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LemmaStatement: Literature-sourcedProof: AI-adaptedPipeline-generatedprecheck passaudited 2026-10-08
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Smooth and K-finite vectors are dense and stable under the derived action

Statement

Assume the Axiom of Choice and fix a left Haar measure dg on G=SL2(R) for the integrated form of The integrated form of a unitary representation. Let (π,H) be a strongly continuous unitary representation of G, and let H∞, V=H∞,K, Hn, and Vn be as in Smooth and K-finite vectors for SL2(R), and the (g,K)-module. Then:

  1. H∞ is dense in H and is stable under every derived operator LX; the resulting U(gC)-module structure is the one defined in Smooth and K-finite vectors for SL2(R), and the (g,K)-module.

  2. V is dense in H, and H=⨁^n∈ZHn.

  3. Every nonzero closed π(G)-invariant subspace M⊆H satisfies M∩V≠{0}.

  4. V=⨁n∈ZVn is stable under gC and K. The U(gC)-action on H∞ restricts to V; in particular, the enveloping-algebra element XY acts as the operator LXLY for X,Y∈gC.

If H={0}, the density and direct-sum statements are trivial and no nonzero invariant subspace occurs.

Facts & Assumptions

Given: AC; G=SL2(R) with fixed left Haar measure dg; a strongly continuous unitary representation (π,H); and the definitions of H∞, V, LX, K, Hn, and Vn from Smooth and K-finite vectors for SL2(R), and the (g,K)-module.

[F1]

The integrated form satisfies ∥π(f)∥≤∥f∥1 and ⟨π(f)v,w⟩=∫Gf(g)⟨π(g)v,w⟩ dg for f∈L1(G) (The integrated form of a unitary representation).

[F2]

Left Haar measure is left invariant, positive on every nonempty open set, and finite on compact sets (Left Haar integral and left Haar measure, Haar measure is positive on nonempty open sets and finite on compact sets).

[F3]

For compact K, every strongly continuous unitary representation decomposes as the Hilbert direct sum of its irreducible isotypic subspaces, and the projections onto those subspaces are the isotypic projections (Unitary representations of compact groups are discrete Hilbert sums of irreducibles, Compact-group isotypic projection, Isotypic projections are mutually orthogonal equivariant projections).

[F4]

Every irreducible strongly continuous unitary representation of a compact group is finite dimensional, and every bounded self-intertwiner of an irreducible unitary representation is scalar (Unitary representations of compact groups are discrete Hilbert sums of irreducibles, Schur lemma for complex unitary representations).

[F5]

Every continuous homomorphism between finite-dimensional real Lie groups is smooth under ACω (Continuous homomorphisms between Lie groups are smooth); AC supplies ACω.

[F6]

For a closed subspace M of a Hilbert space, (M⊥)⊥=M (Orthogonality and the orthogonal complement, Orthogonal decomposition by a closed subspace).

[F7]

For a Bochner integrable function, ∥∫F dμ∥≤∫∥F∥ dμ (Bochner integral norm inequality). Since normalized Haar measure on K is a probability, the integral of a uniform norm error is at most that error.

[F8]

Bounded linear maps commute with Bochner integrals (Bounded linear maps commute with Bochner integration); every closed subspace M of a Hilbert space has a bounded orthogonal projection onto M⊥, whose kernel is M (The Hilbert orthogonal projection onto a closed subspace).

Proof

Given: AC, the group and Haar measure above, the representation π, and (when treating claim 3) a nonzero closed invariant subspace M.

Proof technique: direct.

1.1F2construct

A local smooth probability kernel exists in every identity neighborhood U. In the matrix chart Ψ(a,b,c)=(1+abc(1+bc)/(1+a)) around I, choose r>0 with Ψ(B‾r)⊂U and B‾r⊂(−1,1)3. Pull back the function br(x)=exp⁡(−1/(r2−∥x∥2)) for ∥x∥<r, extended by zero for ∥x∥≥r, and extend it by zero off the chart. This gives a nonnegative smooth compactly supported function qU in U, positive on a nonempty open set. By [F2], 0<∫GqU dg<∞; hence fU=qU/∫GqU dg has ∫fU=1.

1.2F1F2algebra

For smooth compactly supported f, put fh(x)=f(h−1x). Left invariance and the pairing formula [F1] give π(h)π(f)=π(fh). Near any fixed h0, choose a relatively compact coordinate neighborhood; the supports of fh there lie in one compact set C, and all parameter derivatives of f(h−1x) are jointly continuous on the product of a compact neighborhood with C. Uniform continuity of each derivative shows, by the difference-quotient definition and induction on its order, that h↦fh is C∞ in L1 norm (the L1 error is bounded by the uniform error on C times its finite Haar measure). The bound in [F1] makes h↦π(fh)v norm-C∞. Thus π(f)v∈H∞.

