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Finite flow matching gives local charts at metric-end broken trajectories
Statement
Assume the Axiom of Choice. Consider a finite broken trajectory with autonomous Morse--Smale metric-gradient pieces and zero or one regular continuation middle, or one smooth compact finite-dimensional parameter family of continuation middles. In the family case the parameter space is a smooth manifold with corners, and the augmented linearization using the tangent space of each parameter face is onto at every solution on that face, including the interior. This is facewise augmented regularity; at a zero-dimensional face it requires vertical regularity. A regular two-parameter datum as in A regular two-parameter continuation datum satisfies these conditions. The ends of each continuation window are fixed independently of the parameter. At a configuration with autonomous breaks, the geometric compactification has a neighbourhood parametrized by where is a sufficiently small chart of the broken stratum, retaining its parameter faces. The positive neck coordinates are , where is the actual passage time between fixed local sections at an autonomous-to-autonomous junction, or between a local section and a fixed-time anchor adjacent to the continuation middle. Zero neck coordinates retain the corresponding break. The parametrization is a homeomorphism onto a neighbourhood, is smooth on each stratum, and parametrizes precisely the unbroken solutions nearby, including those on parameter faces. Its full corner-chart interior additionally excludes the parameter boundary. The continuation middle stays at its fixed time origin. Changes of the chosen critical charts and sections are smooth in these corner coordinates, with positive normal derivatives at the corresponding faces.
The same local matching construction applies to two regular continuation pieces joined through a Morse--Smale intermediate pair, when the two finite windows are placed on opposite sides of a variable autonomous plateau. The plateau length is the extra parameter; at infinite length its broken stratum is the product of the two regular continuation spaces. The finite plateau chart retains the pair : the plateau datum parameter is not forgotten, even when constant windows produce an identical constant curve for different . No global compactness statement is included.
Facts & Assumptions
Given: The finite broken configuration and the stated ordinary or facewise augmented transversality.
Actual metric stable/unstable disks are graphs tangent to the hyperbolic Hessian spectral subspaces; their flow transports are immersion charts. For smooth data the graph contraction bootstraps to smooth disks as explained in the finite-window description of a continuation datum (Stable and unstable manifolds for a Morse gradient with an arbitrary smooth metric, A regular continuation datum between Morse--Smale pairs).
In smooth coordinates with invariant stable and unstable axes, the mixed boundary problem has unique solutions in a fixed small ball, uniformly exponentially small endpoint maps and all their mixed derivatives. Those maps extend smoothly and flatly at (Mixed boundary hyperbolic passage has uniform endpoint derivative bounds).
A regular continuation space is a transverse finite-window fibre product. Facewise augmented regularity gives the analogous transverse fibre product on every parameter face, even when an interior vertical member is not regular. The two-parameter datum has regular vertical endpoint data and is constant in the parameter near those endpoints. Autonomous Morse--Smale intersections are transverse (A regular continuation datum between Morse--Smale pairs, A regular two-parameter continuation datum, Morse--Smale pairs).
Finite-time evolution and its inverses are smooth; a smooth equation with invertible derivative in its normal variables has a unique nearby solution depending smoothly on its remaining parameters (Time-dependent vector fields have local smooth evolution operators, The Euclidean implicit function theorem with derivative formula).
Proof
At every intermediate critical point, use [F1] to write the local stable disk as a graph over its stable spectral space and the unstable disk as a graph over its unstable spectral space. The map sending the two spectral coordinates to the sum of their two graph parametrizations has derivative the identity at the critical point, so its inverse gives smooth coordinates in which the disks are the coordinate axes. Invariance makes the vector field , with and . Shrink the ball so that and for nonzero components, by the spectral gaps and the small diagonal derivatives of . Fix entry and exit . The boundary data of [F2] permit these sections because its boundary-data domain has radius . Every trajectory entering and leaving the small box crosses each of these sections exactly once.
At a negative break adjacent to the middle, choose a fixed time earlier than such that lies in the critical chart. This anchor may be the critical point itself for a constant connector; no unstable exit crossing is required. Put at that fixed anchor. At the broken point, regularity says . In the axis coordinates , so projection of to the stable coordinates is a submersion. Choose coordinates on its fibre; the sheet has the form , and the unshifted middle solutions correspond to . On the incoming section , Morse--Smale transversality makes the unstable coordinate projection from the incoming sheet a submersion. Its remaining coordinates parametrize the incoming orbit space, and it has the form with . The local equations are therefore and , where lies in an open unstable ball about and may equal zero. They impose the original fixed-time continuation condition, without introducing or quotienting a middle phase. Positive adjacent breaking uses the time-reversed construction at a fixed anchor.
For an augmented family use the total endpoint sheet , rather than a vertical member. Transversality with makes projection a submersion. Thus local coordinates on are with and ; is a chart on the full augmented broken-middle stratum. Recover the actual parameter by after matching; no vertical inverse is assumed. At a parameter corner write the parameter as with the boundary coordinates. Facewise regularity makes the endpoint matching derivative onto using the flow variables and at fixed . Choose an invertible normal minor from those variables and apply [F4], keeping , and the complementary tangential variables free. This gives the same graph with among the free components of and the recovered parameter retaining exactly that . Restricting to its orthant therefore preserves every parameter face after neck matching. For the two-parameter datum the stronger endpoint constancy permits there. If two regular continuation pieces are separated by an autonomous plateau, retain the fixed outgoing anchor of the first and fixed incoming anchor of the second. The first transverse endpoint sheet is , the second is , and the equations are the same as in step 2.1, now with both and in open balls; neither endpoint needs to cross a sphere. The plateau length is the external datum parameter. For autonomous-to-autonomous junctions, use the two actual sections and the same graph normal variables from the two transverse orbit sheets, retaining their orbit-space coordinates. Every autonomous piece is nonconstant, so its section phase is fixed by a nonzero flow crossing; this phase convention is not imposed on the continuation middle.
