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Generic complex algebraic Whitney regularity
Statement
Assume AC. Let be disjoint irreducible smooth locally closed complex algebraic varieties with and . There is a proper closed algebraic subset such that satisfies Whitney (a) and (b) at every point of . Finite prescribed incident upper strata can be treated with one common exceptional subset by taking a finite union. The same result holds in the affine charts of a quasi-projective algebraic ambient manifold.
Facts & Assumptions
Given: AC, smooth irreducible disjoint locally closed with and .
Whitney (a) and (b) for an incident pair are the conditions of Finite complex algebraic Whitney stratification and control data: limits of tangent planes and of real secant lines through points of the lower stratum are compared inside a complex tangent plane, and both conditions are required.
A dominant morphism between irreducible classical varieties has nonempty fibres of pure dimension over a dense open subset of the target (Fibres have pure expected dimension over a dense open).
A point of a positive-dimensional irreducible complex variety can be reached by a normalized holomorphic arc whose punctured part lies in any prescribed nonempty Zariski open subset (Complex algebraic boundary points admit normalized curve arcs).
Closed algebraic subsets of a classical variety have finitely many irreducible components, and every proper closed subvariety of an irreducible variety has strictly smaller dimension; a finite union of closed subsets has dimension the maximum of the dimensions of its components (Classical varieties have finite irreducible decompositions, Nonempty opens preserve irreducible dimension).
For the tangent space at a -point is the kernel of the Jacobian of any finite generating list of (The Jacobian kernel computes the tangent space); Grassmannian matrix charts and their transition maps are algebraic regular maps (Standard affine charts on the Grassmannian). A smooth complex algebraic variety is locally standard smooth, so it admits near each point a standard smooth presentation with whose defining equations have an invertible Jacobian minor and the holomorphic implicit function theorem exhibits the variety as a holomorphic graph over its tangent coordinates (Standard smooth presentations and locally standard smooth maps, The holomorphic implicit function theorem, Regular equals smooth over a perfect field); consequently the algebraic tangent plane of that graph is also the analytic tangent space, and the derivative of any holomorphic arc lying in the variety lies in it.
Products of irreducible classical varieties over are irreducible. For affine factors , let be two nonempty principal opens of . Choose where is nonzero and where is nonzero. The nonempty opens and of meet at some . Then and meet in , giving a point of . Principal opens form a basis on the affine product, so it is irreducible. Product affine charts cover the general product; their overlaps are nonempty opens, hence dense in each chart, and the same intersection argument proves irreducibility globally. Also and are irreducible: their standard affine charts are irreducible affine spaces with nonempty open overlaps, so any two nonempty opens meet by passing through an overlap (Classical algebraic prevarieties, regular maps, and varieties, Standard affine charts on the Grassmannian).
AC is inherited from the fiber-dimension, curve-arc and Jacobian suppliers (The Axiom of Choice).
Proof
Put and let be the graph of the map from to ; it is algebraic by [F5], because on chart domains the tangent plane is the kernel of the Jacobian matrix of local equations, whose basis entries are regular ratios on each fixed nonzero-minor chart and the secant coordinates are regular since . Let be the reduced closure of in . The graph is isomorphic to , hence irreducible by [F6], and , , and are irreducible; the ambient product is therefore irreducible by [F6], and its closed subset , the closure of the irreducible , is irreducible as well. Let , a proper closed subset, and let be the projection; it is dominant because it is onto on .
Apply [F2] to to obtain a dense open subset of over which the fibres are nonempty and pure of dimension . This number is positive, because each fibre contains of dimension . Each irreducible component of the proper closed subset has by [F4]; if is dominant, [F2] gives a further dense open of over which its fibres have pure dimension , and if it is not dominant we remove its image closure. Intersecting the finitely many dense opens leaves a dense open on which is pure -dimensional while has dimension at most ; hence no irreducible component of is contained in , and for every component of the set is a nonempty dense open subset of the irreducible .
Fix and an incidence point with . Let be an irreducible component of containing and let be the holomorphic arc supplied by [F3] for the variety , the nonempty Zariski open and the point . Since maps into and , its second coordinate is the constant ; write with and for . Then and for , so for . Choosing a projective chart containing , the normalized representative of the arc is holomorphic, and since is not identically zero some coordinate has finite positive vanishing order; with the minimum of these orders, with holomorphic and , and .
Let be a complex covector annihilating the complex plane . In a Grassmannian matrix chart around write as the graph of a holomorphic matrix with , possible for small because ; every annihilator of the graph of has the form for , and can be chosen with because annihilates . The resulting is holomorphic and annihilates each . Since for , its derivative lies in by [F5], so for . Differentiating gives , and dividing by and letting yields , hence . Every annihilator of therefore kills , so and the limiting complex secant line lies in .
Now let and be sequences converging to the same point , with tangent planes converging to a plane and real secant lines through converging to a real line . After choosing their signs, the secant directions normalized to unit vectors converge to a unit vector spanning , and the complex projective points converge to , the complex line spanned by ; moreover converges to because is closed. Applying steps 3.1 and 4.1 to this incidence point shows that its limiting complex secant line lies in , so and . This is Whitney (b) at in the full moving-point form.
For Whitney (a) at , let converge to with tangent planes converging to , and let be a nonzero real tangent vector (the zero vector already belongs to ). In a holomorphic chart of the smooth manifold near choose points of the form with , and , for instance and a straight segment in the chart. Then for large , and the secant directions from to converge to the real line spanned by . Since the tangent planes , Whitney (b) from step 5.1 places that real line in , so . Every real tangent vector of arises in this way, so , proving Whitney (a).
Set ; it is a proper closed algebraic subset by step 2.1, and steps 5.1 and 6.1 show that satisfies (a) and (b) at every point of . For finitely many prescribed incident upper strata over the same irreducible , apply the construction to each and take the union of the finitely many proper closed exceptional sets; since is irreducible, that finite union is still proper, by [F4]. For a quasi-projective ambient manifold, use the finitely many affine ambient charts that meet ; their intersections with the irreducible are nonempty opens. Inside each chart apply the affine result to every pair of irreducible components of with and , and for each point of an irreducible component of one of these pairs accounts for every sequence in converging to it after passing to a subsequence in a component. Each chart exceptional set is closed in and has smaller dimension than , so its closure in is proper by [F4]. The union of these finitely many closures and the proper closed complements is still proper because is irreducible. Outside this union every chart argument applies, giving the required closed .
Remarks
- The decisive passage is step 4.1: differentiability of an arbitrary radial curve alone does not prove Whitney (b), because the limiting tangent plane must be recovered from generic fibre purity of the full moving-secant incidence closure. The cited Whitney article identifies the established theorem; the proof above is the local algebraic construction, and the fixed-lower-point arc is supplied by Complex algebraic boundary points admit normalized curve arcs.
Depends on
- Standard smooth presentations and locally standard smooth maps
- The Axiom of Choice
- Classical algebraic prevarieties, regular maps, and varieties
- Finite complex algebraic Whitney stratification and control data
- Classical varieties have finite irreducible decompositions
- Complex algebraic boundary points admit normalized curve arcs
- Nonempty opens preserve irreducible dimension
- Standard affine charts on the Grassmannian
- Fibres have pure expected dimension over a dense open
- The holomorphic implicit function theorem
- Regular equals smooth over a perfect field
- The Jacobian kernel computes the tangent space
Used by
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Sources
- Hassler Whitney, Tangents to an analytic variety, Annals of Mathematics 81 (1965), 496-549 (standard reference, not scraped)