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Entire rigidity under Gaussian growth and real-axis decay

Statement

Let a>0, b>0 and let F:C→C be entire. Suppose there are C1,C2≥0 with ∣F(x+iy)∣≤C1eπy2/a,∣F(x)∣≤C2e−πbx2(x,y∈R). Then: (i) if ab>1, F≡0; (ii) if ab=1, F(z)=F(0)e−πz2/a for every z∈C. All constants are absorbed into the two bounds; no further hypothesis on F is imposed.

Facts & Assumptions

Given: Reals a>0, b>0, an entire F:C→C, constants C1,C2≥0 satisfying the two displayed bounds, and C:=max⁡(C1,C2).

[F2]

Sums, scalar multiples and products of complex differentiable functions are complex differentiable with the usual rules, and a composition of complex differentiable maps is complex differentiable (Linearity, product, reciprocal, and quotient rules for complex derivatives, The chain rule for complex derivatives); holomorphy on all of C means entire (Complex differentiability at a point, the complex derivative, holomorphic functions, and entire functions).

[F3]

On the slit plane S=C∖{x∈R:x≤0} the principal logarithm is holomorphic, and for w∈C the principal power z↦zprw=exp⁡(wLog⁡z) is holomorphic on S (Complex logarithms, the principal logarithm, and principal and multivalued complex powers, The principal logarithm is the normalised holomorphic branch on the slit plane); for real s>0 one has ∣zprs∣=∣z∣s, and [0,∞)→R, t↦ts, is continuous (Real powers for positive bases, with the zero-base positive-exponent convention, Continuity and derivatives of positive-base real powers).

[F4]

Every bounded entire function is constant (Liouville's theorem: every bounded entire function is constant).

[F5]

Maximum modulus principle with boundary and infinity control: if Ω⊆C is a domain, G is holomorphic on Ω and M≥0 is such that for every ε>0 every boundary point of Ω has a neighbourhood V with ∣G∣<M+ε on V∩Ω, while ∣G∣<M+ε outside some large circle inside Ω, then ∣G∣≤M on Ω (Maximum modulus principle with boundary and infinity control).

[F6]

Every z≠0 has a polar form z=reiα with r=∣z∣>0 and α=arg⁡z (Every nonzero complex number has a unique polar form r(cos⁡θ+isin⁡θ) with r>0 and −π<θ≤π); the Cartesian field laws (C=R[x]/(x2+1) is a field, every element is uniquely a+bi, and every nonzero element has inverse (a−bi)/(a2+b2)) and [F1] give the identities Re⁡(z2)=(Re⁡z)2−(Im⁡z)2, Im⁡(z2)=∣z∣2sin⁡2α and (Re⁡z)2=∣z∣2cos⁡2α; by [F1] these give ∣e±iδz2∣=e∓δ∣z∣2sin⁡2α for real δ>0.

Proof

technique · direct

To prove the asserted cases (i) and (ii), it suffices to treat ab≥1; assume b≥1/a throughout the proof. This makes the real-axis bound for the critical function uniform on the two anchor rays used in the sector argument.

1.1F1F2F6given

The critical function. Put Φ(z):=eπz2/aF(z). The map z↦πz2/a is a polynomial, hence complex differentiable everywhere, and composing it with the entire exponential and multiplying by the entire F shows that Φ is entire ([F1, F2]). For real x and y, using ∣eπz2/a∣=eπRe⁡(z2)/a and the two hypotheses, ∣Φ(x)∣=eπx2/a∣F(x)∣≤C2e−π(b−1/a)x2≤C2,∣Φ(iy)∣=e−πy2/a∣F(iy)∣≤C1, and, since Re⁡(z2)=(Re⁡z)2−(Im⁡z)2, ∣Φ(z)∣=eπ((Re⁡z)2−(Im⁡z)2)/a∣F(z)∣≤C1eπ(Re⁡z)2/a. In particular ∣Φ(0)∣=∣F(0)∣≤C2≤C.

1.2F1F2F3F6construct

Sector data. Fix δ>0 and any θ with arctan⁡π2aδ<θ<π2; equivalently πcos⁡2θ/a<δsin⁡2θ. Fix also ε>0 small enough that (2+ε)θ<π, and put σε:=cos⁡(2+ε)θ2>0,ηε:=π2−(2+ε)θ2, defining two auxiliary functions on the sectors S1={0<arg⁡z<θ} and S2={π−θ<arg⁡z<π}, both contained in the slit plane S of [F3]: hε(z):=exp⁡ ⁣(iε eiμ zpr2+ε),qδ(z):=eiδz2  (z∈S1),qδ(z):=e−iδz2  (z∈S2), with μ:=ηε on S1 and μ:=ηε−(2+ε)(π−θ) on S2. Since zpr2+ε is holomorphic on S and exponentials and polynomials are entire, hε and qδ are holomorphic on each sector, and so is Gε:=hεqδΦ ([F1, F2, F3]). For z=reiα in the closure of either sector, ∣zpr2+ε∣=r2+ε and ∣hε(z)∣=exp⁡ ⁣(−εr2+εsin⁡(μ+(2+ε)α))≤e−εσεr2+ε≤1, because μ+(2+ε)α∈[π2−(2+ε)θ2,π2+(2+ε)θ2] for α∈[0,θ] on S1 and for α∈[π−θ,π] on S2. Also ∣qδ(z)∣=e∓δIm⁡(z2) with the sign making ∣qδ∣≤1 on the sector.

