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A nonsingular principal minor of the symmetrized Cartan matrix of size the rank
Statement
Let and let be a real symmetric matrix of rank . For , write for its principal submatrix. Use the convention that the empty matrix has determinant and is invertible. There is a subset with for which is nonsingular.
If in addition is a real matrix and has with , then for the same ,
Thus is also nonsingular and has size , and . In particular, if is symmetrizable and has corank one, then has corank one and the conclusion gives a nonsingular principal submatrix.
Facts & Assumptions
Given: A real symmetric matrix of rank ; in the second assertion, also with positive diagonal and .
A symmetrizable generalized Cartan matrix has a positive diagonal symmetrizer for which is symmetric (Symmetrizable generalized cartan matrix).
For positive size, determinant is defined by the Leibniz formula; we additionally use the local empty-matrix convention stated above (For , the determinant over a commutative ring by the Leibniz formula, and for a real matrix).
A real square matrix is invertible exactly when its determinant is nonzero (A finite square real matrix is invertible if and only if its determinant is nonzero); nonsingular means invertible (Invertible square matrices and similarity over a commutative ring).
If a symmetric block matrix has an invertible leading block , its determinant is times the determinant of the Schur complement (For symmetric with invertible, a block-unitriangular congruence gives and factors ).
Matrix rank is row rank (Row space, column space, nullspace, row rank, column rank and matrix rank).
A nonzero -rowed minor of a real matrix forces its rank to be at least (A matrix has rank at least exactly when it has a nonzero -rowed minor).
Determinants are multiplicative, and the determinant of a diagonal matrix is the product of its diagonal entries (For same-sized finite square matrices over a commutative ring, , The determinant of a triangular matrix is the product of its diagonal entries).
Transpose reverses matrix products, and an invertible matrix has a unique inverse (Matrix arithmetic over a commutative ring is associative, unital and distributive, and transpose reverses products, Invertible square matrices and similarity over a commutative ring).
Proof
If , then and works by the stated empty-matrix convention. When with positive diagonal , as well, so the determinant identity is . Hence assume .
Since , either some , giving a nonsingular one-by-one principal submatrix, or all diagonal entries vanish and some with , giving the nonsingular two-by-two principal submatrix with determinant . Choose, from the finite family of principal submatrices with nonzero determinant, a set maximal under inclusion. Then is invertible by [F3]; put .
For any , maximality makes . Write . The Schur-complement formula [F4] gives , so .
For distinct , maximality also gives . Since , transposing and using [F8] shows that is also a two-sided inverse of , hence . The two-by-two Schur complement therefore has zero diagonal by step 2.1 and equal off-diagonal entries . Its determinant is , so [F4] and the fact that imply . Therefore every entry of the complementary block equals the corresponding entry of , where .
Partitioning by and , the equality in step 3.1 yields . By matrix multiplication, every row of is a linear combination of the rows of the right factor, so [F5] gives . Since , has a nonzero -rowed minor, so [F6] gives . Hence .
If , diagonality gives , and [F7] gives . The product is nonzero, so the already nonzero forces . For a symmetrizable of corank one, positive diagonal row-scaling preserves rank, hence .
Remarks
Symmetry is essential: has rank but no nonsingular one-by-one principal submatrix. Berkeley's Gabber–Kac example in Ch. 10 §10.4.2.6 assumes the positive-semidefinite corank-one case; the principal-minor argument above needs only symmetry and therefore also applies to indefinite symmetrizable matrices.
Depends on
- Symmetrizable generalized cartan matrix
- For $n\ge1$, the determinant over a commutative ring by the Leibniz formula, and $|\det A|$ for a real matrix
- Invertible square matrices and similarity over a commutative ring
- A finite square real matrix is invertible if and only if its determinant is nonzero
- For symmetric $M=\begin{pmatrix}A&B\\B^{\mathsf T}&C\end{pmatrix}$ with $A$ invertible, a block-unitriangular congruence gives $A\oplus(C-B^{\mathsf T}A^{-1}B)$ and factors $\det M$
- Row space, column space, nullspace, row rank, column rank and matrix rank
- A matrix has rank at least $r$ exactly when it has a nonzero $r$-rowed minor
- For same-sized finite square matrices over a commutative ring, $\det(AB)=\det(A)\det(B)$
- The determinant of a triangular matrix is the product of its diagonal entries
- Matrix arithmetic over a commutative ring is associative, unital and distributive, and transpose reverses products
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Sources
- Richard Borcherds, Mark Haiman, Theo Johnson-Freyd, Nicolai Reshetikhin and Vera Serganova, Berkeley Lectures on Lie Groups and Quantum Groups (book-length lecture notes, last updated 18 January 2024) (standard reference, not scraped)
- Benjamin Enriquez, PBW and Duality Theorems for Quantum Groups and Quantum Current Algebras, Journal of Lie Theory 13 (2003), 21–64 (standard reference, not scraped)