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A nonsingular principal minor of the symmetrized Cartan matrix of size the rank

Statement

Let n≥1 and let B=(bij) be a real symmetric n×n matrix of rank r. For J⊆{1,…,n}, write BJ=(bij)i,j∈J for its principal submatrix. Use the convention that the empty matrix has determinant 1 and is invertible. There is a subset J with ∣J∣=r for which BJ is nonsingular.

If in addition A is a real n×n matrix and D=diag⁡(d1,…,dn) has di>0 with B=DA, then for the same J,

det⁡BJ=(∏i∈Jdi)det⁡AJ.

Thus AJ is also nonsingular and has size r, and ∣{1,…,n}∖J∣=n−r. In particular, if A is symmetrizable and has corank one, then B=DA has corank one and the conclusion gives a nonsingular (n−1)×(n−1) principal submatrix.

Facts & Assumptions

Given: A real symmetric matrix B of rank r; in the second assertion, also A,D with D positive diagonal and B=DA.

[F1]

A symmetrizable generalized Cartan matrix has a positive diagonal symmetrizer D for which B=DA is symmetric (Symmetrizable generalized cartan matrix).

[F2]

For positive size, determinant is defined by the Leibniz formula; we additionally use the local empty-matrix convention stated above (For n≥1, the determinant over a commutative ring by the Leibniz formula, and ∣det⁡A∣ for a real matrix).

[F3]

A real square matrix is invertible exactly when its determinant is nonzero (A finite square real matrix is invertible if and only if its determinant is nonzero); nonsingular means invertible (Invertible square matrices and similarity over a commutative ring).

[F4]

If a symmetric block matrix has an invertible leading block C, its determinant is det⁡(C) times the determinant of the Schur complement (For symmetric M=(ABBTC) with A invertible, a block-unitriangular congruence gives A⊕(C−BTA−1B) and factors det⁡M).

[F6]

A nonzero k-rowed minor of a real matrix forces its rank to be at least k (A matrix has rank at least r exactly when it has a nonzero r-rowed minor).

Proof

technique · Choose a maximal nonsingular principal block and use its Schur complement
1.1givenF2algebra

If r=0, then B=0 and J=∅ works by the stated empty-matrix convention. When B=DA with positive diagonal D, A=0 as well, so the determinant identity is 1=1. Hence assume r>0.

1.2givenF2F3choosealgebra

Since B≠0, either some bii≠0, giving a nonsingular one-by-one principal submatrix, or all diagonal entries vanish and some bij≠0 with i≠j, giving the nonsingular two-by-two principal submatrix with determinant −bij 2. Choose, from the finite family of principal submatrices with nonzero determinant, a set J maximal under inclusion. Then BJ is invertible by [F3]; put k=∣J∣.

2.1step 1.2F4algebra

For any p∉J, maximality makes det⁡BJ∪{p}=0. Write up=(bip)i∈J. The Schur-complement formula [F4] gives 0=det⁡(BJ)(bpp−upTBJ−1up), so bpp−upTBJ−1up=0.

3.1step 2.1F4F8algebra

For distinct p,q∉J, maximality also gives det⁡BJ∪{p,q}=0. Since BJT=BJ, transposing BJBJ−1=I=BJ−1BJ and using [F8] shows that (BJ−1)T is also a two-sided inverse of BJ, hence (BJ−1)T=BJ−1. The two-by-two Schur complement therefore has zero diagonal by step 2.1 and equal off-diagonal entries t=bpq−upTBJ−1uq. Its determinant is −t2, so [F4] and the fact that det⁡BJ≠0 imply t=0. Therefore every entry of the complementary block equals the corresponding entry of WTBJ−1W, where W=BJ,Jc.

4.1step 3.1F5F6F8algebra

Partitioning by J and Jc, the equality in step 3.1 yields B=(IWTBJ−1)BJ(IBJ−1W). By matrix multiplication, every row of B is a linear combination of the k rows of the right factor, so [F5] gives r≤k. Since det⁡BJ≠0, B has a nonzero k-rowed minor, so [F6] gives r≥k. Hence k=r.

5.1F1F5F7step 1.1step 4.1algebra∎

If B=DA, diagonality gives BJ=DJAJ, and [F7] gives det⁡BJ=det⁡DJdet⁡AJ=(∏i∈Jdi)det⁡AJ. The product is nonzero, so the already nonzero det⁡BJ forces det⁡AJ≠0. For a symmetrizable A of corank one, positive diagonal row-scaling preserves rank, hence r=n−1.

Remarks

Symmetry is essential: (0100) has rank 1 but no nonsingular one-by-one principal submatrix. Berkeley's Gabber–Kac example in Ch. 10 §10.4.2.6 assumes the positive-semidefinite corank-one case; the principal-minor argument above needs only symmetry and therefore also applies to indefinite symmetrizable matrices.

Depends on

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