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Entire rigidity under Gaussian growth and real-axis decay
Statement
Let , and let be entire. Suppose there are with Then: (i) if , ; (ii) if , for every . All constants are absorbed into the two bounds; no further hypothesis on is imposed.
Facts & Assumptions
Given: Reals , , an entire , constants satisfying the two displayed bounds, and .
The complex exponential is entire with , satisfies , and (The complex exponential is entire and its complex derivative is itself, , and the complex exponential extends the real exponential, , , and ).
Sums, scalar multiples and products of complex differentiable functions are complex differentiable with the usual rules, and a composition of complex differentiable maps is complex differentiable (Linearity, product, reciprocal, and quotient rules for complex derivatives, The chain rule for complex derivatives); holomorphy on all of means entire (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).
On the slit plane the principal logarithm is holomorphic, and for the principal power is holomorphic on (Complex logarithms, the principal logarithm, and principal and multivalued complex powers, The principal logarithm is the normalised holomorphic branch on the slit plane); for real one has , and , , is continuous (Real powers for positive bases, with the zero-base positive-exponent convention, Continuity and derivatives of positive-base real powers).
Every bounded entire function is constant (Liouville's theorem: every bounded entire function is constant).
Maximum modulus principle with boundary and infinity control: if is a domain, is holomorphic on and is such that for every every boundary point of has a neighbourhood with on , while outside some large circle inside , then on (Maximum modulus principle with boundary and infinity control).
Every has a polar form with and (Every nonzero complex number has a unique polar form with and ); the Cartesian field laws ( is a field, every element is uniquely , and every nonzero element has inverse ) and [F1] give the identities , and ; by [F1] these give for real .
Proof
To prove the asserted cases (i) and (ii), it suffices to treat ; assume throughout the proof. This makes the real-axis bound for the critical function uniform on the two anchor rays used in the sector argument.
The critical function. Put . The map is a polynomial, hence complex differentiable everywhere, and composing it with the entire exponential and multiplying by the entire shows that is entire ([F1, F2]). For real and , using and the two hypotheses, and, since , In particular .
Sector data. Fix and any with ; equivalently . Fix also small enough that , and put defining two auxiliary functions on the sectors and , both contained in the slit plane of [F3]: with on and on . Since is holomorphic on and exponentials and polynomials are entire, and are holomorphic on each sector, and so is ([F1, F2, F3]). For in the closure of either sector, and because for on and for on . Also with the sign making on the sector.
Boundary bounds. On the far ray of one has and, by [F6], , so steps 1.1 and 1.2 give by the choice of . On the far ray of one has and as well, so the same computation gives there. On the anchor rays and the identity [F6] gives , and the display of step 1.2 gives ; hence there, and at one has .
Boundedness on the sectors. In the closure of either sector, steps 1.1 and 1.2 give because and on the compact angular interval; this is the control at infinity. Step 2.1 gives on the boundary rays, and is continuous on the closed sector (the principal power extends continuously from to the closure of each sector, and is a finite product of continuous functions), so every boundary point has a neighbourhood with on intersected with the sector. The maximum modulus principle [F5], applied to the domains and , therefore gives on both sectors.
Removing the auxiliary and the sector truncation. Fix . The perturbation tends to pointwise as along any sequence with , so step 3.1 gives on each sector for every admissible . Since was arbitrary in that interval and the sectors with larger contain those with smaller , while does not depend on , taking yields for every with and for every with . Letting now along any sequence, at each fixed by [F1] (the exponent ), so
The lower half-plane. The function is entire ([F2]) and satisfies the same three estimates as in step 1.1, since the bounds , and the growth estimate only involve absolute values and . Applying steps 1.1–4.1 to gives for , that is, for .
Conclusion of the critical case and of (i). By steps 4.1 and 5.1 the entire function satisfies off the coordinate axes, while on the axes step 1.1 gives and directly. Hence is a bounded entire function, so is constant by [F4]; the constant is . Therefore, whenever , If then , so the display applies; evaluating at real gives , that is, for every real , and letting forces and hence . If then the display is assertion (ii).
Depends on
- $\exp(x+iy)=e^x(\cos y+i\sin y)$, $|\exp(x+iy)|=e^x$, and $e^{i\pi}+1=0$
- The principal logarithm is the normalised holomorphic branch on the slit plane
- Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions
- Complex logarithms, the principal logarithm, and principal and multivalued complex powers
- Real powers for positive bases, with the zero-base positive-exponent convention
- Linearity, product, reciprocal, and quotient rules for complex derivatives
- The chain rule for complex derivatives
- $\exp(z+w)=\exp z\,\exp w$, and the complex exponential extends the real exponential
- The complex exponential is entire and its complex derivative is itself
- $\mathbb C=\mathbb R[x]/(x^2+1)$ is a field, every element is uniquely $a+bi$, and every nonzero element has inverse $(a-bi)/(a^2+b^2)$
- Every nonzero complex number has a unique polar form $r(\cos\theta+i\sin\theta)$ with $r>0$ and $-\pi<\theta\le\pi$
- Liouville's theorem: every bounded entire function is constant
- Maximum modulus principle with boundary and infinity control
- Continuity and derivatives of positive-base real powers
Used by
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Sources
- Terence Tao, Hardy's uncertainty principle (blog post, 18 February 2009) (standard reference, not scraped)
- Mathilda Lindell, The Phragmén–Lindelöf Principle and Its Applications (Lund University bachelor's thesis 2025:K15) (standard reference, not scraped)
- Calder Sheagren, Uncertainty Principles with Fourier Analysis (University of Chicago REU 2017, author PDF) (standard reference, not scraped)