Write the equations as and . At the endpoint maps are zero, so the unique broken solution is , , and the derivative in the unknown is the identity. Work in an ambient open coordinate neighbourhood of even when its final value is on a sphere; the equation enforces that sphere constraint. By [F2] the endpoint substitutions are smooth and flat in . Extend them by zero for negative , then apply [F4] to obtain unique smooth , . The formulas construct exact solutions on the passage and exact exterior solutions, whose matching is exactly the fixed-anchor condition. For several necks, collect the small passage-end displacement coordinates into . At each exterior broken piece is independent. In its transverse fibre-product chart write its exterior equations as , where is its broken moduli coordinate and the chosen normal complement has invertible derivative, by step 3.1. The parameter-dependent implicit-function theorem solves , so all section or anchor boundary data are smooth functions and of these displacements and the product broken coordinates. The augmented parameter is recovered in the same normal solution, with its full derivative used for the middle; autonomous exterior equations are independent of that parameter because the ends are fixed. Substitute the actual passage maps into these functions and impose , . At all zero necks, and by flatness. Thus the unknown derivative of this entire joint system is the identity, regardless of cross-dependence of the exterior functions. The same finite implicit-function theorem solves all necks simultaneously. At partially zero necks it solves the same exterior equations with the corresponding endpoint displacements zero, so uniqueness identifies the face with the lower-neck construction.
The component estimates of [F2] imply that on a passage of length , and . Thus on fixed intervals after entry or before exit the passage converges to its stable or unstable axis orbit by finite-time uniqueness and continuous dependence; in the region far from both ends both components are small. The exterior matching variables converge to the broken variables of step 3.1. This proves geometric convergence as any neck tends to zero, with the continuation window unshifted. Conversely, a trajectory geometrically close to the chosen broken configuration meets the chosen autonomous entry and exit sections, or the section and fixed middle anchor, on the chosen immersion branches. Step 1.1 gives unique crossing times; adjacent to a middle the other time is the fixed anchor, so each is unique. In the two-window plateau case is the known external parameter. If a breaking sequence had bounded , finite-time continuous dependence would connect a nonconstant stable entry to an unstable exit through the critical point in finite time, contradicting uniqueness. Hence tends to infinity at exactly the breaks. These crossings and the exterior representatives recover and ; uniqueness in step 4.1 recovers the same trajectory.
Shrink the geometric transversal neighbourhood so that all recovered exterior variables lie in the charts of step 3.1 and all passage times are above the threshold of step 4.1. Steps 4.1–5.1 show that this neighbourhood is exactly the image of the matching chart. The inverse crossing coordinates are continuous, including at a zero neck by the preceding divergence argument; the direct map is continuous by step 5.1. Thus the chart is a homeomorphism onto a neighbourhood and has the claimed stratumwise smoothness and inverse coverage. Partial broken configurations are included by setting the corresponding necks to zero; uniqueness of the same equations makes these face parametrizations compatible. All necks are positive exactly for unbroken solutions. Step 3.1 independently preserves the parameter boundary coordinates in , so these unbroken solutions may lie on parameter faces; only is the full chart interior.
Changing an autonomous section changes a passage time by finite exterior crossing times; changing a fixed anchor changes it by its fixed time difference. Changing the critical coordinates does not change the actual passage time between the same cuts. These are smooth functions of the section endpoints near the fixed stable and unstable crossings, since the crossings are transverse. Their limiting sum is a smooth function of the broken variables; their difference from that limit is flat in the affected neck variable by [F2]. Therefore with smooth and flat at , and . This is smooth with normal derivative at the face. Exterior stratum coordinates change smoothly by [F4] and the unique matching equations. Apply this argument separately to the finitely many necks; it proves compatibility at higher corners as well as at one break. The same exterior equation argument for the two-window plateau proves the final assertion of the statement.
Depends on
- Mixed boundary hyperbolic passage has uniform endpoint derivative bounds
- Stable and unstable manifolds for a Morse gradient with an arbitrary smooth metric
- A regular continuation datum between Morse--Smale pairs
- A regular two-parameter continuation datum
- Broken continuation trajectories and geometric convergence
- The Euclidean implicit function theorem with derivative formula
- Time-dependent vector fields have local smooth evolution operators
- Morse--Smale pairs
- Product orientations
- The Axiom of Choice
Used by
- A metric-gradient critical crossing preserves the pointed disk pair Lemma
- Arbitrary metric Morse--Smale end counts form finite Morse chain complexes Lemma
- Cellular boundary coefficients are the signed trajectory counts Lemma
- Compactified unstable manifolds give the Morse--Smale CW decomposition Lemma
- Gluing continuation solutions gives collar neighbourhoods of the broken ends Lemma
- Orientation lines orient the continuation moduli spaces compatibly with gluing Lemma
- Composition of continuation maps on homology Theorem
- Continuation trajectories are compact up to breaking Theorem
- Homotopic continuation data give chain homotopic maps Theorem
Dependency tree · two levels
53 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Udhav Fowdar, A Functional Analytic Approach to Morse Homology, Sections 6–7 (the three gluing problems) (standard reference, not scraped)