geometric fibres. The inverse-special-restriction/generic-pullback cover functor, its resulting generic-to-special homomorphism, path conjugacy and compatibility with same-residue trait extensions are Trait specialization as a cover functor with geometric basepoint paths. For coincident points use the common geometric-field comparison and a basepoint path directly; it is an isomorphism.

[F2]

Finite étale covers have the proved fibre-functor/profinite-set classification. Covers of a smooth proper family over a complete DVR are equivalent to covers of the closed fibre, and a connected closed-fibre cover remains connected on the geometric generic fibre, so specialization over that trait is surjective (Geometric fibre functor and étale fundamental group, Finite étale covers are equivalent to finite continuous étale fundamental group sets, Finite étale covers of a smooth proper family over a complete DVR are determined by the closed fibre, A connected special étale cover stays connected on the geometric generic fibre).

[F3]

A root of the uniformizer kills the prime-to-residue-characteristic ramification required in specialization supplies the exact ramification input: for a finite Galois cover of the generic fibre, vertical DVR inertia is tame in residue characteristic zero, and is tame for groups of order prime to residue characteristic p. A further finite separable extension of the trait fraction field, with ramification index divisible by the finitely many tame inertia orders, makes the normalized cover unramified over the generic points of the special fibre. The normalized extension rings are complete DVRs, and their residue fields remain k because k is algebraically closed.

[F4]

A normal Noetherian domain has finite integral closure in a finite separable generic extension. Purity makes a finite normal cover of a regular scheme étale if it is étale in codimension one (Finite separable integral closures over normal Noetherian domains are module-finite, A finite normal generically étale cover of a regular scheme is étale if unramified in codimension one).

[F5]

AC is retained (The Axiom of Choice), with its exact inherited uses in [F1]–[F4] and the compactness use of the classification in [F2].

Proof

1.1F1F2construct

Apply [F1] to reduce to a smooth proper trait family X/R with algebraically closed residue field and geometric generic fibre XKˉ. Choose the basepoint identifications in that reduction. The cover equivalence FEt⁡(X)≃FEt⁡(Xk) of [F2] defines the specialization map by first pulling an extended special cover back to the geometric generic fibre; on fundamental groups this is the indicated generic-to-special direction. The connectedness assertion of [F2] proves surjectivity. If the two original points coincide, [F1] identifies it with a path isomorphism, already satisfying every conclusion.

2.1F1F2F3F4step 1.1construct

Let G be a finite group whose order is prime to p=char⁡k>0, or any finite group if char⁡k=0. A continuous homomorphism from π1(XKˉ) to G is represented by a finite étale G-torsor via [F2]. It descends to XL for a finite separable extension L/K: the finitely many presentations, gluing maps, group-action maps and torsor identities on a finite affine cover and its intersections involve only finitely many coefficients. A finite purely inseparable part can be discarded by unique étale lifting along radicial field extensions, which is part of [F1]'s geometric-field invariance. Replace R by its complete DVR normalization R′ in L, and normalize XR′ in the generic torsor algebra. By [F4] that normalization is finite and normal. The total space XR′ is regular, by the smooth-over-regular-base argument in [F2]'s proper-cover proof. The cover is already étale over the generic fibre; its only possible codimension-one ramification is vertical.

3.1F2F3F4step 2.1construct

Apply [F3] to a further finite trait extension R′′/R′ to kill that vertical tame ramification. Normalize again, using [F4]. The result is finite normal and étale at every codimension-one point: the horizontal ones lie over the generic fibre, and the vertical ones are unramified by [F3] and hence étale over their DVR bases. Purity in [F4] makes the whole cover finite étale over XR′′. Its G-action extends uniquely by normalization, and the torsor identity extends because both sides are finite étale covers and their morphism is an isomorphism on the dense generic fibre. By [F2], restriction to the closed fibre is an equivalence for both XR and XR′′; their common closed fibre is Xk. Hence this G-torsor is the pullback of one on XR determined by that closed torsor, and its geometric generic fibre is the original torsor. Thus every such homomorphism to G factors through specialization (with the stated basepoint-path conventions).

4.1F1F2F5step 1.1step 3.1∎

In characteristic zero, step 3.1 applies to every finite quotient of the profinite generic fundamental group. Its kernel under specialization lies in the intersection of the kernels of all finite quotient maps, which is trivial for a profinite group by [F2]. Together with surjectivity this proves the full isomorphism. In characteristic p>0, the same argument applies exactly to all finite quotients of order prime to p. Factorization in step 3.1 and surjectivity in step 1.1 identify the finite continuous prime-to-p quotient systems of the generic and special groups, including their transition maps. Their inverse limits are therefore canonically isomorphic as profinite groups. Transporting this back through [F1] proves the complete original statement. The AC use is precisely [F5].

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