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Cartier's theorem: affine group schemes in characteristic zero are smooth

Statement

Assume the Axiom of Choice. Let k be a field of characteristic 0 and let G be an affine group scheme of finite type over k (Group schemes of finite type over a field). Then the structure morphism G→Spec⁡k is smooth, that is, G is a smooth group scheme over k (Smooth morphism of schemes). In particular every local ring OG,g is regular and G is reduced. No smoothness, reducedness or finiteness of G beyond finite type is assumed, and the characteristic-zero hypothesis is essential: in characteristic p>0 the finite group schemes αp and μp are not smooth.

Facts & Assumptions

Given: A field k of characteristic 0 and an affine group scheme G of finite type over k with structure morphism f:G→Spec⁡k.

[F1]

The invariant differentials of a group scheme: ΩG/k≅f∗e∗ΩG/k≅OG⊗k(me/me2) is a free OG-module of rank dim⁡kLie⁡(G).

[F2]

Smoothness over a characteristic-zero field via free differentials: over a field of characteristic 0, a k-scheme locally of finite type with locally free ΩX/k is smooth over k.

[F3]

Smooth morphism of schemes and Geometrically regular algebras and geometrically regular fibres: a morphism smooth at a point x has geometrically regular fibre at x; for the fibre over the prime (0) of the field k with the trivial extension K=k, geometric regularity at x says that the local ring OG,x is regular.

[F4]

regular local domain induction: a regular local ring is an integral domain.

[F5]

The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution, The quotient ring R/I with (r+I)(s+I)=rs+I and Principal localisation Rf={1,f,f2,…}−1R: in the quotient k[s]/(sp) of the polynomial ring by the ideal (sp) the class s is a nonzero nilpotent with sp=0, and the substitution t=1+s identifies the localised quotient k[t,t−1]/(tp−1) with k[s]/(sp), because (1+s)p−1=sp in characteristic p and t=1+s remains a unit.

[F6]

Group schemes of finite type over a field and Locally finite type and finite type morphisms: G is a k-scheme of finite type, in particular locally of finite type.

Proof

1.1F1F2F6given

Smoothness. By [F1] the module ΩG/k is free, hence locally free, and G is locally of finite type over k by [F6]; the field k has characteristic 0, so [F2] applies and the structure morphism G→Spec⁡k is smooth.

1.2F3F4F5algebra

Necessity of characteristic zero. Let p>0 and let A=k[s]/(sp), with class s≠0 and sp=0 by [F5]; its localisation R=A(s) at the maximal ideal (s) is a nonzero local ring in which s/1 is again a nonzero nilpotent, since an element killing s in A lies in the annihilator (sp−1)⊆(s). If Spec⁡A, the underlying scheme of αp, were smooth at the origin, [F3] applied with the trivial extension K=k would make R a regular local ring, and [F4] would make R a domain, contradicting (s/1)p=0 with s/1≠0. Hence αp is not smooth; by the substitution of [F5] the scheme of μp has the same local ring at the origin, so μp is not smooth either, and the characteristic-zero hypothesis in the theorem cannot be dropped.

2.1F3F4step 1.1

Regularity and reducedness. Let g∈G. By the definition of smoothness, G→Spec⁡k is smooth at g, so the fibre over (0)∈Spec⁡k is geometrically regular at g; taking the trivial field extension K=k/k, [F3] says that the local ring OG,g is regular. Since a regular local ring is a domain by [F4], every OG,g has no nonzero nilpotent, so G is reduced.

3.1F2F3F4step 1.1step 1.2step 2.1∎

Conclusion. Step 1.1 proves that an affine group scheme of finite type over a field of characteristic 0 is smooth over that field; step 2.1 derives regularity of all local rings and reducedness; step 1.2 shows that the hypothesis is essential. The Axiom of Choice is used only through the cited criterion [F2] and the regularity suppliers [F3, F4].

Remarks

The independent Oort-style nilpotent proof of Milne (Lemmas 3.19, 3.20, 3.22 and Theorem 3.23) and the Stacks proof of Lemma 39.8.2 via Lemma 39.6.3 are recorded in the page coverage as alternative complete treatments; the proof above uses the invariant-differentials route. The general locally algebraic form of Cartier's theorem is not claimed here.

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