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Refined Gysin operations commute and compose

Statement

All schemes and base changes below are locally of finite type over a fixed field k, and all morphisms are k-morphisms.

Assume the Axiom of Choice (The Axiom of Choice) inherited from the smooth normal-sequence suppliers. The operations c(Z,T,N) of Gysin specialization is bivariant and compatible with base change commute with every bivariant operation. Given Z⊂Y⊂T and virtual normal bundles fitting into 0→NZ/Y→NZ/T→NY/T∣Z→0 compatible with the conormal maps, c(Z,T,NZ/T)=c(Z,Y,NZ/Y)c(Y,T,NY/T). For regular embeddings this yields (ji)!=i!j!, after all base changes. If a regular embedding is followed by a smooth projection, its Gysin likewise composes with the projection pullback; in particular a regular section of a smooth morphism gives s!p∗=1.

Facts & Assumptions

Given: the Axiom of Choice; closed immersions Z⊆Y⊆T with virtual normal bundles NZ/Y,NY/T,NZ/T in a compatible exact sequence; a regular embedding s:Z↪P followed by a smooth projection P→T with Z→T flat of the expected relative dimension.

[L1]

The operations c(Z,T,N) of Gysin specialization is bivariant and compatible with base change are bivariant, are compatible with arbitrary base change, and admit the excess formula: if the cone factors through a subbundle, the operation is the corresponding operation multiplied by the top Chern operator of the quotient.

[L2]

Chern classes are operational and central among bivariant operations; the zero-section and excess identities hold (Operational Chern classes and the Whitney formula, Zero-section Gysin and excess intersection for vector subbundles).

[L3]

Cartier Gysin commutes with proper pushforward and flat pullback, and the bivariant equality criterion holds: equality can be tested on fundamental classes of integral schemes over the base, allowing a proper birational modification (Intersection with an invertible sheaf and the first Chern class, Bivariant Chow operations and bivariant classes).

[L4]

Smooth local structure of regular embeddings: the conormal sequence, étale-local coordinate model and regular sequences are as in Smooth immersions, their conormal sequence, deformation charts and smooth sections; blowups and strict transforms are as in Blowup of a scheme along an ideal sheaf.

[L5]

For a nonzero ideal on an integral scheme, the blowup is integral and birational (Blowing up a nonzero ideal on an integral scheme is birational), is proper (Blowups of finite type ideals are locally H-projective, and proper), and its inverse-image ideal is invertible with Cartier zero scheme (The pulled-back center ideal is the relative twist; the exceptional divisor is Cartier). If a product of two finitely generated ideals in a local domain is generated by a nonzero element c, some generator product equals c times a unit; cancellation then shows each factor ideal is principal and generated by a nonzerodivisor. This verifies the simultaneous Cartier reduction used below.

Proof

technique · direct; test on integral bases via the bivariant criterion, reduce to the Cartier case by blowing up, and prove the key cone identity by the deformation charts
1.1L1L2L3L5algebra

Commutation with bivariant operations. Test equality of two bivariant operations on the fundamental class of an integral T′→T, allowing a proper birational modification by [L3]. If the inverse image of Z in T′ is all of T′, the cone is the zero section and c(Z,T,N) is the top Chern operator of the virtual normal bundle by [L1] with N0′=0, hence central by [L2]. Otherwise blow up the nonzero ideal defining the inverse image of Z: on the blowup the inverse image is an effective Cartier divisor D, the pulled-back conormal surjection maps onto ID/ID2, an invertible sheaf. Locally this surjection onto a free rank-one module splits; dualizing gives a subbundle injection ND/T~′↪N∣D with locally free quotient Q, and the excess formula of [L1] gives c=ctop⁡(Q)∩D!. The factor ctop⁡(Q) commutes with every bivariant operation by [L2] and the Cartier factor D! commutes by the Cartier axiom [L3]; pushing the resulting identity forward along the blowup proves commutation on the original integral base.

