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Operational Chern classes and the Whitney formula

Statement

Assume the Axiom of Choice (The Axiom of Choice) inherited from the proper/quasi-finite and scheme base-change suppliers. Fix a field k and work with schemes locally of finite type over k and k-morphisms. Every rank-r vector bundle E on such a scheme T has operators cj(E):Am(T′)→Am−j(T′) for every T′→T, defined by the projective bundle relation and commuting with the bivariant operations. They satisfy c0=1, cj=0 for j>r, c(L)=1+c1(L), arbitrary base restriction, c(E)=c(E′)c(E′′) for 0→E′→E→E′′→0, and a splitting principle by iterated projective bundles whose flat pullback is injective after every base change. If a section of E on a pure n dimensional scheme T has zero scheme regularly embedded of codimension r, then cr(E)∩[T]=[Z(s)] in An−r(T). These are operators on singular schemes; a Chow ring is not required.

Facts & Assumptions

Given: the Axiom of Choice; a field k; a scheme T locally of finite type over k; a rank-r vector bundle E on T; for every base change T′→T the projective bundle π:P(ET′)→T′ with tautological quotient O(1) and ξ=c1(O(1)).

[L1]

Projective bundle formula: for every d the map ⨁i=0r−1Ad+i(T′)→Ad+r−1(P(ET′)), (αi)↦∑iξi∩π∗αi, is an isomorphism, and π∗(ξr−1∩π∗α)=α while π∗(ξs∩π∗α)=0 for s<r−1 (The projective bundle formula for Chow groups).

[L2]

Bivariant operations and their compatibilities; the first Chern class cap operation ξ∩− commutes with proper pushforward and flat pullback, and two Cartier operations commute (Bivariant Chow operations and bivariant classes, Intersection with an invertible sheaf and the first Chern class).

[L3]

Proper pushforward and flat pullback of the relevant degrees, and the fact that a line bundle L has P(L)≅T′ with ξ=c1(L) (Proper pushforward of cycles and the norm formula, Flat pullback of cycles and of rational equivalence, Projective bundle in the quotient convention, Locally free sheaves of finite rank).

Proof

technique · direct; define the classes by the projective bundle relation, verify the axioms by uniqueness, then run the Whitney and section arguments by induction on the rank
1.1L1L3givenalgebra

Definition by the projective bundle relation. For rank zero set c0=1 and all positive Chern operators to zero; the Whitney and section assertions in this case are identities, and no projective bundle of rank zero is used. Assume now r≥1. For every base change T′→T and every class α∈Am(T′), expand ξr∩π∗α=∑j=0r−1ξj∩π∗βj with βj∈Am−r+j(T′), which exists and is unique by [L1], and define ci(E)∩α:=(−1)i+1βr−i for 1≤i≤r; explicitly the defining relation is ∑j=0r(−1)jξr−j∩π∗(cj(E)∩α)=0, with c0=1 and cj=0 for j>r by convention. All terms have the same dimension, so the relation determines the cj(E)∩α uniquely by the basis part of [L1]. For a line bundle L, P(L)=T′ and the relation reads ξ∩α−c1(L)∩α=0, giving c(L)=1+c1(L) by [L3].

2.1L2step 1.1algebra

Compatibility with bivariant operations. Let b be any bivariant operation commuting with π∗ and ξ (in the sense bξ=ξb). Applying b to the defining relation of step 1.1 and using the commutation with π∗ and ξ gives the same relation with b(cj(E)∩α) in place of cj(E)∩α; by the uniqueness in step 1.1, bcj(E)=cj(E)b. Taking for b a proper pushforward, a flat pullback or a Cartier operation gives the compatibility axioms of the operational classes by [L2]. Restriction along an arbitrary base morphism merely restricts the indexing family of operations: the defining projective-bundle relation is the same relation on each further base scheme. No flatness of that base morphism is needed.

2.2L1step 1.1algebra

The Whitney formula and splitting principle. Iterating projective bundles of successive kernels of tautological line quotients gives a flag tower on which any vector bundle has a filtration with line-bundle quotients. Every projection has injective flat pullback by [L1], with left inverse given by its top relative hyperplane cap followed by pushforward; the same holds after every base change. First let E already have a filtration with line quotients L1,…,Lr in subbundle order. In the quotient convention the inclusion L1↪E induces a section of O(1)⊗π∗L1−1 on P(E) whose zero divisor is P(E/L1); in a local splitting it is a coordinate hyperplane, so it is Cartier even over a singular base. Repeat on this divisor with the next line subbundle of the quotient, ending with the empty projective bundle. Cartier cutting and commutation of first Chern operations therefore give ∏i=1r(ξ−π∗c1(Li))∩π∗α=0 for every α, where each notation π∗c1(Li) means the cap of the pulled-back line bundle. Expanding and using uniqueness in step 1.1 shows c(E)=∏i(1+c1(Li)) as operations. For 0→E′→E→E′′→0, pull back to the combined flag towers of E′ and E′′. Their line filtrations concatenate to a filtration of the pulled-back E, by taking inverse images of the filtration of E′′. The product formula just proved then gives c(E)=c(E′)c(E′′) upstairs; injectivity of the tower pullback, after every further base change, descends this operator identity. These same towers prove the stated splitting principle.

3.1L1L2step 1.1step 2.2algebra∎

The section formula. Assume s a section of E with Z(s)⊆T regularly embedded of codimension r, T pure of dimension n. Induct on r, the case r=1 being the Cartier divisor formula c1(E)∩[T]=[Z(s)] of [L2] with E a line bundle. For r>1, let t be the image of s under π∗E→O(1) on P(E) and H=ker⁡(π∗E→O(1)); the zero scheme of the section t of O(1) is a divisor, and on it the section lifts to H with zero scheme π−1Z(s). At every point of π−1Z(s) the local regular sequence of r equations for Z(s) is transformed by an invertible change of generators to the equation t together with r−1 equations on the fibre direction, so it remains regular; hence π−1Z(s) is regularly embedded of codimension r−1 in Z(t), and π−1Z(s) is the zero scheme of the restricted section of H on the Cartier divisor Z(t). The induction hypothesis applied on Z(t) gives cr−1(H)∩[Z(t)]=[π−1Z(s)], while the Cartier formula for Z(t) and the Whitney formula of step 2.2 give cr(π∗E)∩[P(E)]=cr−1(H)∩c1(O(1))∩[P(E)]=cr−1(H)∩[Z(t)]; combining identifies the flat pullbacks of the two required classes; injectivity of π∗ from [L1] then yields cr(E)∩[T]=[Z(s)].

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