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Local fibre-dimension bound from polynomial quasi-finiteness
Statement
Assume the Axiom of Choice (AC). Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let lie over , and let . Suppose that the scheme-theoretic fibre (Scheme-theoretic fibre) has local dimension at the point corresponding to (Relative dimension of a smooth morphism at a point), that is, has an open neighbourhood of dimension and every open neighbourhood of has dimension at least . Then:
- there are and an -algebra map that is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra);
- consequently there is an open neighbourhood of in such that for every with the scheme-theoretic fibre has local dimension at most at the point corresponding to .
This is the affine-local form of the openness of the locus for a morphism locally of finite type, and clause 2 is the local input for upper semicontinuity of fibre dimensions. Clause 2 is a statement about the local dimension (the infimum over open neighbourhoods), not about the dimension of the fibre local ring: at the generic point of a component of a fibre the local ring has dimension while the local dimension of the fibre is the dimension of that component.
Facts & Assumptions
Given: The data and hypotheses displayed in the Statement, with the conventions fixed there.
A finite-type map is quasi-finite at a prime when the -algebra , , is finite over ; in the fibre form, determines a prime of whose local ring is (Quasi-finiteness at a prime of a finite-type algebra).
For a prime of a commutative ring the height is the Krull dimension of the local ring: (The height of a prime ideal).
is also the supremum of the lengths of strict chains of primes ending at (Height equals local dimension).
For a Noetherian topological space , is the supremum of the lengths of strict chains of nonempty irreducible closed subsets, with (Chain dimension and the empty-space convention).
For a scheme and a point the local dimension is the infimum of the Krull dimensions of the open neighbourhoods of ; for a scheme locally of finite type over a field this is the largest dimension of an irreducible component of containing (Relative dimension of a smooth morphism at a point).
For a field and a nonzero finite-type -algebra there are algebraically independent elements with module-finite over (Noether normalisation yields module finiteness over a polynomial subring).
If is an injective integral extension of nonzero commutative rings, then (Injective integral extensions preserve Krull dimension).
For a field and , (A polynomial ring in n variables over a field has dimension n).
Assume AC. For a finite-type ring map the set of primes at which it is quasi-finite is open in (The quasi-finite locus of a finite-type algebra is open).
Assume AC. Let be a finite-type ring map that is quasi-finite at every prime, and let be the integral closure of the image of . Then there are a finite -subalgebra , module-finite over , and finitely many such that is open in , the contraction map is a homeomorphism onto , and for every (A quasi-finite algebra factors openly through a finite algebra).
Localisation does not increase Krull dimension (Localisation does not increase Krull dimension).
If is commutative and with nonzero, then , since every strict chain of primes of lifts to one of (Dimension of a quotient via chains above an ideal).
The Axiom of Choice states that every family of nonempty sets has a choice function (The Axiom of Choice).
For a morphism the fibre over is . Its map to identifies its underlying space with the subspace of primes contracting to : first localise at , then quotient by . The fibre need not be closed in when is not closed (Scheme-theoretic fibre).
Let be a finite-type ring map quasi-finite at the prime , let be any ring map, put and let lie over . Then is of finite type and quasi-finite at (Quasi-finite local fibres transfer through quotients and intermediate rings).
A field is a Noetherian ring (A field has only the zero ideal and itself, hence is Noetherian).
A finite-type algebra over a Noetherian ring is a Noetherian ring (Every algebra of finite type over a Noetherian ring is a Noetherian ring).
Assume AC. The spectrum of a Noetherian commutative ring is a Noetherian topological space (The spectrum of a Noetherian ring is a Noetherian topological space).
Proof
Write and , a finite-type -algebra with a prime corresponding to , whose spectrum has the subspace topology from by [F14]; by the local-dimension convention of [F5] the point has an open neighbourhood of dimension exactly (the infimum of the dimensions of the open neighbourhoods is attained because these dimensions are natural numbers: the fibre is finite type over the field , so each of its points has an affine neighbourhood of finite dimension by [F6], [F7] and [F8]), every open neighbourhood of has dimension at least , and since basic opens form a base for the induced topology there is with .
