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A flat transverse drift realizes the period-annulus frontier as an omega-limit set

Statement

Let X be a C1 planar vector field on an open neighborhood of a compact disk D, and let Ψ:S1×(0,1)→A⊆int⁡D be a given C2 leaf product as supplied by A C² first-integral period annulus has a C² leaf product, with X=a(s,θ)∂θ and a positive C1 coefficient a. Assume the periodic curves Cs=Ψ(S1×{s}) bound nested Jordan domains Ds and that Γ=∂⋃0<s<1int⁡(Ds) is compact. Then there is a C1 vector field Y on a neighborhood of D that equals X on Γ and off an outer subannulus and has a positive orbit y with ωY+(y)=Γ. The construction uses no choice principle.

Facts & Assumptions

Given: A C1 planar field X near a compact disk D, a C2 leaf product Ψ:S1×(0,1)→A⊆int⁡D with X=a(s,θ)∂θ and a>0 of class C1, nested Jordan domains Ds bounded by Cs=Ψ(S1×{s}), and the compact frontier Γ=∂⋃0<s<1int⁡(Ds).

[F1]

The product Ψ is a C2 diffeomorphism onto A with C2 inverse, and W:=Ψ∗∂s is a C1 field on A transverse to X (A C² first-integral period annulus has a C² leaf product).

[F2]

Closed and bounded subsets of R2 are compact; a nested decreasing family of nonempty compact subsets has nonempty intersection; a continuous real function on a nonempty compact set attains its maximum and minimum (Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).

[F3]

A C1 Euclidean field has a unique maximal flow that is jointly C1, each regular point has a C1 flow box, and a trajectory remaining in a compact subset of the domain has no finite maximal endpoint (C¹ Euclidean maximal flows, variational dependence and the finite C² upgrade).

Proof

technique · direct
1.1givenF1F2

Set Ωs=int⁡Ds and Ω=⋃0<s<1Ωs, so that Γ=∂Ω; strict nesting gives cl⁡Ωs⊆Ωt and Cs⊆Ωt for s<t, and the sets Tr=cl⁡⋃s≥rCs are nonempty compact subsets of D decreasing in r, so their tail intersection K∞ lies in cl⁡Ω, meets no Ωt because a ball about a point of Ωt is avoided by all Cs with s>t, and therefore lies in Γ; if arbitrarily late Cs had points at distance at least ϵ from Γ the nested compact sets Tr∩{dist⁡(⋅,Γ)≥ϵ} would have a common point, so sup⁡x∈Csdist⁡(x,Γ)→0 by [F2], while conversely for fixed p∈Γ and ϵ>0 a point x∈Ω∩Bϵ/2(p) and an index t with x∈Ωt force every Cs with s>t to meet the segment from x to p, and a finite cover of the compact Γ by such balls makes Γ everywhere within ϵ of Cs; hence Cs→Γ in Hausdorff distance and Γ⊆cl⁡A.

2.1step 1.1F1F2

Fix s1∈(0,1) and set m(s)=min⁡θa(s,θ)>0, L(s)=max⁡θ∥∂sΨ(s,θ)∥ and q(s)=min⁡{(1−s)2,(1−s)2m(s)/(1+L(s))}, which are continuous and positive on compact subintervals; with τ(s)=log⁡((1−s1)/(1−s)) and the explicit bump η(t)=e−1/(1−t2) for ∣t∣<1 and η=0 otherwise, the functions ρn(s)=η(τ(s)−n−12)/∑j≥0η(τ(s)−j−12) form a smooth locally finite partition of [s1,1) with positive sum, uniformly finite overlap, compact supports in (0,1) and active indices tending to infinity as s→1; for each support the compact set Bn=Ψ(S1×supp⁡ρn) is disjoint from Γ with positive distance dn, while qn=min⁡supp⁡ρnq>0 and Mn=1+sup⁡Bn(∣ρnW∣+∥D(ρnW)∥)<∞ are attained finite extrema of continuous functions on nonempty compacta by [F2], so these are uniquely specified real numbers and no sequence of witnesses is selected.

3.1step 2.1F2

With cn=2−n−1min⁡(qn,dn/Mn) and b0=∑n≥0cnρn one has b0>0 and b0≤q, while the fields Vn=cnρnW satisfy ∣Vn(z)∣≤2−n−1dist⁡(z,Γ) and ∥DVn(z)∥≤2−n−1dn on Bn and vanish elsewhere, because cnMn≤2−n−1dn and points of Bn have distance to Γ at least dn; near Γ only indices n≥N contribute for N arbitrarily large, so V=b0W satisfies ∣V(z)∣≤2−Ndist⁡(z,Γ) and ∥DV(z)∥≤2−Nsup⁡n≥Ndn, giving V=o(dist⁡(z,Γ)) and DV→0 at Γ; therefore the extension of V by zero across Γ is C1 with zero derivative there, and multiplying b0 by one fixed smooth cutoff flat at s1, positive for s>s1 and equal to one near 1, produces a C1 function b with 0≤b≤q that extends the drift by zero across the inner edge.

4.1step 3.1F1

Define Y=X+b(s)W on the outer subannulus {s>s1} and Y=X elsewhere on a neighborhood of D; since b is a C1 function of the C2 leaf coordinate s and W is C1, the field Y is C1, agrees with X off the outer subannulus and on Γ, and in product coordinates reads Y=a(s,θ)∂θ+b(s)∂s with a>0 and b≥0, so no new zero is created in the drift region.

5.1step 4.1F1F3

Let y be the maximal Y-trajectory starting at Ψ(0,s0) with s1<s0<1: along it s˙=b(s) and θ˙=a(s,θ), so s increases strictly, ds/dθ≤(1−s)2/(1+L(s)), and ∫s2sdu/b(u)≥∫s2sdu/(1−u)2→∞ as s→1, so s tends to 1 only at infinite time with θ(s)−θ(s2)≥∫s2s(1+L(u))/(1−u)2 du→∞; during each full phase turn starting at parameter sk the parameter increases by at most one fixed normalization constant times (1−sk)2, and ∫sksL(u) du=∫L(s(θ))(ds/dθ) dθ≤(1−sk)2 up to the same constant, so the corresponding fixed-phase ambient displacement from the leaf Csk is bounded by that integral and every complete turn stays uniformly within that distance of the whole reference circle, while every phase is visited during the turn; as k→∞ the leaves Csk converge to Γ in Hausdorff distance by step 1.1, so every point of Γ is a limit of the orbit and the orbit tail approaches Γ, giving ωY+(y)=Γ; the orbit remains in the compact set cl⁡Ω, never meets Γ because Cs∩Γ=∅ for all s<1, and is defined for all positive times by [F3].

6.1step 5.1∎

Consequently Y is a C1 field on a neighborhood of D that equals X on Γ and off the outer subannulus and has the positive orbit y with ωY+(y)=Γ; every selection in the construction was an explicit band function or a uniquely determined extremum of a continuous function on a compact set, so no choice principle is used.

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