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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-09-30
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Local fibre-dimension bound from polynomial quasi-finiteness

Statement

Assume the Axiom of Choice (AC). Let A→B be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let q∈Spec⁡B lie over p=q∩A, and let n≥0. Suppose that the scheme-theoretic fibre Spec⁡(B⊗Aκ(p)) (Scheme-theoretic fibre) has local dimension n at the point q‾ corresponding to q (Relative dimension of a smooth morphism at a point), that is, q‾ has an open neighbourhood of dimension n and every open neighbourhood of q‾ has dimension at least n. Then:

  1. there are g∈B∖q and an A-algebra map φ ⁣:A[T1,…,Tn]→Bg that is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra);
  2. consequently there is an open neighbourhood V of q in Spec⁡B such that for every q′∈V with p′=q′∩A the scheme-theoretic fibre Spec⁡(B⊗Aκ(p′)) has local dimension at most n at the point corresponding to q′.

This is the affine-local form of the openness of the locus {x:dim⁡xXf(x)≤n} for a morphism locally of finite type, and clause 2 is the local input for upper semicontinuity of fibre dimensions. Clause 2 is a statement about the local dimension (the infimum over open neighbourhoods), not about the dimension of the fibre local ring: at the generic point of a component of a fibre the local ring has dimension 0 while the local dimension of the fibre is the dimension of that component.

Facts & Assumptions

Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.

[F1]

A finite-type map R→S is quasi-finite at a prime q when the κ(p)-algebra Sq/pSq, p=q∩R, is finite over κ(p); in the fibre form, q determines a prime of S⊗Rκ(p) whose local ring is Sq/pSq (Quasi-finiteness at a prime of a finite-type algebra).

[F2]

For a prime p of a commutative ring R the height is the Krull dimension of the local ring: ht⁡(p)=dim⁡(Rp) (The height of a prime ideal).

[F3]

ht⁡(p) is also the supremum of the lengths of strict chains of primes ending at p (Height equals local dimension).

[F4]

For a Noetherian topological space T, dim⁡T is the supremum of the lengths of strict chains of nonempty irreducible closed subsets, with dim⁡∅=−∞ (Chain dimension and the empty-space convention).

[F5]

For a scheme Y and a point y∈Y the local dimension dim⁡yY is the infimum of the Krull dimensions of the open neighbourhoods of y; for a scheme locally of finite type over a field this is the largest dimension of an irreducible component of Y containing y (Relative dimension of a smooth morphism at a point).

[F6]

For a field k and a nonzero finite-type k-algebra S there are algebraically independent elements z1,…,zd∈S with S module-finite over k[z1,…,zd] (Noether normalisation yields module finiteness over a polynomial subring).

[F7]

If R⊆S is an injective integral extension of nonzero commutative rings, then dim⁡R=dim⁡S (Injective integral extensions preserve Krull dimension).

[F8]

For a field k and n≥0, dim⁡k[x1,…,xn]=n (A polynomial ring in n variables over a field has dimension n).

[F9]

Assume AC. For a finite-type ring map R→S the set of primes at which it is quasi-finite is open in Spec⁡(S) (The quasi-finite locus of a finite-type algebra is open).

[F10]

Assume AC. Let R→S be a finite-type ring map that is quasi-finite at every prime, and let S′⊆S be the integral closure of the image of R. Then there are a finite R-subalgebra T⊆S′, module-finite over R, and finitely many g1,…,gm∈T such that U=DT(g1)∪⋯∪DT(gm) is open in Spec⁡(T), the contraction map Spec⁡(S)→Spec⁡(T) is a homeomorphism onto U, and Tgi≅Sgi for every i (A quasi-finite algebra factors openly through a finite algebra).

[F11]

Localisation does not increase Krull dimension (Localisation does not increase Krull dimension).

[F12]

If R is commutative and I⊴R with R/I nonzero, then dim⁡(R/I)≤dim⁡R, since every strict chain of primes of R/I lifts to one of R (Dimension of a quotient via chains above an ideal).

[F13]

The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).

[F14]

For a morphism Spec⁡B→Spec⁡A the fibre over p is Spec⁡(B⊗Aκ(p)). Its map to Spec⁡B identifies its underlying space with the subspace of primes contracting to p: first localise B at A∖p, then quotient by pBA∖p. The fibre need not be closed in Spec⁡B when p is not closed (Scheme-theoretic fibre).

[F15]

Let R→S be a finite-type ring map quasi-finite at the prime q∈Spec⁡(S), let R→R′ be any ring map, put S′=S⊗RR′ and let q′∈Spec⁡(S′) lie over q. Then R′→S′ is of finite type and quasi-finite at q′ (Quasi-finite local fibres transfer through quotients and intermediate rings).

[F17]

A finite-type algebra over a Noetherian ring is a Noetherian ring (Every algebra of finite type over a Noetherian ring is a Noetherian ring).

[F18]

Assume AC. The spectrum of a Noetherian commutative ring is a Noetherian topological space (The spectrum of a Noetherian ring is a Noetherian topological space).

Proof

technique · direct
1.1F4F5F6F7F8F14

Write κ=κ(p) and S‾=B⊗Aκ, a finite-type κ-algebra with a prime q‾ corresponding to q, whose spectrum has the subspace topology from Spec⁡B by [F14]; by the local-dimension convention of [F5] the point q‾ has an open neighbourhood U of dimension exactly n (the infimum of the dimensions of the open neighbourhoods is attained because these dimensions are natural numbers: the fibre is finite type over the field κ, so each of its points has an affine neighbourhood of finite dimension by [F6], [F7] and [F8]), every open neighbourhood of q‾ has dimension at least n, and since basic opens form a base for the induced topology there is g1∈B∖q with q‾∈D(g1)∩Spec⁡S‾⊆U.

