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The fixed-particle density-matrix domain is nonempty and compact
Statement
For an integer and a real , put This agrees with the domain of Fixed-particle finite-temperature density-matrix free energy when is an integer. Then is a nonempty compact subset of .
Facts & Assumptions
Given: An integer , a real , the displayed domain , and the Frobenius topology on the Hermitian matrices.
For integer , Fixed-particle finite-temperature density-matrix free energy defines by the constraints , , and . For real , the displayed formula in the Statement defines the same notation locally.
A Hermitian matrix has an orthonormal eigenbasis (Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely).
A subset of finite-dimensional real coordinate space is compact exactly when it is closed and bounded; no choice principle is used (Heine-Borel in : with the Euclidean metric a subset of is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).
Proof
The matrix has eigenvalues and trace , so [F1] gives . Thus the domain is nonempty.
The conditions , , , and define a closed subset of the real coordinates of : the first and last are continuous equalities, while positive semidefiniteness is closed because it is the intersection of the closed inequalities over all fixed vectors .
If are the eigenvalues of , then . Thus is bounded.
The real vector space has dimension and is isomorphic to by its real diagonal entries and real and imaginary off-diagonal coordinates. Closedness from step 1.2 and boundedness from step 1.3 give compactness by [F3].
Depends on
- Fixed-particle finite-temperature density-matrix free energy
- Complex spectral theorem: a normal endomorphism of a finite-dimensional complex inner product space has an orthonormal eigenbasis, and conversely
- Heine-Borel in $\mathbb{R}^n$: with the Euclidean metric a subset of $\mathbb{R}^n$ is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line
- Rectangular matrix multiplication and the identity matrix $I_n$, including zero-sized shapes
- The trace $\operatorname{tr}(A)$ as the sum of the diagonal entries
- The Frobenius norm $\lVert A\rVert_F=(\sum_{i,j}|a_{ij}|^2)^{1/2}$ on real or complex matrices
Used by
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Sources
- Daniel Arovas, Thermodynamics and Statistical Mechanics, §7.4 Variational Density Matrix Method, UC San Diego / Physics LibreTexts (standard reference, not scraped)