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EIT forward continuity and compactness of conductivity classes

Statement

Assume the Axiom of Choice and Countable Choice. Let d≥2, let Ω⊂(0,1)d be nonempty, bounded, connected and C∞, let Ω′⋐Ω, and fix m>0, M≥max⁡{1,m}, R>0 and 0<α<1. Let Xd(R) be the BV conductivity class for d=2 and the bounded C1,α class for d≥3, with the same ellipticity and background collar in both cases. Then X2(R) is compact in L1(Ω) and each Xd(R) for d≥3 is compact in C1(Ω‾). In dimension two there is an exponent q>2 and a constant C such that ∥κγ−κγ0∥L2(∂Ω×∂Ω)≤C∥γ−γ0∥Lq(Ω)(γ,γ0∈X2(R)); for d≥3 the same kernel map is continuous in the C1(Ω‾) topology. Consequently the exact kernel image {κγ:γ∈Xd(R)} is compact in L2(∂Ω×∂Ω).

Facts & Assumptions

Given: the domain, parameters, conductivity class and kernel convention in the statement.

[F1]

In d=2, the background extensions γe=1+zeroextend⁡(γ−1) have uniform L1 translation-difference bounds and the stated finite-Lp translation moduli. Therefore hγ=zeroextend⁡(γ−1), supported in Ω′‾, has those SAME translation differences and a uniform L1 bound. (BV translation modulus for the extended conductivity)

[F2]

Under Countable Choice and Dependent Choice, a bounded-support family with bounded Lp norms and uniform translation continuity is relatively compact in Lp(Rd). (The Fr'echet--Kolmogorov compactness criterion in Lp(Rn), Uniformly supported families have vanishing tails)

[F3]

A uniformly bounded and equicontinuous family on a compact metric domain has compact closure in the uniform topology; its limit preserves a common Hölder bound. (Real and finite-dimensional Euclidean Ascoli–Arzelà criteria)

[F4]

The weak conductivity solutions and DN maps are well-defined on the trace quotient, and the mean-zero NtD observation is defined by the weak Neumann problem. (Well-posedness of the weak conductivity Dirichlet-to-Neumann map, Mean-zero NtD map and smoothed kernel observation)

[F5]

For u∈BV(Ω), TV(u;Ω)=sup⁡{∫Ωu div⁡φ dx:φ∈Cc∞(Ω;Rd), ∣φ(x)∣≤1}; symmetry under φ↦−φ gives the absolute-pairing form. (Test-field formula and L1 lower semicontinuity of spatial TV)

[F6]

Assuming Countable Choice, for real-valued u∈L1(Ω) the displayed test-field supremum is finite if and only if u∈BV(Ω), and then it equals TV(u;Ω). (Test-field formula and L1 lower semicontinuity of spatial TV)

[F7]

For 0<m≤1≤M, for some p∈(2,4) and q=p/(p−2)>2, the fixed-collar NtD kernel difference is bounded by C∥γ−γ0∥Lq; in every dimension it is also bounded by C∥γ−γ0∥∞. This is proved by uniform interior Meyers estimates, rapid boundary-mode decay and the weak energy identity. (Interior decay of Neumann modes and kernel forward continuity)

[A3]

Countable Choice is assumed in the statement and is used at the arbitrary-L1 test-field characterization in [F6] and the upstream spectral and higher-integrability interfaces. (The Axiom of Countable Choice (ACω))

[A4]

The Axiom of Choice is assumed in the statement; it implies the Dependent Choice required by [F2] and supplies the Ascoli–Arzelà compactness step in dimension d≥3. (The Axiom of Choice)

Proof

Given: the data in the statement.

1.1A3A4F1F2F5F6givenalgebra

If m>1, the fixed positive-measure boundary collar Ω∖Ω′‾ makes γ=1 incompatible with γ≥m almost everywhere. Thus Xd(R)=∅; it and its kernel image are compact, and the pairwise estimates and continuity assertions are vacuous (one may take q=3 and C=1). Henceforth assume 0<m≤1≤M, as required by [F7]. In dimension two, set hγ=zeroextend⁡(γ−1). It is supported in Ω′‾, has ∥hγ∥1≤(M+1)∣Ω∣, and satisfies ∥τyhγ−hγ∥1=∥τyγe−γe∥1≤C∣y∣ by [F1]. Apply the Fréchet–Kolmogorov criterion [F2] to the bounded-support family {hγ} in L1(R2); restriction to Ω followed by addition of one gives relative compactness of X2(R) in L1(Ω). If γj→γ in L1, pass to an almost-everywhere convergent subsequence; the ellipticity bounds and background-collar equality pass to the limit almost everywhere. For each admissible smooth test field φ, its divergence is bounded, so the pairing with γj converges to the pairing with γ. By [F5], the absolute value of each approximating pairing is at most TV(γj;Ω); taking the supremum over φ yields V(γ)≤lim inf⁡jTV(γj;Ω). Assumption [A3] lets [F6] infer γ∈BV(Ω) and TV(γ;Ω)=V(γ)≤R. Also ∥γ∥1=lim⁡j∥γj∥1≤R, so the defining maximum BV norm is at most R. Thus the class is closed and compact in L1.

1.2A4F3givenchoosealgebra

For d≥3, the uniform C1,α bound gives uniform bounds and equicontinuity for both the functions and their first derivatives. Apply [F3] with [A4] to the finite vector (γj,Dγj) to extract a subsequence converging in C1(Ω‾). The limit derivatives retain the same α-Hölder bound by passing to the limit in ∣Dγj(x)−Dγj(y)∣≤R∣x−y∣α; the ellipticity and collar conditions are closed under uniform convergence. Hence Xd(R) is compact in C1.

1.3F4F7givenalgebra

Apply [F7], using the observation convention [F4], with the actual fixed smoothing exponent rd. The Hilbert–Schmidt difference there has, by the kernel isometry in the smoothing lemma, exactly the norm ∥κγ−κγ0∥2. In dimension two this gives the stated Lq Lipschitz estimate with q>2. In dimensions at least three its supremum-norm estimate gives continuity in C1(Ω‾), since convergence in that topology implies uniform convergence of the coefficients. Thus the asserted kernel continuity is established in both branches.

2.1step 1.1step 1.2step 1.3algebra∎

To use step 1.1's L1 compactness in dimension two, note that all conductivities have the same uniform L∞ bound. Hence ∥γ−γ0∥qq≤(2M)q−1∥γ−γ0∥1. The estimate in step 1.3 therefore makes the kernel map continuous also for the L1 topology on this class. Its image is compact as the continuous image of the compact class from step 1.1. For d≥3, use the C1 compactness in step 1.2 and the continuity in step 1.3. This proves the final assertion without a finite-dimensional measurement restriction.

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