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Upper semicontinuity of proper fibre dimension
Statement
Assume the Axiom of Choice (AC). Let be a proper morphism of schemes, that is, is separated, of finite type and universally closed (Proper morphisms), and for let be the scheme-theoretic fibre (Scheme-theoretic fibre), a scheme of finite type over and hence a Noetherian topological space. Then for every integer the set is closed in , where is the dimension of the Noetherian space and an empty fibre has dimension (Chain dimension and the empty-space convention). Equivalently, the function is upper semicontinuous. No Noetherian hypothesis is imposed on or on ; the finiteness of type is part of properness and is not a separate assumption.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
A morphism is proper if and only if it is separated, of finite type and universally closed (Proper morphisms).
A proper morphism is a closed map: the image of every closed subset of is closed in , and this persists after base change (Proper morphisms are closed).
For and the scheme-theoretic fibre is , and for an affine open mapping into an affine open with corresponding to one has , an open subscheme of (Scheme-theoretic fibre).
A morphism is locally of finite type if every point of the source has an affine open neighbourhood mapping into an affine open of the target with of finite type; it is of finite type if in addition it is quasi-compact (Locally finite type and finite type morphisms).
Arbitrary base change preserves morphisms of finite type (Finite type under base change and products over a field).
For a Noetherian topological space , is the supremum of the lengths of strict chains of nonempty irreducible closed subsets, and (Chain dimension and the empty-space convention).
For a scheme and a point the local dimension is the infimum of the Krull dimensions of the open neighbourhoods of ; it is unchanged on passing to an open neighbourhood of , since the open neighbourhoods contained in an open piece have the same infimum (Relative dimension of a smooth morphism at a point).
Assume AC. Let be finite type, over , and suppose the fibre has local dimension at the point corresponding to . Then there is an open neighbourhood of such that for every , with , the fibre has local dimension at most at the point corresponding to (Local fibre-dimension bound from polynomial quasi-finiteness).
If is irreducible, every nonempty open subset is dense and irreducible. If , then is a union of two proper closed subsets, a contradiction. If with proper and closed in , then by density of , so irreducibility forces one closure to equal ; since that set is closed in , it must then equal , a contradiction. The empty space is not irreducible, by the definition of irreducibility (Irreducible topological spaces and irreducible subsets in the subspace topology).
A field is a Noetherian ring; a finite-type algebra over a Noetherian ring is a Noetherian ring; the spectrum of a Noetherian ring is a Noetherian topological space (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, The spectrum of a Noetherian ring is a Noetherian topological space).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
By [F1] the morphism is of finite type; fix . By [F5] the base change is of finite type, hence quasi-compact by [F4], so is covered by finitely many affine opens with each a finite-type -algebra by [F4]; each is Noetherian by [F10], hence each is a Noetherian topological space by [F10], and a space with a finite open cover by Noetherian subspaces is Noetherian (a descending chain of closed subsets restricts to a descending chain in each chart and therefore stabilises).
For put the fibre has local dimension at most at and . Then is open in : indeed, by [F4] it suffices to check this on an affine chart mapping into an affine with finite type, and for a point corresponding to the fibre of at the corresponding is by [F3], an open subscheme of with the same local dimension at by [F7]; if this local dimension is , then clause 2 of [F8] applied with replaced by gives an open neighbourhood of inside on which the fibre local dimension is at most , so is a union of such neighbourhoods and is open.
For every one has : the inequality holds because itself is an open neighbourhood of and is the infimum over such neighbourhoods [F7]; conversely, given a strict chain of nonempty irreducible closed subsets of and a point , every open neighbourhood of in gives nonempty irreducible open subspaces which are strictly increasing (if , then this set is a nonempty open subset of the irreducible space and hence dense in it by [F9], while it is contained in the closed subset , whence , a contradiction), so and ; taking the supremum over chains and using [F6] gives the reverse inequality.
For every and every integer : if and only if there is with ; this is immediate from the identification of step 1.3, the left-hand condition being the supremum of the numbers exceeding . In particular the empty fibre, of dimension by [F6], satisfies neither condition.
For every the equality holds: if , step 2.1 supplies with , and because the local dimension of at exceeds ; conversely has and by step 1.3.
By step 1.2 the set is closed in , and is a closed map by [F2], so is closed in ; by step 3.1 the set is closed for every , and since takes values in [F6] one has for every .
For the set is closed by step 4.1, and for it equals , the image of the closed set , which is closed by [F2]; hence the set is closed for every , which is the theorem. The Axiom of Choice [F11] is used exactly through the cited local fibre-dimension lemma [F8] and the cited algebra results [F10] that carry it, and no further choice is made. [F2, F6, F10, F11, step 4.1]
Depends on
- Proper morphisms
- Proper morphisms are closed
- Scheme-theoretic fibre
- Chain dimension and the empty-space convention
- Relative dimension of a smooth morphism at a point
- Local fibre-dimension bound from polynomial quasi-finiteness
- Locally finite type and finite type morphisms
- Finite type under base change and products over a field
- Irreducible topological spaces and irreducible subsets in the subspace topology
- The Axiom of Choice
- A field has only the zero ideal and itself, hence is Noetherian
- Every algebra of finite type over a Noetherian ring is a Noetherian ring
- The spectrum of a Noetherian ring is a Noetherian topological space
Used by
Dependency tree · two levels
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Sources
- The Stacks Project, More on Morphisms, Section 37.30 (tags 05F6-0D4J) (standard reference, not scraped)
- The Stacks Project, Morphisms of Schemes, Sections 29.28-29.30 (standard reference, not scraped)