2.1F1F3F6givenstep 1.1step 1.2

Boundary bounds. On the far ray arg⁡z=θ of S1 one has Re⁡z=rcos⁡θ and, by [F6], ∣qδ(z)∣=e−δr2sin⁡2θ, so steps 1.1 and 1.2 give ∣Gε(z)∣≤∣qδ(z)∣∣Φ(z)∣≤C1exp⁡(r2(πcos⁡2θ/a−δsin⁡2θ))≤C1≤C by the choice of θ. On the far ray arg⁡z=π−θ of S2 one has Re⁡z=−rcos⁡θ and ∣qδ(z)∣=e−δr2sin⁡2θ as well, so the same computation gives ∣Gε(z)∣≤C1≤C there. On the anchor rays arg⁡z=0 and arg⁡z=π the identity [F6] gives ∣qδ(z)∣=1, and the display of step 1.2 gives ∣hε∣≤1; hence ∣Gε(z)∣≤C2≤C there, and at z=0 one has ∣Gε(0)∣=∣F(0)∣≤C.

3.1F1F3F5step 1.2step 2.1

Boundedness on the sectors. In the closure of either sector, steps 1.1 and 1.2 give ∣Gε(z)∣≤C1exp⁡(r2(πa+2δ)−εσεr2+ε)⟶0(r→∞), because cos⁡2α≤1 and ∣sin⁡2α∣≤1 on the compact angular interval; this is the control at infinity. Step 2.1 gives ∣Gε∣≤C on the boundary rays, and ∣Gε∣ is continuous on the closed sector (the principal power extends continuously from S to the closure of each sector, and ∣Gε∣ is a finite product of continuous functions), so every boundary point has a neighbourhood V with ∣Gε∣<C+ε′ on V intersected with the sector. The maximum modulus principle [F5], applied to the domains S1 and S2, therefore gives ∣Gε∣≤C on both sectors.

4.1F1step 3.1

Removing the auxiliary and the sector truncation. Fix δ>0. The perturbation hε tends to 1 pointwise as ε→0 along any sequence with (2+ε)θ<π, so step 3.1 gives ∣qδΦ∣≤C on each sector S1(θ),S2(θ) for every admissible θ∈(arctan⁡π2aδ,π2). Since θ was arbitrary in that interval and the sectors with larger θ contain those with smaller θ, while qδ does not depend on θ, taking θ→π/2 yields ∣eiδz2Φ(z)∣≤C for every z with 0<arg⁡z<π/2 and ∣e−iδz2Φ(z)∣≤C for every z with π/2<arg⁡z<π. Letting now δ↓0 along any sequence, ∣qδ(z)∣→1 at each fixed z by [F1] (the exponent iδz2→0), so ∣Φ(z)∣≤C(0<arg⁡z<π, z≠0).

5.1F2givenstep 4.1

The lower half-plane. The function Φ~(z):=Φ(−z) is entire ([F2]) and satisfies the same three estimates as Φ in step 1.1, since the bounds ∣F(−x)∣≤C2e−πbx2, ∣F(−iy)∣≤C1eπy2/a and the growth estimate only involve absolute values and (Re⁡(−z))2=(Re⁡z)2. Applying steps 1.1–4.1 to Φ~ gives ∣Φ(−z)∣≤C for 0<arg⁡z<π, that is, ∣Φ(w)∣≤C for −π<arg⁡w<0.

6.1F4givenstep 1.1step 4.1step 5.1∎

Conclusion of the critical case and of (i). By steps 4.1 and 5.1 the entire function Φ satisfies ∣Φ∣≤C off the coordinate axes, while on the axes step 1.1 gives ∣Φ(x)∣≤C2≤C and ∣Φ(iy)∣≤C1≤C directly. Hence Φ is a bounded entire function, so Φ is constant by [F4]; the constant is Φ(0)=F(0). Therefore, whenever b≥1/a, F(z)=F(0)e−πz2/a(z∈C). If ab>1 then b>1/a, so the display applies; evaluating at real x gives ∣F(0)∣e−πx2/a=∣F(x)∣≤C2e−πbx2, that is, ∣F(0)∣≤C2e−π(b−1/a)x2 for every real x, and letting x→∞ forces F(0)=0 and hence F≡0. If ab=1 then the display is assertion (ii).

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