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Three omitted values force exterior extension

Statement

Let R>0 and let g be meromorphic on ∣w∣>R. Suppose there is R1>R such that g omits three distinct values of the Riemann sphere on ∣w∣>R1. Then g extends meromorphically across w=∞: the function z↦g(1/z) has a meromorphic extension to a neighbourhood of z=0.

Facts & Assumptions

Given: A radius R>0, a radius R1>R, and a function g meromorphic on ∣w∣>R that omits three distinct sphere values on ∣w∣>R1.

[F1]

For any two ordered triples of distinct points of C^ there is a Möbius transformation carrying the first onto the second; in particular a triple can be normalized to (0,1,∞) (A unique Möbius transformation carries any ordered triple of distinct sphere points to any other).

[F2]

Every Möbius transformation is a biholomorphism of the Riemann sphere with Möbius inverse, and composition with it preserves meromorphy holomorphically in the sphere charts (Every Möbius transformation is a biholomorphism of the Riemann sphere).

[F3]

Schottky: for all R′>0, 0<r<1 there is C(R′,r)>0 such that every holomorphic F:D→C∖{0,1} with ∣F(0)∣≤R′ satisfies ∣F(z)∣≤C(R′,r) for ∣z∣≤r (Schottky's theorem).

[F4]

Cauchy estimates on concentric subdiscs: if f is holomorphic on D(a,S) and ∣f∣≤M on ∣z−a∣=R, then ∣f(n)(z)∣≤n!RM/(R−r)n+1 for ∣z−a∣≤r, 0≤r<R<S (Cauchy estimates on a smaller concentric disc).

[F5]

The chordal metric χ on C^ is the Euclidean distance of stereographic images on the unit sphere; it induces the standard topology (The chordal metric on the Riemann sphere, The chordal metric induces the standard topology of the Riemann sphere).

[F6]

Q2 is countable and dense in R2, and rational boxes form a countable basis of the topology (Qn is a countable dense subset of Rn, and rational open boxes form a countable basis).

[F9]

A continuous real-valued function on a nonempty compact metric space attains a maximum and a minimum (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value).

[F10]

Peano recursion: for every set A, a∈A and f:A→A there is a unique g:N→A with g(0)=a and g(σ(n))=f(g(n)) (The recursion theorem).

[F11]

A chordally locally uniform limit of meromorphic functions on a plane domain is meromorphic or identically ∞; if all the approximants are holomorphic, the limit is holomorphic or identically ∞ (A chordally locally uniform meromorphic limit is meromorphic or identically infinity).

[F12]

If Ω is a bounded complex domain and f is continuous on Ω‾ and holomorphic on Ω, then ∣f(z)∣≤max⁡∂Ω∣f∣ for z∈Ω (Boundary maximum modulus principle on a bounded domain).

[F13]

A holomorphic function on a punctured disc bounded near the centre has a removable singularity there (Characterizations of removable singularities).

[F14]

On a punctured disc, a is a pole of f if and only if ∣f(z)∣→∞ there, equivalently 1/f extends holomorphically across a and vanishes there (Characterizations of poles).

Proof

technique · reduce the exterior map to a holomorphic function on a punctured disc omitting $0$ and $1$; obtain uniform chordal equicontinuity on a fixed annulus from Schottky's theorem and Cauchy estimates; extract a deterministic diagonal subsequence converging on a dense subset; propagate a bound for the function or its reciprocal along shrinking circles by the maximum modulus principle; conclude with the removable-singularity and pole characterizations
1.1F1F2givenconstruct

Let v1,v2,v3 be the three omitted sphere values. By [F1] choose a Möbius transformation M with M(v1)=0, M(v2)=1, M(v3)=∞, and put h(z):=M(g(1/z)) for 0<∣z∣<1/R1. Since ∣1/z∣>R1 there, g(1/z) omits v1,v2,v3; hence h attains neither ∞ nor 0,1, so h is holomorphic on 0<∣z∣<1/R1 and omits 0 and 1.

1.2givenconstructalgebra

(Local setup) Let h be holomorphic on 0<∣z∣<r0 omitting 0 and 1. Set ρ:=r0/8, ρn:=ρ 2−n for n∈N, A:={1/2<∣ζ∣<2} and hn(ζ):=h(ρnζ) for ζ∈A. Since 0<ρn∣ζ∣<2ρ=r0/4<r0 for ζ∈A, each hn is holomorphic on A and omits 0 and 1.

1.3F6F7algebra

(Dense set) Put K:={3/4≤∣ζ∣≤5/4} and let Q:=(Q+iQ)∩K. Since Q2 is countable and dense in R2 and K is the closure of its nonempty interior {3/4<∣ζ∣<5/4}, Q is countable and dense in K; fix an enumeration q0,q1,q2,… of Q.

