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The framing obstruction lives in the normal bundle of the surgery sphere

Statement

Assume AC (The Axiom of Choice), as required by the characteristic-class suppliers below. Let M be a smooth m-manifold, let S⊆int⁡M be an embedded p-sphere with 0≤p≤m−1, q=m−p, and let ν be its normal bundle in M. Then:

(i) S occurs as the underlying sphere of a framed embedded surgery sphere if and only if ν is trivial: a trivialization of ν yields a product neighbourhood by the tubular neighbourhood theorem, and conversely the product structure of a framed embedded sphere trivializes ν;

(ii) for q=1 the normal bundle is a line bundle and is trivial if and only if w1(ν)=0; hence a hypersphere with nontrivial normal line bundle admits no framing;

(iii) for a class z∈πp(M) with M connected and p≥1, the following two representation statements are equivalent: (a) z is represented by a framed embedded surgery sphere; (b) z is represented by an embedded p-sphere whose normal bundle is trivial. When M is closed, in the below-middle range p≤q−2, a datum of type (a) is exactly what makes the p-surgery kill the class: z lies in the kernel of πp(M)→πp(Mφ). The page's construction takes a datum of type (a) as its input; consequently a class z for which every embedded representative has nontrivial normal bundle is not treated by the construction, and the converse implication from killability to (a) is not claimed here;

(iv) nonzero characteristic classes obstruct triviality of ν: a framing provides nowhere-zero sections, so the Euler class of ν vanishes when ν is oriented, and all positive-degree Stiefel-Whitney classes of ν vanish when ν is trivial. Vanishing of these classes is necessary for triviality and is not claimed here to suffice.

Facts & Assumptions

Given: the smooth m-manifold M, an embedded p-sphere S⊆int⁡M with 0≤p≤m−1 and q=m−p, and its normal bundle ν in M.

[F1]

Normal and conormal bundles of an embedded submanifold: the normal bundle of S in M is the fibrewise quotient ν(S)=∐p∈STpM/TpS, with the smooth vector bundle structure of the tubular neighbourhood interface; a trivialization of ν is an isomorphism ν≅S×Rq over S.

[F2]

The tubular neighbourhood theorem in a smooth ambient manifold: for a closed smooth embedded submanifold S↪M there are an open neighbourhood Ω⊆ν(S) of the zero section in the quotient normal bundle and a diffeomorphism Φ:Ω→U onto an open neighbourhood U of S in M with Φ(0p)=i(p) (Tubular neighbourhoods of embedded submanifolds).

[F3]

Framed embedded surgery sphere: a framed embedded surgery sphere is an embedding φ:Sp×Dq↪M with image in the interior whose restriction to the disk factor exhibits a trivialization of the normal bundle of the underlying sphere; the framing is part of the data.

[F4]

The first Stiefel–Whitney class classifies orientability: for a numerable real bundle E of rank n≥0 over an admissible base, w1(E)=0 if and only if E is orientable, equivalently its structure group reduces to SO⁡(n); real line bundles over such a base are classified by w1.

[F5]

A vector bundle is trivial if and only if it has a global frame: a smooth rank-r vector bundle is trivial if and only if it has a global frame (Bundle maps, sections, subbundles, and isomorphisms).

[F6]

A nowhere-zero section forces the Euler class to vanish: if an oriented vector bundle admits a nowhere-zero section then its Euler class vanishes.

[F7]

Naturality of Stiefel–Whitney classes: the Stiefel-Whitney classes are natural under pullback of bundles along continuous maps; a trivial bundle is the pullback of a bundle over a point along the constant map, and the positive degree classes of a bundle over a point vanish.

[F8]

p-surgery kills the represented pi-p class below the middle dimension: for a closed connected smooth m-manifold M, a framed embedded surgery sphere φ whose underlying sphere represents z∈πp(M), and p≤q−2, the class z lies in the kernel of πp(M)→πp(Mφ).

Proof

Given: the objects and hypotheses of the statement.

1.1F1F2F3givenconstruct

Suppose ν is trivial and fix a smooth trivialization ν≅S×Rq. Apply [F2] in int⁡M; the compact sphere S is closed there. The open tube domain contains the zero section, so finitely many product neighbourhoods give a common radius r>0 with S×Drq inside it. Restrict the tube to this closed disk bundle and rescale to obtain an embedding S×Dq↪int⁡M. Its differential in the normal directions induces a framing (not necessarily the initially chosen trivialization, since [F2] specifies only its zero-section restriction). Thus S is the underlying sphere of a framed embedded surgery sphere.

2.1F1F3givenalgebra

Conversely, the differential of φ at (x,0) identifies TxSp⊕Rq with Tφ0(x)M, and identifies the first summand with the tangent space of S. Passing to the quotient identifies the second summand smoothly with νx, giving a trivialization S×Rq≅ν. Together with step 1.1 this proves (i), and applied to each embedded representative gives the equivalence of (a) and (b) in (iii).

3.1F3F4step 2.1

For q=1 the normal bundle ν is a real line bundle over S, and SO(1) is the trivial group, so orientability of ν means that its structure group reduces to the trivial group, i.e. that ν is trivial. By [F4] orientability is equivalent to w1(ν)=0, so ν is trivial exactly when w1(ν)=0, and by step 2.1 such a sphere admits no framing otherwise. This proves (ii).

3.2F3F8step 2.1

In the below-middle range p≤q−2, assume additionally that M is closed, and let z∈πp(M) be represented by a framed embedded surgery sphere φ as in (a). Then the hypothesis of [F8] is satisfied, and z lies in the kernel of πp(M)→πp(Mφ): the datum of type (a) is what the construction uses to kill the class. A class whose embedded representatives all have nontrivial normal bundle has no representative of type (b) by step 2.1, hence none of type (a), so the construction does not apply to it; the converse implication is not claimed here. This proves (iii).

4.1F5F6F7step 1.1∎

A framing of ν is a trivialization, hence an isomorphism ν≅S×Rq. Under this isomorphism the bundle carries q everywhere linearly independent sections, in particular a nowhere-zero section, so if ν is oriented its Euler class vanishes by [F6], and all positive degree Stiefel-Whitney classes vanish by naturality [F7] because the trivial bundle is pulled back from a point. Therefore a nonzero Euler class, or a nonzero positive-degree Stiefel-Whitney class, of ν obstructs a framing; this is the line-bundle statement of (ii) in the case q=1. Vanishing of all these classes is necessary and is not claimed to be sufficient. This proves (iv).

Depends on

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Sources