2.1F4F5F14step 1.1

The set D(g1)∩Spec⁡S‾=Spec⁡(S‾g1) is an open neighbourhood of q‾, so it has dimension at least n by the convention of [F5] and at most dim⁡U=n; replacing B by Bg1 (whose fibre over p is Spec⁡S‾g1, localisation commuting with the tensor product) we may assume for the rest of the proof that the fibre S‾ has dimension exactly n.

3.1F6F7F8step 2.1

Apply Noether normalisation [F6] to the finite-type κ-algebra S‾ of dimension n: there are algebraically independent z1,…,zd∈S‾ with S‾ module-finite over κ[z1,…,zd], the extension κ[z1,…,zd]⊆S‾ is injective and integral, so dim⁡S‾=dim⁡κ[z1,…,zd]=d by [F7] and [F8], and d=n.

4.1F1F14step 3.1

By [F14], every zi∈S‾=(B/pB)A∖p can be written zi=y‾i/a‾i for yi∈B and ai∈A∖p. Put wi=a‾izi=y‾i. The scalars a‾i are nonzero in κ, so κ[w1,…,wn]=κ[z1,…,zn] and the wi are algebraically independent. Thus the map φ ⁣:A[T1,…,Tn]→B, Ti↦yi, becomes finite after tensoring with κ. It is itself of finite type because any finite list of A-algebra generators of B also generates it over A[T1,…,Tn]. If r=φ−1(q), then r∩A=p, and the fibre of φ at r is the corresponding fibre of this finite κ[T1,…,Tn]-algebra. It is finite-dimensional over κ(r), as is its localization at the point of q, so [F1] proves quasi-finiteness at q. For n=0 the lists are empty and the same argument applies.

5.1F9step 2.1step 4.1

By [F9] the quasi-finite locus of φ is open in Spec⁡B and contains q, so there is g2∈B∖q such that φ is quasi-finite at every prime of Bg2; write g2=b/g1N in the original ring localized at g1, with b∉q, and put g=g1b, still not in q. Then the induced A-algebra map φg ⁣:A[T1,…,Tn]→Bg is quasi-finite at every prime, which is assertion 1.

6.1F15step 5.1

Now let q′∈Spec⁡Bg, put p′=q′∩A, κ′=κ(p′) and S′=Bg⊗Aκ′≅Bg⊗A[T1,…,Tn]κ′[T1,…,Tn], where A[T1,…,Tn]→κ′[T1,…,Tn] extends A→κ′ and preserves the variables. Applying [F15] to the base change of φg along this polynomial-ring map shows that ψ ⁣:κ′[T1,…,Tn]→S′ is of finite type and quasi-finite at the prime corresponding to q′.

7.1F10step 6.1

Since κ′ is a field, S′ is a finite-type κ′-algebra, and ψ is quasi-finite at every prime because the prime of step 6.1 was arbitrary; applying [F10] to ψ and the prime q′′ of S′ corresponding to q′ gives a finite κ′[T1,…,Tn]-subalgebra T of the relative integral closure and an element g′′∈T, g′′∉q′′∩T, with Tg′′≅(S′)g′′, so that Sq′′′≅(Sg′′′)q′′≅(Tg′′)q′′ is a localisation of T.

8.1F7F8F11F12step 7.1

Let R′′⊆T be the image of κ′[T1,…,Tn]; the extension R′′⊆T is injective and integral, so dim⁡T=dim⁡R′′ by [F7], while R′′ is a quotient of the polynomial ring κ′[T1,…,Tn], so dim⁡R′′≤dim⁡κ′[T1,…,Tn]=n by [F12] and [F8]; hence dim⁡T≤n and dim⁡Sq′′′≤dim⁡T≤n by [F11], a localisation of T not increasing dimension.

9.1F2F3step 8.1

Every strict chain of primes of S′ ends at some prime, and a chain ending at a prime r has length at most ht⁡(r)=dim⁡(Sr′)≤n by [F2] and [F3]; taking the supremum over chains gives dim⁡S′≤n.

10.1F5F16F17F18step 9.1

The ring S′ is finite type over the field κ′, hence Noetherian by [F16] and [F17], so Spec⁡S′ is a Noetherian topological space by [F18] and its local dimension at the point corresponding to q′ is the infimum of the dimensions of the open neighbourhoods of that point [F5]; the whole space Spec⁡S′ is one of these neighbourhoods, so that local dimension is at most dim⁡S′≤n.

11.1

For q′∈D(g) the fibre of Spec⁡B→Spec⁡A over p′ is Spec⁡(B⊗Aκ(p′)) by [F14], and the fibre of Spec⁡Bg over p′ is its open subscheme D(g) with the same local dimension at q′, because Spec⁡(Bg⊗Aκ(p′)) is the open subscheme D(g)∩Spec⁡(B⊗Aκ(p′)) of the fibre and the local dimension at a point is unchanged on passing to an open neighbourhood (open neighbourhoods inside the open piece give the same infimum [F5]); by step 10.1 this local dimension is at most n, and since D(g) is an open neighbourhood of q in Spec⁡B, assertion 2 holds with V=D(g). The Axiom of Choice [F13] licenses the cited results, in particular [F7], [F9], [F10] and [F18]; the proof makes finitely many choices of preimages and localising elements. [F4, F5, F13, F14, step 5.1, step 10.1] □

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