1.3F4F5algebra

Every irreducible unitary representation σ of K=SO(2) is one dimensional. By [F4] it is finite dimensional; since K is abelian, each σ(k) is a self-intertwiner and hence scalar by Schur's lemma. Irreducibility then forces dimension one. Writing χ(kθ)=q(θ) for this character, [F5] makes q differentiable. Its homomorphism law gives q′(θ)=q(θ)q′(0); since ∣q(θ)∣=1, write q′(0)=ia with a∈R, and solve to get q(θ)=eiaθ. The period kθ+2π=kθ forces e2πia=1, so a∈Z. Conversely each σn(kθ)=einθ is an irreducible unitary character. Thus these are exactly the irreducibles of K.

2.1F3step 1.3

For each n, a nonzero vector in Hn spans a copy of σn, while every σn-copy lies in Hn; since Hn is closed, it is exactly the σn-isotypic subspace. By [F3], H=⨁^n∈ZHn, with orthogonal projections Pn onto Hn.

2.2F1step 1.1step 1.2

Given v∈H and ϵ>0, strong continuity supplies an identity neighborhood U with ∥π(g)v−v∥<ϵ for all g∈U. Choose fU from step 1.1. The pairing formula [F1] and fU≥0, ∫fU=1 yield ∣⟨π(fU)v−v,w⟩∣≤ϵ∥w∥ for every w∈H, hence ∥π(fU)v−v∥≤ϵ. By step 1.2, π(fU)v∈H∞, so H∞ is dense in H.

3.1F3F7F8step 2.1

If w∈H∞, then π(g)Pnw=∫Kχn(k)‾Fw(gk) dk, where χn(kθ)=einθ and dk is normalized Haar probability. On each compact coordinate neighborhood in G, every derivative in g of the integrand is continuous and uniformly bounded over compact K. The Bochner norm inequality [F7] bounds the integral of a uniform difference-quotient error by that same error, so induction on derivative order lets every derivative pass through the integral. Hence Pnw∈H∞, and step 2.1 gives Pnw∈Hn, so Pnw∈V. If also w∈M, let Q be the orthogonal projection onto M⊥. It is bounded, and Qπ(k)w=0 for every k∈K; bounded maps commute with the Bochner integral [F8], so QPnw=0 and Pnw∈ker⁡Q=M.

4.1F3step 1.3step 2.1step 2.2step 3.1

By step 2.2, H∞ is dense in H; for w∈H∞, the finite partial sums of ∑nPnw converge to w by step 2.1, and each term is in V by step 3.1. Thus V is dense in H. For v∈V, its finite-dimensional K-orbit span is a unitary representation of K; applying the compact-group decomposition and step 1.3 shows that it has only finitely many weights n. Therefore V=⨁n∈ZVn.

4.2F1F6step 1.1step 1.2step 2.1step 2.2step 3.1

Let M≠{0} be closed and π(G)-invariant. Choose v∈M nonzero and an identity neighborhood U with sup⁡g∈U∥π(g)v−v∥<∥v∥/2; use step 1.1 to choose fU. Then w=π(fU)v lies in H∞ by step 1.2 and satisfies ∥w−v∥<∥v∥/2 by the pairing estimate of step 2.2, so w≠0. For every z∈M⊥, ⟨w,z⟩=∫GfU(g)⟨π(g)v,z⟩ dg=0, since π(g)v∈M; hence w∈(M⊥)⊥=M by [F6]. Since H=⨁^nHn, some Pnw≠0, and step 3.1 gives Pnw∈M∩V.

5.1step 4.1

The definition Smooth and K-finite vectors for SL2(R), and the (g,K)-module already proves that H∞ is stable under every LX and is a U(gC)-module. Within V, stability under K follows because right translation of a smooth orbit map is smooth and the K-orbit span of π(k)v equals that of v. It is stable under LX as well. For k∈K, conjugation gives π(k)LXv=LAd⁡(k)Xπ(k)v. If v∈V, choose finite bases of gC and of span⁡π(K)v; the right side lies in the span of the finitely many vectors LXiwj, so LXv is K-finite, and it is smooth by the same definition supplier. Thus V is a gC- and K-stable algebraic direct sum of the Vn, and the enveloping-algebra action restricts to it. In particular the algebra element XY acts as LXLY.

6.1step 1.2step 2.1step 2.2step 3.1step 4.1step 4.2step 5.1∎

Steps 1.2, 2.1, 2.2, 3.1, 4.1, 4.2, and 5.1 establish claims 1–4, including the nonzero-subspace qualification and the zero-Hilbert-space case stated above. No endpoint or parameter case occurs in this lemma.

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