1.4F5F6algebra

(Dyadic target boxes) Identify the sphere with S2⊂[−1,1]3 through the stereographic homeomorphism of [F5]. For each m≥0 the 8m half-open dyadic boxes of side 21−m partition [−1,1]3; order each level lexicographically. Their diameters are 3⋅21−m→0.

2.1F2step 1.1suffices

It suffices to prove the following local claim: a function holomorphic on a punctured disc 0<∣z∣<r0 that omits 0 and 1 extends meromorphically at 0. Indeed, applying the claim to h produces a meromorphic extension of h at 0; by [F2] the composition M−1∘h is then meromorphic at 0, and on the punctured disc it equals g(1/z), so z↦g(1/z) is meromorphic near 0.

2.2F7step 1.2algebra

(Fixed band) Put δ:=1/16. The set K of step 1.3 is closed and bounded, hence compact by [F7]. If a∈K and ∣ζ−a∣≤2δ=1/8, then 5/8≤∣ζ∣≤11/8, so ζ∈A; thus D‾(a,2δ)⊂A for every a∈K.

2.3step 1.2algebra

(Center normalization) Fix a∈K and n∈N. If ∣hn(a)∣≤2 put t:=hn; otherwise put t:=1/hn. In both cases t is holomorphic on A, omits 0 and 1, and ∣t(a)∣≤2: in the first case this is step 1.2; in the second, hn has no zeros, t=0 would force hn=∞, and t=1 would force hn=1, while ∣t(a)∣<1/2.

2.4F7F8F10step 1.4construct

(Extraction at one point) Let I⊂N be infinite and q∈K. Define I0:=I and, recursively, for m≥0: among the finitely many level-(m+1) dyadic boxes, at least one contains Σ(hi(q)) for infinitely many i∈Im; let Bm be the first such box and Im+1:={i∈Im:Σ(hi(q))∈Bm}. Let s(m) be the least element of Im with s(m)>s(m−1), where s(−1):=−1. Then every Im is infinite and nested, s is strictly increasing with range in I, and the values Σ(hs(m)(q)) are eventually inside boxes of diameter tending to 0, so they form a Cauchy sequence; being contained in the compact metric space [−1,1]3, it converges, and the limit lies in the closed subset S2. Every selection above is a least element in a finite or well-ordered list, so no choice principle is used.

3.1F3step 2.2step 2.3

(Schottky bound) The map F(ζ):=t(a+2δζ) is holomorphic on the unit disc and omits 0,1, with ∣F(0)∣=∣t(a)∣≤2; the disc D(a,2δ) lies in A by step 2.2. Applying [F3] with center bound 2 and inner radius 1/2 gives a constant C0=C(2,1/2), independent of a and n, with ∣t(ζ)∣≤C0 for ∣ζ−a∣≤δ.

3.2F10step 2.4construct

(Nested refinements) Let s0 be the strictly increasing sequence produced by step 2.4 with I=N and q=q0. Define states (j,sj) by recursion [F10], taking sj+1 to be the sequence produced by step 2.4 from I:=range⁡(sj) and q:=qj+1. Then each sj is strictly increasing, range⁡(sj+1)⊆range⁡(sj), and, since sj was extracted at qj, the values hsj(m)(qj) converge in the chordal sphere as m→∞ for every j.

4.1F4step 3.1algebra

(Lipschitz bound for t) By [F4] applied to t on D(a,2δ) with bound M=C0 on the circle ∣ζ−a∣=δ and r=δ/2, we get ∣t′(ζ)∣≤δ C0(δ/2)2=4C0δ for ∣ζ−a∣≤δ/2. Hence ∣t(z)−t(w)∣≤4C0δ∣z−w∣ for z,w∈D(a,δ/2).

4.2step 3.2algebra

(Diagonal) Put ni:=si(i) for i∈N. Then ni+1=si+1(i+1)>si+1(i)≥si(i)=ni, because range⁡(si+1)⊆range⁡(si) forces si+1(i)≥si(i) by induction on the position in the increasing enumeration. Hence (ni) is strictly increasing. For fixed j and i≥j we have ni∈range⁡(si)⊆range⁡(sj), so (ni)i≥j is a strictly increasing sequence of elements of range⁡(sj), i.e. a subsequence of sj; by step 3.2 the values hni(qj) converge to a point H(qj) of the sphere.

5.1F5step 4.1algebra

(Chordal form) For finite u,v the stereographic coordinates give χ(u,v)=2∣u−v∣(1+∣u∣2)(1+∣v∣2)≤2∣u−v∣, and χ(1/u,1/v)=χ(u,v) for u,v≠0: substituting 1/u,1/v in the formula clears the factors ∣u∣,∣v∣. Therefore for z,w∈D(a,δ/2), in the notation of step 2.3, χ(hn(z),hn(w))=χ(t(z),t(w))≤2∣t(z)−t(w)∣≤8C0δ∣z−w∣, uniformly in n and a.

