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Flat pullback of cycles and of rational equivalence

Statement

Assume the Axiom of Choice (The Axiom of Choice) inherited from the proper/quasi-finite and scheme base-change suppliers. Let k be a field and let f:X→Y be a flat morphism of schemes locally of finite type over k (Flat morphism of schemes) all of whose nonempty fibres have pure dimension n (Scheme-theoretic fibre, Chain dimension and the empty-space convention); for instance f smooth of relative dimension n (Smooth morphism of schemes, Relative dimension of a smooth morphism at a point, Fibres of a smooth morphism are smooth) or an open immersion with n=0. For an integral closed subscheme V⊆Y let f−1(V)=V×YX be the scheme-theoretic preimage and let [f−1(V)] be its cycle (Cycles of coherent sheaves and of closed subschemes, with flat pullback). Extending linearly gives f∗:Zd(Y)→Zd+n(X). Then:

  1. If f−1(V) is nonempty, it is equidimensional of dimension dim⁡V+n; if it is empty, f∗[V]=0. In both cases f∗[V] is a pure (d+n)-cycle; this is the only place the pure-fibre-dimension hypothesis is used.
  2. f∗(Rat⁡d(Y))⊆Rat⁡d+n(X): for an integral closed subscheme W⊆Y of dimension d+1 and r∈k(W)∗, if Wj are the reduced irreducible components of f−1(W) with generic lengths nj, then f∗(div⁡W(r))=∑jnjdiv⁡Wj(r∣Wj), pushed to X, and the right-hand side lies in Rat⁡d+n(X).
  3. Consequently f∗ descends to a graded homomorphism f∗:Ad(Y)→Ad+n(X) (Rational equivalence and the Chow group of cycles).
  4. (Functoriality) id⁡∗=id⁡ and (g∘f)∗=f∗∘g∗ for composable flat morphisms of the stated kind; if f is an open immersion then f∗ is the restriction of cycles.
  5. (Localization) If j:U↪X is an open immersion and i:Z=X∖U↪X the complementary reduced closed subscheme, the sequence A∗(Z)→i∗A∗(X)→j∗A∗(U)→0 is exact (using Proper pushforward of cycles and the norm formula for i∗).

Facts & Assumptions

Given: the Axiom of Choice; a flat morphism f:X→Y of schemes locally of finite type over k whose nonempty fibres have pure dimension n; an integral closed subscheme W⊆Y with function field k(W) and a rational function r∈k(W)∗.

[L1]

Under flat ring maps, minimal primes contract to minimal primes by going down. A finite-type domain over a field has dimension equal to the transcendence degree of its fraction field, and transcendence degree is additive in finite field towers. Thus if a component of a flat preimage dominates an integral base V, its generic-fibre component of dimension n gives total dimension dim⁡V+n. In the smooth example, relative dimension means that every geometric fibre has the indicated local dimension and smoothness is preserved on fibres (Flat morphism of schemes, Scheme-theoretic fibre, Chain dimension and the empty-space convention, Every flat ring map satisfies going down, Affine-domain dimension equals transcendence degree, Transcendence degree is additive in finite towers, Relative dimension of a smooth morphism at a point, Fibres of a smooth morphism are smooth).

[L2]

[f−1(W)] is the fundamental cycle of the scheme-theoretic preimage, with coefficients the generic lengths; on the reduced components Wj with generic points ηj the coefficient is ℓOX,ηj(Of−1(W),ηj), and flat pullback of cycles is the linear extension of [V]↦[f−1(V)] (Cycles of coherent sheaves and of closed subschemes, with flat pullback, Algebraic cycles and the cycle group of a scheme of finite type over a field).

[L3]

The order function on a one-dimensional Noetherian local domain is additive, multiplicative and computed by lengths of quotients, and rational equivalence is generated by principal divisor cycles (The order function of a one-dimensional Noetherian local domain, Rational equivalence and the Chow group of cycles).

[L4]

For a flat local map A→B and a finite-length A-module M, a composition series of M tensored with B over A is a filtration of B⊗AM with factors κ(pi)⊗AB, and length is additive; if the residue-field fibre B/mAB has finite length ℓ, the total length is ℓA(M)⋅ℓB(B/mAB) when both are finite (Module length is additive in short exact sequences, Flat morphism of schemes). Finite modules over Noetherian rings have prime filtrations (Finite modules over Noetherian rings admit prime filtrations); localizing such a filtration counts minimal-prime factors by generic length, as used in step 2.1.

[L5]

Proper pushforward of cycles descends to Chow groups and if i:Z→X is a closed immersion then i∗ is the induced map on cycles (Proper pushforward of cycles and the norm formula).

