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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Upper semicontinuity of proper fibre dimension

Statement

Assume the Axiom of Choice (AC). Let f:X→S be a proper morphism of schemes, that is, f is separated, of finite type and universally closed (Proper morphisms), and for s∈S let Xs be the scheme-theoretic fibre (Scheme-theoretic fibre), a scheme of finite type over κ(s) and hence a Noetherian topological space. Then for every integer n≥0 the set {s∈S:dim⁡Xs≥n} is closed in S, where dim⁡ is the dimension of the Noetherian space Xs and an empty fibre has dimension −∞ (Chain dimension and the empty-space convention). Equivalently, the function s↦dim⁡Xs is upper semicontinuous. No Noetherian hypothesis is imposed on S or on X; the finiteness of type is part of properness and is not a separate assumption.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

A morphism f:X→S is proper if and only if it is separated, of finite type and universally closed (Proper morphisms).

[F2]

A proper morphism is a closed map: the image of every closed subset of X is closed in S, and this persists after base change (Proper morphisms are closed).

[F3]

For f:X→S and s∈S the scheme-theoretic fibre is Xs=X×SSpec⁡κ(s), and for an affine open U=Spec⁡B⊆X mapping into an affine open V=Spec⁡A⊆S with s∈V corresponding to p∈Spec⁡A one has U×SSpec⁡κ(s)=Spec⁡(B⊗Aκ(p)), an open subscheme of Xs (Scheme-theoretic fibre).

[F4]

A morphism is locally of finite type if every point of the source has an affine open neighbourhood U=Spec⁡B mapping into an affine open V=Spec⁡A of the target with A→B of finite type; it is of finite type if in addition it is quasi-compact (Locally finite type and finite type morphisms).

[F5]

Arbitrary base change preserves morphisms of finite type (Finite type under base change and products over a field).

[F6]

For a Noetherian topological space T, dim⁡T is the supremum of the lengths of strict chains of nonempty irreducible closed subsets, and dim⁡∅=−∞ (Chain dimension and the empty-space convention).

[F7]

For a scheme Y and a point y∈Y the local dimension dim⁡yY is the infimum of the Krull dimensions of the open neighbourhoods of y; it is unchanged on passing to an open neighbourhood of y, since the open neighbourhoods contained in an open piece have the same infimum (Relative dimension of a smooth morphism at a point).

[F8]

Assume AC. Let A→B be finite type, q∈Spec⁡B over p=q∩A, and suppose the fibre Spec⁡(B⊗Aκ(p)) has local dimension n at the point corresponding to q. Then there is an open neighbourhood V of q such that for every q′∈V, with p′=q′∩A, the fibre Spec⁡(B⊗Aκ(p′)) has local dimension at most n at the point corresponding to q′ (Local fibre-dimension bound from polynomial quasi-finiteness).

[F9]

If Y is irreducible, every nonempty open subset V⊆Y is dense and irreducible. If V‾≠Y, then Y=V‾∪(Y∖V) is a union of two proper closed subsets, a contradiction. If V=A∪B with A,B proper and closed in V, then Y=A‾∪B‾ by density of V, so irreducibility forces one closure to equal Y; since that set is closed in V, it must then equal V, a contradiction. The empty space is not irreducible, by the definition of irreducibility (Irreducible topological spaces and irreducible subsets in the subspace topology).

[F10]

A field is a Noetherian ring; a finite-type algebra over a Noetherian ring is a Noetherian ring; the spectrum of a Noetherian ring is a Noetherian topological space (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, The spectrum of a Noetherian ring is a Noetherian topological space).

[F11]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1F1F4F5F10

By [F1] the morphism f is of finite type; fix s∈S. By [F5] the base change Xs→Spec⁡κ(s) is of finite type, hence quasi-compact by [F4], so Xs is covered by finitely many affine opens Spec⁡Ai with each Ai a finite-type κ(s)-algebra by [F4]; each Ai is Noetherian by [F10], hence each Spec⁡Ai is a Noetherian topological space by [F10], and a space with a finite open cover by Noetherian subspaces is Noetherian (a descending chain of closed subsets restricts to a descending chain in each chart and therefore stabilises).

1.2F3F4F7F8

For n≥0 put Un={x∈X: the fibre Xf(x) has local dimension at most n at x} and Zn=X∖Un. Then Un is open in X: indeed, by [F4] it suffices to check this on an affine chart U=Spec⁡B mapping into an affine V=Spec⁡A with A→B finite type, and for a point x∈U corresponding to q∈Spec⁡B the fibre of U→V at the corresponding p=q∩A is Spec⁡(B⊗Aκ(p)) by [F3], an open subscheme of Xf(x) with the same local dimension at x by [F7]; if this local dimension is m≤n, then clause 2 of [F8] applied with n replaced by m gives an open neighbourhood of q inside U on which the fibre local dimension is at most m≤n, so Un∩U is a union of such neighbourhoods and is open.

1.3F6F7F9

For every s∈S one has dim⁡Xs=sup⁡x∈Xsdim⁡xXs: the inequality dim⁡xXs≤dim⁡Xs holds because Xs itself is an open neighbourhood of x and dim⁡xXs is the infimum over such neighbourhoods [F7]; conversely, given a strict chain Z0⊊⋯⊊Zd of nonempty irreducible closed subsets of Xs and a point x∈Z0, every open neighbourhood W of x in Xs gives nonempty irreducible open subspaces W∩Z0⊆⋯⊆W∩Zd which are strictly increasing (if W∩Zi=W∩Zi+1, then this set is a nonempty open subset of the irreducible space Zi+1 and hence dense in it by [F9], while it is contained in the closed subset Zi⊆Zi+1, whence Zi+1=Zi, a contradiction), so dim⁡W≥d and dim⁡xXs≥d; taking the supremum over chains and using [F6] gives the reverse inequality.

2.1F6step 1.3

For every s∈S and every integer d≥0: dim⁡Xs>d if and only if there is x∈Xs with dim⁡xXs>d; this is immediate from the identification of step 1.3, the left-hand condition being the supremum of the numbers dim⁡xXs exceeding d. In particular the empty fibre, of dimension −∞ by [F6], satisfies neither condition.

3.1step 1.3step 2.1

For every d≥0 the equality {s∈S:dim⁡Xs>d}=f(Zd) holds: if dim⁡Xs>d, step 2.1 supplies x∈Xs with dim⁡xXs>d, and x∈Zd because the local dimension of Xf(x)=Xs at x exceeds d; conversely x∈Zd has f(x)=s and dim⁡Xs≥dim⁡xXs>d by step 1.3.

4.1F2F6step 1.2step 3.1

By step 1.2 the set Zd is closed in X, and f is a closed map by [F2], so f(Zd) is closed in S; by step 3.1 the set {s:dim⁡Xs>d} is closed for every d≥0, and since dim⁡Xs takes values in N∪{−∞} [F6] one has {s:dim⁡Xs≥n}={s:dim⁡Xs>n−1} for every n≥1.

5.1

For n≥1 the set {s:dim⁡Xs≥n} is closed by step 4.1, and for n=0 it equals f(X), the image of the closed set X, which is closed by [F2]; hence the set is closed for every n≥0, which is the theorem. The Axiom of Choice [F11] is used exactly through the cited local fibre-dimension lemma [F8] and the cited algebra results [F10] that carry it, and no further choice is made. [F2, F6, F10, F11, step 4.1] □

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