6.1step 5.1algebra

(Equicontinuity on K) For all z,w∈K with ∣z−w∣<δ/2, apply step 5.1 with a:=z∈K and w∈D(z,δ/2): χ(hn(z),hn(w))≤8C0δ∣z−w∣ for every n. Thus the family {hn} has the uniform chordal modulus of continuity ω(s):=min⁡{2,8C0δs} on K, where the constant 2 bounds the chordal distance because χ is the chordal length on the unit sphere.

7.1F7F8step 6.1step 4.2

(Uniform convergence on K) Let ε>0 and choose η>0 with ω(η)<ε/3. The discs D(q,η), q∈Q, cover K; by compactness [F7] a finite subcover exists, and we take the least one in a fixed enumeration of the finite subsets of Q. For each of its finitely many centers qℓ, step 4.2 gives Nℓ with χ(hni(qℓ),hnm(qℓ))<ε/3 for i,m≥Nℓ. Let N:=max⁡ℓNℓ. For z∈K choose ℓ with ∣z−qℓ∣<η; then for i,m≥N, χ(hni(z),hnm(z))≤χ(hni(z),hni(qℓ))+χ(hni(qℓ),hnm(qℓ))+χ(hnm(qℓ),hnm(z))<ε. Thus (hni) is uniformly Cauchy on K, and since the chordal sphere is compact, hence complete [F8], it converges uniformly on K to a map H:K→C^.

8.1F11step 7.1

(Limit on the annulus) The chosen functions hni are holomorphic on the annulus U:={3/4<∣ζ∣<5/4}⊂A and converge chordally uniformly on U by step 7.1. By [F11] the limit H:U→C^ is meromorphic or identically ∞; since all approximants are holomorphic, H is holomorphic on U or identically ∞.

8.2F5F9step 7.1algebra

(Finite case: a bound on the circle) Suppose H is holomorphic on U. By [F9] applied to ∣H∣ on the compact circle {∣ζ∣=1}⊂U there is M with ∣H(ζ)∣≤M there, and the continuous positive function ζ↦χ(H(ζ),∞) attains a positive minimum. So the image of the circle is a compact subset of C and there is c0>0 with χ(H(ζ),∞)≥c0 on it. Uniform chordal convergence (step 7.1) then gives, for all large i, χ(hni(ζ),H(ζ))<c0/2 on ∣ζ∣=1, so χ(hni(ζ),∞)≥c0/2 there; writing χ(u,∞)=2/1+∣u∣2, this means ∣hni(ζ)∣≤M′ on ∣ζ∣=1 for a constant M′ independent of i. Since hni(ζ)=h(ρniζ), the function h satisfies ∣h∣≤M′ on each circle ∣z∣=ρni with i large.

8.3F5step 7.1algebra

(Infinite case: a bound for the reciprocal) Suppose H≡∞ on U. Uniform chordal convergence to ∞ gives, for all large i, χ(hni(ζ),∞)<2 on ∣ζ∣=1. Since χ(u,∞)=2/1+∣u∣2, this is exactly ∣hni(ζ)∣>1, that is ∣1/h(ρniζ)∣<1, on the circle ∣ζ∣=1. As h omits 0, the reciprocal 1/h is holomorphic on the punctured disc, and ∣1/h∣≤1 on each circle ∣z∣=ρni with i large.

9.1F12step 8.2algebra

(Propagation, finite case) For each large i, the function h is continuous on the closed annulus ρni+1≤∣z∣≤ρni and holomorphic in its interior, with ∣h∣≤M′ on both boundary circles by step 8.2; [F12] gives ∣h∣≤M′ throughout that annulus. Consecutive retained annuli cover {0<∣z∣≤ρni0} for a suitable i0, so h is bounded on a punctured neighbourhood of 0.

9.2F12step 8.3algebra

(Propagation, infinite case) Likewise, in the setting of step 8.3 the reciprocal 1/h is holomorphic on each such annulus and bounded by 1 on both boundary circles, so [F12] gives ∣1/h∣≤1 throughout the annulus; hence 1/h is bounded on a punctured neighbourhood of 0.

10.1F13F14step 9.1step 9.2

(Meromorphic extension at the centre) If h is bounded near 0, then [F13] makes 0 a removable singularity of h and h has a holomorphic extension across 0. If instead 1/h is bounded near 0, then [F13] extends 1/h holomorphically to a function φ with φ(0)=c: if c≠0 then h=1/φ is holomorphic near 0, and if c=0 then φ has a zero of finite order m≥1 at 0, and the pole criterion of [F14], applied to f:=h whose reciprocal φ=1/h extends holomorphically across 0 and vanishes there, shows that h has a pole of order m at 0. In every case h extends meromorphically at 0.

11.1step 2.1step 10.1discharge-construct∎

The local claim of step 2.1 is proved, so by step 2.1 the function z↦g(1/z) is meromorphic in a neighbourhood of 0; equivalently, g extends meromorphically across w=∞. Every selection above was the least element of a finite or well-ordered explicitly enumerated list, so no choice principle is used.

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