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Lie ideals and normal connected subgroups in characteristic zero

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine algebraic group over a field k of characteristic 0, let H⊆G be a smooth closed subgroup scheme with identity component H∘, and let h=Lie⁡(H)⊆g=Lie⁡(G) (The adjoint representation of an affine group scheme, The Lie bracket from infinitesimals and the adjoint action). Then: (a) [g,h]⊆h if and only if H∘ is normal in G; (b) if H is normal in G, then [g,h]⊆h. In particular, if H is connected, then H is normal in G if and only if h is an ideal of g.

Facts & Assumptions

Given: A smooth connected affine group scheme G over a characteristic-zero field k with g=Lie⁡(G), a smooth closed subgroup scheme H⊆G with h=Lie⁡(H), and the adjoint representation Ad⁡:G→GL⁡g.

[F1]

Adjoint action and its differential. For every R-point x∈G(R) the conjugation automorphism cx:GR→GR satisfies Lie⁡(cx)=Ad⁡(x) on gR, and x eεXx−1=eεAd⁡(x)X; the differential ad⁡=Lie⁡(Ad⁡) is the bracket, [X,Y]=ad⁡(X)Y, so that Ad⁡(eεY)=id⁡+ε ad⁡(Y) on g⊗k[ε] (The adjoint representation of an affine group scheme, The Lie bracket from infinitesimals and the adjoint action).

[F2]

Lie-stable subspaces are stable. If k has characteristic 0, G is connected and smooth, (V,r) is a rational representation and W⊆V satisfies gW⊆W, then W is G-stable (Lie algebras of subspace stabilizers and Lie-stable subspaces).

[F3]

Connected subgroups with equal Lie algebras. If H1⊆H2 are closed subgroup schemes of a connected algebraic group, H1 and H2 are smooth, H2 is connected and Lie⁡(H1)=Lie⁡(H2), then H1=H2 (The Lie functor: exactness, fixed points and generation).

The same supplier, part (c), identifies Lie⁡(NG(H∘)) with the inverse image of (g/h)H∘ in g; this is a statement about the normalizer Lie algebra, not the Lie algebra of a quotient group. The Lie functor: exactness, fixed points and generation

[F4]

Cartier. Every affine group scheme of finite type over a characteristic-zero field is smooth (Cartier's theorem: affine group schemes in characteristic zero are smooth; AC is used here and is inherited by this item).

Proof

technique · direct
1.1F1given

For every k-algebra R and x∈G(R), Lie⁡(cx)=Ad⁡(x) on gR, and for Y∈g the dual-number point eεY∈G(k[ε]) acts by Ad⁡(eεY)=id⁡+εad⁡(Y) on g⊗kk[ε].

1.2F4given

The identity component. H∘ is a smooth closed connected subgroup scheme of G with Lie⁡(H∘)=h: it is smooth by Cartier's theorem, and the identity component of the smooth group scheme H has the same Lie algebra as H.

2.1F1step 1.1

Part (b). Assume that H is normal in G. For Y∈g the point eεY∈G(k[ε]) normalizes Hk[ε], so by step 1.1 the automorphism Lie⁡(ceεY)=id⁡+εad⁡(Y) of g⊗k[ε] preserves h⊗k[ε]. Writing X∈h as X, this says X+ε[Y,X]∈h⊗k[ε], hence [Y,X]∈h; as Y∈g was arbitrary, [g,h]⊆h.

2.2F2F3F4step 1.1step 1.2algebra

Part (a), reverse. Assume [g,h]⊆h. By [F2] applied to (g,Ad⁡), the subspace h is G-stable. Put N=NG(H∘), a closed affine subgroup scheme of G. The normalizer formula in The Lie functor: exactness, fixed points and generation, part (c), identifies Lie⁡(N) with the inverse image of (g/h)H∘. Since h is a Lie ideal, the differential action of Lie⁡(H∘)=h on Q=g/h is zero. Equip Q⊕k with the quotient representation and a trivial last summand. For each v∈Q, the line k(v,1) is Lie-stable, hence H∘-stable by [F2] applied to the smooth connected characteristic-zero group H∘. For every R and h∈H∘(R), its last coordinate forces the scalar by which h preserves this line to be 1, so h(v,1)=(v,1). Thus every v is fixed and the quotient representation is trivial. Consequently (g/h)H∘=g/h, and Lie⁡(N)=g. Cartier [F4] makes N smooth; [F3] for the nested inclusion N⊆G now gives N=G. Therefore H∘ is normal in G.

3.1step 2.1step 1.2

Part (a), forward. If H∘ is normal in G, then step 2.1 applied to the normal smooth closed subgroup H∘ with Lie algebra h gives [g,h]⊆h.

4.1step 2.1step 3.1step 2.2∎

If H is connected then H=H∘ and steps 3.1 and 2.2 give the equivalence of normality with h being an ideal of g; steps 2.1, 3.1 and 2.2 together prove all three assertions.

Remarks

  • The connectedness of H is essential in the equivalence: a finite non-normal subgroup H of a connected group in characteristic 0 has h=0, so [g,h]⊆h holds while H is not normal (for instance a subgroup of order 2 in PGL⁡2). Only H∘ is detected by the Lie algebra, and the statement is worded accordingly.
  • The hypothesis that k has characteristic 0 enters through Cartier's theorem and through the Lie-stable-subspace lemma; both are used to pass from the infinitesimal condition to the group.

Depends on

Used by

Dependency tree · two levels

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Sources