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Opposite-index nondegenerate zeros cancel in a ball

Statement

Assume countable choice ACω (The Axiom of Countable Choice (ACω)). Let M be a smooth n-manifold, n≥2, let X be a smooth vector field and let B⊆M be a smoothly embedded closed ball whose interior contains exactly two zeros p,q of X, both nondegenerate and of opposite index, with X≠0 on ∂B (Embedded smooth submanifolds with boundary). Then there is a smooth vector field X′ on M with X′=X outside int⁡B (in particular on a neighbourhood of ∂B) and X′≠0 on B; thus X′ has exactly the zeros of X outside B and none in B.

Facts & Assumptions

Given: A smooth field X on the smooth n-manifold M, n≥2, and a closed ball B containing exactly the two nondegenerate zeros p,q in its interior, with opposite indices and X≠0 on ∂B.

[F1]

Choose a smooth parametrization b:Dn→B and pull back the field as Y(u)=(dbu)−1X(b(u)). This is a smooth vector field on the closed Euclidean ball, with exactly the two corresponding nondegenerate zeros and no boundary zero. The differential of b provides matching base and fibre orientations. The boundary-degree lemma identifies its normalized boundary degree with the sum of local indices, which are preserved under this pullback (The local index is additive under a transverse perturbation, The index sum of an outward field is the Gauss degree, The induced tangent bundle chart).

[F2]

A smooth map u:Sm→Sm of degree 0 is homotopic to a constant map and admits a smooth nowhere-zero extension F:Dm+1→Rm+1∖{0} with F(x)=u(x/∣x∣) for ∣x∣≥23; in particular F=u on the boundary sphere (A degree-zero sphere map extends over the ball without zeros).

[F3]

Each of the two zeros is nondegenerate with index ±1, and the two indices are opposite, so their sum is 0 (The index of a nondegenerate vector-field zero, Nondegenerate zero of a vector field).

[F4]

There are smooth bump functions equal to 1 on a prescribed closed collar of the boundary sphere and supported in a slightly larger collar, and smooth radial interpolations with prescribed values near the two ends of an interval exist (Explicit compactly supported smooth cutoffs).

Proof

1.1F1F3algebra

In the parametrization of [F1] the normalized field u(y):=Y(y)/∣Y(y)∣ on the boundary sphere is smooth and its degree equals ind⁡b−1(p)Y+ind⁡b−1(q)Y=0 by [F1] and [F3].

2.1F1F2F3F4step 1.1construct

Fix 0<r0<1 so that Y≠0 on the collar {r0≤∥y∥≤1}, put u0(v):=Y(r0v)/∣Y(r0v)∣, and note that the ball of radius r0 contains the same two zeros, so [F1] gives deg⁡u0=0 as well; by [F2] applied to u0 there is a smooth nowhere-zero F0 on B‾r0(0) with F0(y)=u0(y/∥y∥) for 23r0≤∥y∥≤r0. Put Ψ(v,s):=Y(sv)/∣Y(sv)∣ on Sn−1×[r0,1], choose by [F4] a smooth function σ:[r0,1]→[r0,1] with σ(s)=s for s near 1 and σ(s)=r0 for s near r0, and define F:=F0 on B‾r0(0) and F(y):=Ψ(y/∥y∥,σ(∥y∥)) for r0≤∥y∥≤1: the two formulas agree on the sphere ∥y∥=r0, where both equal u0(y/∥y∥) and are independent of ∥y∥ in a one-sided neighbourhood of it, so F is smooth and nowhere zero on B‾2(0,1), and F(y)=Y(y)/∣Y(y)∣ on a collar {∥y∥≥1−δ} because σ(s)=s there.

3.1F1F4step 2.1constructalgebra

Choose by [F4] a smooth bump μ equal to 1 on a neighbourhood of the collar {∥y∥≥1−δ} and supported in a slightly larger zero-free collar, extend μ∣Y∣ smoothly by zero from that zero-free collar, and write ψ:=μ ∣Y∣+(1−μ)c with a positive constant c, and put X′′:=ψ F; then ψ is smooth and positive on the ball with ψ=∣Y∣ on {∥y∥≥1−δ}, so X′′ is a smooth nowhere-zero field on the ball, and on that collar X′′=∣Y∣⋅Y/∣Y∣=Y. Therefore the field equal to X′′ on B (transported back by db) and to X outside int⁡B is smooth, agrees with X on a neighbourhood of ∂B and outside int⁡B, and is nowhere zero on B.

4.1step 3.1algebra∎

The resulting smooth field X′ on M therefore has no zero in B and coincides with X off int⁡B, so its zero set is exactly the zero set of X outside B, as claimed.

Depends on

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