1.2L1L2L4algebra

Sections of smooth morphisms. Let s:Z↪P be a regular immersion followed by a smooth projection p:P→T with ps flat of the expected relative dimension. Locally write T=Spec⁡A, P=Spec⁡B, Z=Spec⁡C; the Koszul resolution of C over B has A-flat terms because B is smooth hence flat over A, and its quotient C is A-flat by hypothesis, so the successive kernels are A-flat by the Tor vanishing criterion; tensoring with any A′ therefore stays exact, so the regular equations remain regular after every base change, and the normal cone of the base-changed embedding is the full base-changed normal bundle with fundamental cycle the bundle pullback. Inverting bundle pullback gives s!p∗=(ps)∗; when ps=id⁡ this is s!p∗=1.

2.1L1L3L4L5step 1.1algebra

Composition. Apply the equality criterion of [L3] and blow up the product of the two ideals defining the inverse images of Z and Y to make both Cartier, splitting off the excess bundles with [L1] so that the outer normal bundle is a line bundle NY/T over the base; if an inverse image is the whole base the identity reduces to the excess formula of [L1]. Write o:Y→CYT for the zero section; the essential cone identity is o![CZT]=[CZY] as a class in An−1(CZT×CYTY) for integral T of dimension n. On an affine open write Z=(a) and Y=(b) with b=ac and a,b≠0; the t-charts of the two deformations are Ra=A[t,u]/(tu−a) and Rb=A[t,v]/(tv−b), both embedded in A[t,t−1] because their principal ideals are generated by nonzerodivisors, and the homomorphism Rb→Ra, v↦cu, defines a morphism from the t-chart of the Z-deformation to that of the Y-deformation which restricts on t=0 to the induced map of normal cones. The strict transform of Y×P1 in the Z-blowup has coordinate ring Ra/((b)Ra:t∞)=(A/(b))[t,aˉ/t], the contraction of (b) after inverting t (saturation is essential: for b=a2 the quotient has relation u2=0 at infinity, not merely cˉu=0), and its special fibre is gr⁡(aˉ)(A/(b))=CZY with all nonreduced multiplicities. The strict transform PY1 in the Y-blowup is the Cartier divisor v=0 with infinity restriction the zero section o; pulling its Cartier operator back to the Z-chart cuts by cu, a nonzero divisor because Ra is a domain, and the ordinary parts agree, so the two Cartier classes differ by classes at infinity, which the infinity Cartier Gysin kills because the normal line is trivial (j!j∗η=c1(1)η=0). Hence o![CZT]=[CZY]; write p:NZ/T→Z, p1:NZ/Y→Z, and e:NZ/Y↪NZ/T. After the excess reduction, e is the inverse image of the zero section of the outer normal line. Proper/Cartier compatibility pushes the cone identity to e!a∗[CZT]=a1∗[CZY], while the relative-line coordinate calculation gives e!p∗=p1∗. The classes defining the two operations are characterized by p∗γ=a∗[CZT] and p1∗γ1=a1∗[CZY]; hence p1∗γ=p1∗γ1, and the injectivity of p1∗ proves the required equality, and pushing down the modifications gives the composition formula for regular embeddings.

3.1L1step 2.1step 1.2algebra∎

Graph composition. For morphisms f:X→Y and g:Y→W between smooth schemes, work in X×Y×W: the two graph pullbacks intersect in the graph of (f,gf), their equations form regular sequences with independent coordinate directions, and the regular-immersion composition of step 2.1 identifies the iterated operation with the small graph Gysin followed by pullback from W. Comparing with the graph of gf in X×W uses the regular section X×W→X×Y×W, (x,w)↦(x,f(x),w), of a smooth projection, whose Gysin cancels the projection pullback by step 1.2; composition then reduces the small graph operation to the graph of gf. All normal-bundle equalities used are exact sequences, not global splittings.

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