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Limiting Carleman estimate and right solvability on a product domain

Statement

Assume the Axiom of Choice and Countable Choice. Let (M,g) be a transversally anisotropic product domain, let q∈C∞(M‾,R), and let φ=σx1 for σ∈{−1,1}. There exist constants h0>0 and C>0, depending on (M,g) and q and valid for both signs, with the following properties. For 0<h≤h0 define Pφ,h,q=eφ/hh2(−Δg+q)e−φ/h. Every w∈Cc∞(M∘) satisfies ∥w∥L2(M)≤Ch−1∥Pφ,h,qw∥L2(M). Moreover, for every F∈L2(M) there is an R∈L2(M) solving Pφ,h,qR=F in distributions on M∘ and satisfying ∥R∥L2(M)≤Ch−1∥F∥L2(M). No boundary trace is prescribed for R.

Facts & Assumptions

Given: AC and Countable Choice, a compact product subdomain (M,g)⋐(R×M0∘,dx12⊕g0), a real smooth q, a sign σ∈{−1,1}, and 0<h≤h0.

[F1]

Transversally anisotropic product domain: the metric is the product dx12⊕g0, so its coefficients are independent of x1 and ∣∇gx1∣=1.

[F2]

Sobolev spaces on a compact Riemannian domain with boundary: L2 and H1 are defined by the Riemannian density and fixed chartwise Sobolev norms; compactly supported interior smooth functions have no boundary terms in integration by parts.

[F3]

Laplace–Beltrami operator as the trace of the Hessian: Δg=div⁡g∇g.

[A1]

The Axiom of Choice is assumed through A bounded complex linear functional on a subspace of a complex normed space extends with the same norm to extend the bounded complex functional from the range of the adjoint to all of L2(M).

[A2]

The Axiom of Countable Choice (ACω) is assumed through Riesz representation for Hilbert spaces to represent the extended bounded functional by an L2 vector.

Proof

Given: the data in the statement.

1.1F1F2F3givenalgebra

Put s=φ and first set q=0. For a real smooth weight ψ, direct differentiation gives Pψ,h,0=eψ/h(−h2Δg)e−ψ/h=−h2Δg−∣∇gψ∣2+2h∇gψ⋅∇g+hΔgψ. For ψ=s, ∣∇s∣=1 and Δs=0, so Ps,h,0=A+C with A=−h2Δg−1 self-adjoint and C=2h∂s skew-adjoint on compactly supported functions.

2.1F1F2step 1.1algebra

Convexify by ψ=f(s)=s+h2εs2, where ε>0 is fixed small and then h/ε is small. Since M is compact, choose h so f′=1+hs/ε>1/2 on M. The conjugated operator is Pψ,h,0=Aε+Cε with Aε=−h2Δg−(f′)2,Cε=2hf′∂s+hf′′,f′′=h/ε. Here Aε is self-adjoint and Cε is skew-adjoint. Product independence of s makes −Δg=−∂s2−Δg0, with Δg0 commuting with Cε. Direct differentiation in the s coordinate therefore gives the exact commutator [Aε,Cε]=4h(f′)2f′′−4h3f′′∂s2. For compactly supported w, integration by parts yields ∥Pψ,h,0w∥22=∥Aεw∥22+∥Cεw∥22+4hf′′∥(f′)w∥22+4h3f′′∥∂sw∥22≥ch2ε−1∥w∥22. The same identity implies ∥Aεw∥2≤∥Pψ,h,0w∥2. Since ∥h∇w∥22=⟨Aεw,w⟩+∥f′w∥22, the L2 bound just obtained gives ∥w∥2+∥h∇w∥2≤Cεh−1∥Pψ,h,0w∥2.

3.1step 2.1givenalgebra

The convexified and unconvexified weights are related by multiplication with m=es2/(2ε): Pψ,h,0(mw)=mPs,h,0w. On compact M, m and m−1 are bounded, so step 2.1 yields ∥w∥2≤Ch−1∥Ps,h,0w∥2. Adding the potential changes the conjugated operator by h2q. Its norm on w is at most h2∥q∥∞∥w∥2, which is absorbed in the preceding estimate provided C0h∥q∥∞≤1/2, where C0 is the bound for q=0. Choose h0>0 below this threshold and the bound ensuring h0max⁡M∣x1∣/ε<1/2 in step 2.1. Taking the smaller threshold and larger constant for the two signs proves the estimate uniformly for every 0<h≤h0.

4.1F2A1A2givenstep 3.1algebra∎

Let P=Pφ,h,q and apply the a priori estimate also to P∗=P−φ,h,q, which has the same real potential and the opposite allowed sign. On E=P∗(Cc∞(M∘))⊂L2(M) define the complex-linear functional ℓ(P∗w)=∫MFˉw dVg. The estimate makes this well-defined: P∗w=0 implies w=0. It also gives ∣ℓ(P∗w)∣≤∥F∥2∥w∥2≤Ch−1∥F∥2∥P∗w∥2. By [A1] extend ℓ to L2(M) with the same bound; by [A2] there is R∈L2(M) with ℓ(z)=∫MzRˉ dVg and ∥R∥2≤Ch−1∥F∥2. Taking complex conjugates gives ∫MRP∗w‾ dVg=∫MFwˉ dVg for every test w, which is precisely PR=F distributionally on M∘.

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