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Exponential and logarithm in a noncommutative complete filtered algebra

Statement

Let E be any unital associative k-algebra over a characteristic-zero field, with descending two-sided filtration F0E=E, FpE FqE⊆Fp+qE, and E≅lim←⁡E/FnE. Commutativity is not assumed. The formulas

exp⁡X=∑j≥0Xjj!,log⁡(1+N)=∑j≥1(−1)j−1Njj

give mutually inverse bijections F1E↔1+F1E, and exp⁡(−X) is the inverse of exp⁡X. For X∈F1E and T∈E,

exp⁡(X)Texp⁡(−X)=∑r≥0(ad⁡X)r(T)r!,ad⁡X(T)=XT−TX.

There is also a degreewise-complete graded variant: assume E=⨁dEd is a multiplicatively filtered graded algebra with each Ed≅lim←⁡nEd/(FnE)d. Then exp and log give inverse bijections (F1E)0↔1+(F1E)0, and the displayed conjugation identity holds for X∈(F1E)0 and any fixed homogeneous T∈Ed. The first two series converge in E0 and the conjugation series in Ed; no completeness of the ungraded direct sum is required. In particular this variant applies to the degreewise complete endomorphism algebra in Coefficient-complete fixed-carrier codifferential deformation once its completeness is established.

Facts & Assumptions

Given: A complete multiplicatively filtered unital associative algebra E, X,N∈F1E, and T∈E.

[F1]

Coefficient-complete fixed-carrier codifferential deformation specifies the concrete endomorphism algebra and its order filtration for the stated application; the abstract lemma separately assumes completeness.

Proof

1.1givenconstruct

The terms Xj and Nj belong to FjE. Therefore all displayed series have finite reductions modulo every FnE and define unique limits. Multiplication respects these limits because the filtration is multiplicative. In particular any one-variable formal series with rational coefficients and zero-order constant defined in k can be evaluated at a positive-order element: each coefficient calculation becomes finite in every quotient.

1.2algebra

In Q[ ⁣[t] ⁣], define ℓ(t)=∑j≥1(−1)j−1tj/j. Termwise differentiation gives ℓ′(t)=(1+t)−1. The formal chain rule, obtained by expanding products coefficient by coefficient, gives h′=h/(1+t) for h=exp⁡ℓ(t) and h(0)=1. From (1+t)h′=h the coefficient recursion gives h=1+t: its coefficient of t is 1 and every higher coefficient is zero. Also the formal derivative of ℓ(exp⁡(t)−1) is 1 and its constant coefficient is zero, so ℓ(exp⁡(t)−1)=t. Each assertion is an identity of scalar coefficient series.

1.3givenalgebra

Induction on r proves (ad⁡X)r(T)=∑j=0r(−1)j(rj)Xr−jTXj: the induction step multiplies once on the left and subtracts once on the right, and Pascal's identity collects the overlapping terms. Every summand has filtration order at least r, even if T has order zero, so the resulting exponential series converges.

2.1step 1.1step 1.2algebra

Substitute N and X into the two scalar identities modulo FnE and pass to the inverse limit, using step 1.1. This proves exp⁡(log⁡(1+N))=1+N and log⁡(exp⁡X)=X. The substitution is sound in the noncommutative algebra because every identity involves powers of one fixed element only. The coefficient of total degree r>0 in exp⁡(X)exp⁡(−X) is Xr∑j=0r(−1)j/(j!(r−j)!)=0; the degree-zero coefficient is 1. Thus the exponential inverse is exp⁡(−X) and both inverse bijections have the stated domains.

3.1F1step 1.1step 1.3algebra∎

Expanding exp⁡(X)Texp⁡(−X) modulo FnE and collecting the terms containing a total of r copies of X gives ∑j=0r(−1)jXr−jTXj/((r−j)!j!)=(ad⁡X)r(T)/r!. Passing to limits gives the conjugation identity. If E is graded and ∣X∣=0, its graded commutator with T is exactly the ordinary commutator used here, so the same proof applies in every fixed homogeneous degree. In the degreewise-complete variant, perform the scalar substitutions and exponential inverses entirely in the complete unital algebra E0. Every term Xr−jTXj has degree d, so the conjugation coefficient sums and their limit lie in the complete component Ed. Multiplicativity gives continuity of the left and right E0 actions on Ed, justifying those limits. This proves the graded variant without allowing a sum of endomorphisms in varying degrees.

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