Proof

technique · compute generic fibre dimensions and generic lengths for the cycle-level pullback, then descend through divisor generators and close with localization
1.1L1L2givenalgebra

Pure dimension. Let V⊆Y be integral of dimension d and put S=f−1(V). The base change S→V is flat and locally of finite type. Each generic point of an irreducible component of S lies over the generic point of V: on affine charts, going down makes the contraction of a minimal prime minimal, and V is integral. Choose finite-type affine charts Spec⁡A⊆V and Spec⁡B⊆S meeting such a generic point, with corresponding minimal prime p⊂B. Then p∩A=(0), and (B/p)⊗AFrac⁡(A) is an integral component of the generic fibre. It has dimension n by the pure-fibre hypothesis, so its function field has transcendence degree n over Frac⁡(A). The affine-domain dimension theorem and transcendence-degree additivity now give dim⁡(B/p)=trdeg⁡kFrac⁡(B/p)=trdeg⁡kFrac⁡(A)+n=dim⁡A+n=d+n. Every nonempty affine open of an integral locally finite-type k-scheme has the same function field and, by the affine-domain dimension theorem, the same dimension. The chain definition of dimension then shows the whole scheme has that dimension: any chain meets an affine neighbourhood of a point in its smallest member, where the intersections remain strict. Applying this to V and to each component of S identifies their global dimensions with the affine calculation above. Thus all components of f−1(V) have dimension d+n. If the preimage is empty its fundamental cycle is zero, which belongs to Zd+n(X); otherwise the dimension is d+n. In either case its fundamental cycle is a pure (d+n)-cycle.

2.1L1L2L4step 1.1algebra

Local rings over a divisor. Let W⊆Y be integral of dimension d+1, let r=x/y∈k(W)∗ with nonzero x,y in the one-dimensional local domain A=OW,ζ at a codimension-one point ζ, and put S=W×YX. For a codimension-one point ξ of S over ζ, set C=OS,ξ. The local map A→C is flat, C is one-dimensional, and x,y are nonzerodivisors in C. Every minimal prime p of C contracts to (0) in A, so C/p is a one-dimensional domain and r maps to its fraction field. The generic length of the corresponding component of S is np=ℓCp(Cp). A prime filtration of C has np factors C/p for each minimal prime and only finite-length factors in addition.

3.1L3step 2.1algebra

Order calculation on the components. For a nonzerodivisor x, let χx(M)=ℓC(coker⁡x)−ℓC(ker⁡x). This invariant is additive on short exact sequences, vanishes on finite-length factors, and on a one-dimensional domain factor C/p equals ℓC/p((C/p)/x(C/p)). Since x,y are injective on C, the prime filtration from step 2.1 gives ℓC(C/xC)−ℓC(C/yC)=∑pnpord⁡C/p(r)..

4.1L4L1L2L3step 2.1step 3.1algebra

Flat length and divisor identity. The flat local length formula [L4], applied to A/xA and A/yA, gives ℓC(C/xC)−ℓC(C/yC)=ord⁡A(r) ℓC(C/mAC). The last factor is the generic length in the flat pullback of the codimension-one cycle at ξ. Thus the coefficient of f∗(div⁡W(r)) at ξ equals the coefficient of ∑jnjdiv⁡Wj(r∣Wj). At the generic point of W, r is a unit and both coefficients vanish. Summing over codimension-one points and components proves f∗(div⁡W(r))=∑jnjdiv⁡Wj(r∣Wj), with each component pushed to X.

5.1L2L3step 4.1algebra

Descent to Chow groups. By definition Rat⁡d(Y) is generated by the cycles (iW)∗div⁡W(r) for integral W⊆Y of dimension d+1 and r∈k(W)∗. The cycle-level pullback is additive, and step 4.1, applied to the closed immersion of W into Y and its flat base change, sends each generator to a sum of principal divisor cycles on the components of f−1(W). That sum lies in Rat⁡d+n(X), so f∗ descends to Ad(Y)→Ad+n(X).

5.2L1L2step 4.1algebra

Functoriality. For the identity morphism the preimage of an integral subscheme is itself. Let f:X→Y and g:Y→T be composable flat morphisms of the stated kind. The two scheme-theoretic preimages of an integral V⊆T agree, and the fibre dimensions add: ng∘f=ng+nf. At a generic point of each top-dimensional component, the pullback coefficient is the length of the corresponding local tensor product; associativity of tensor products and length additivity give the same coefficient for the composite and the two successive pullbacks. Thus (g∘f)∗[V]=f∗g∗[V] on cycles and on Chow groups. For an open immersion U↪T, the intersection of an integral V⊆T with U is either empty or a dense open integral subscheme of the same dimension, so pullback is restriction of cycles.

6.1L1L2L5algebra∎

Localization. Let j:U↪X be an open immersion and i:Z=X∖U↪X the complementary reduced closed subscheme. A cycle supported on Z restricts to zero. Every integral closed V⊆U is a dense open subscheme of its closure V‾⊆X, with the same function field, so j∗[V‾]=[V] and restriction is surjective. If a cycle α represents a class restricting to zero, then as cycles on U it is a finite (or locally finite) sum ∑a(iVa)∗div⁡Va(ra). The functions extend to the same function fields on the closures V‾a, and their divisors restrict to the stated divisors on U. Hence γ=α−∑a(iV‾a)∗div⁡V‾a(ra) restricts to the zero cycle on U and is supported on Z. The family of closures is locally finite: for every affine open N⊆X, the open N∩U is quasi-compact because N is noetherian. A locally finite family meets a quasi-compact open in only finitely many members, and if N meets V‾a, then the open set N meets Va. Thus only finitely many closures meet each such N. Hence γ=i∗γZ for a (locally finite) cycle on Z, proving exactness in the middle.

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