The set is an open neighbourhood of , so it has dimension at least by the convention of [F5] and at most ; replacing by (whose fibre over is , localisation commuting with the tensor product) we may assume for the rest of the proof that the fibre has dimension exactly .
Apply Noether normalisation [F6] to the finite-type -algebra of dimension : there are algebraically independent with module-finite over , the extension is injective and integral, so by [F7] and [F8], and .
By [F14], every can be written for and . Put . The scalars are nonzero in , so and the are algebraically independent. Thus the map , , becomes finite after tensoring with . It is itself of finite type because any finite list of -algebra generators of also generates it over . If , then , and the fibre of at is the corresponding fibre of this finite -algebra. It is finite-dimensional over , as is its localization at the point of , so [F1] proves quasi-finiteness at . For the lists are empty and the same argument applies.
By [F9] the quasi-finite locus of is open in and contains , so there is such that is quasi-finite at every prime of ; write in the original ring localized at , with , and put , still not in . Then the induced -algebra map is quasi-finite at every prime, which is assertion 1.
Now let , put , and , where extends and preserves the variables. Applying [F15] to the base change of along this polynomial-ring map shows that is of finite type and quasi-finite at the prime corresponding to .
Since is a field, is a finite-type -algebra, and is quasi-finite at every prime because the prime of step 6.1 was arbitrary; applying [F10] to and the prime of corresponding to gives a finite -subalgebra of the relative integral closure and an element , , with , so that is a localisation of .
Let be the image of ; the extension is injective and integral, so by [F7], while is a quotient of the polynomial ring , so by [F12] and [F8]; hence and by [F11], a localisation of not increasing dimension.
Every strict chain of primes of ends at some prime, and a chain ending at a prime has length at most by [F2] and [F3]; taking the supremum over chains gives .
The ring is finite type over the field , hence Noetherian by [F16] and [F17], so is a Noetherian topological space by [F18] and its local dimension at the point corresponding to is the infimum of the dimensions of the open neighbourhoods of that point [F5]; the whole space is one of these neighbourhoods, so that local dimension is at most .
For the fibre of over is by [F14], and the fibre of over is its open subscheme with the same local dimension at , because is the open subscheme of the fibre and the local dimension at a point is unchanged on passing to an open neighbourhood (open neighbourhoods inside the open piece give the same infimum [F5]); by step 10.1 this local dimension is at most , and since is an open neighbourhood of in , assertion 2 holds with . The Axiom of Choice [F13] licenses the cited results, in particular [F7], [F9], [F10] and [F18]; the proof makes finitely many choices of preimages and localising elements. [F4, F5, F13, F14, step 5.1, step 10.1]
Depends on
- The Axiom of Choice
- Scheme-theoretic fibre
- Relative dimension of a smooth morphism at a point
- Quasi-finiteness at a prime of a finite-type algebra
- The height of a prime ideal
- Height equals local dimension
- Chain dimension and the empty-space convention
- Noether normalisation yields module finiteness over a polynomial subring
- Injective integral extensions preserve Krull dimension
- A polynomial ring in n variables over a field has dimension n
- The quasi-finite locus of a finite-type algebra is open
- A quasi-finite algebra factors openly through a finite algebra
- Localisation does not increase Krull dimension
- Dimension of a quotient via chains above an ideal
- Quasi-finite local fibres transfer through quotients and intermediate rings
- A field has only the zero ideal and itself, hence is Noetherian
- Every algebra of finite type over a Noetherian ring is a Noetherian ring
- The spectrum of a Noetherian ring is a Noetherian topological space
- Subalgebra generated by a subset, algebras of finite type, and module-finite algebras
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Sources
- The Stacks Project, Commutative Algebra, Lemmas 10.125.1-10.125.6 (tags 00QD-00QH) (standard reference, not scraped)
- The Stacks Project, Morphisms of Schemes, Section 29.29 (tag 02FW) (standard reference, not scraped)